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Vietnam - SOCIETY
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SEVERAL MONTHS BEFORE his death in 1969, Ho Chi Minh declared that Vietnam would "certainly be reunified under the same roof" no matter what difficulties and hardships might lie ahead. In 1976 the country was territorially reunited--under Hanoi's roof-- after more than twenty years of separation. This historic event proved, however, to be only the first step toward the ultimate test of reunification--the development of sociocultural, economic, and political processes that could best serve the aspirations and needs of the Vietnamese people. In 1987 Vietnam was, in some respects, still a divided nation and still at war-- not for liberation from the bondage of neo-colonialism but for the triumph of socialism in what was officially called the struggle between the socialist and the capitalist paths.
The struggle between socialism and capitalism unfolded in an environment of social and religious patterns molded by centuries of cultural influences from Confucianism, Buddhism, Taoism, indigenous animism and, more recently, Roman Catholicism. The communist government disparaged some of these influences as feudal, backward, superstitious, reactionary, or bourgeois and targeted them for reform. Others, including Buddhism, Catholicism, and minor faiths, were tolerated.
The Vietnamese people were continually urged to discard vestiges of the old society and to adopt instead new values associated with love of labor, collective ownership, patriotism, socialism, and the proletarian dictatorship under the Vietnamese Communist Party (VCP, Viet Nam Cong San Dan). In 1987 these values were at best an abstraction to most Vietnamese, except perhaps for a fraction of the party's fewer than 2 million members. Despite the increasing dependence of families, simply for subsistence, on organizations sponsored by collectives and the state, the strongest bond in the society by far was that of family loyalty. Such loyalty was particularly evident after the mid-1970s, when living conditions deteriorated amid indications of growing government corruption.
Much of Vietnam's contemporary history has been a grim struggle, not on behalf of patriotism or socialism but for survival. With a per capita income estimated at less than US$200 per year, the Vietnamese people in the 1980s remained among the poorest in the world. In 1987 the society was predominantly rural; more than 80 percent of the population resided in villages and engaged primarily in farming. Among the urban population, party and government officials supplanted the former elite, whose privileged status had been derived mainly from wealth and higher education. In theory, Vietnam had eliminated all exploiting classes by developing a class structure composed of workers, peasants, and socialist intellectuals. In practice, a small-scale bourgeoisie continued to operate in the South's industrial sector with the permission of the state, and, according to an official source, some cadres in the south were exploiting peasants in the tradition of former landowners.
Theoretically the society is multiracial, but actually it is dominated by an ethnic Vietnamese elite. Vietnamese, who outnumber other ethnic groups, are overwhelmingly lowlanders; minority peoples, who are divided into nearly sixty groups of various sizes and backgrounds, are mostly highlanders. With the exception of the Chinese, or Hoa, who are mostly lowlanders, the minority peoples traditionally lived apart from one another and from the Vietnamese. In the 1980s, however, the distance between the highland and lowland communities gradually narrowed as a result of the government policy of population redistribution and political integration.
Under this policy, lowlanders were sent to remote, uninhabited areas of the highlands both to relieve overcrowdingin the cities and in the congested Red River Delta-and to increase food production. Both aims were part of the government's effort to raise the standard of living, which in turn was linked to another urgent national priority--family planning. In 1987 the rate of population growth continued to outstrip food production. Given the people's traditional belief in large families, the government faced a major challenge in its attempt to reduce the annual rate of population growth to 1.7 percent or less by 1990.
According to Hanoi, the population of Vietnam was almost 60 million at the end of 1985 (Western sources estimated about a half million more than that in mid-1985). Vietnamese officials estimated that the population would be at least 66 million by 1990 and 80 million by the year 2000, unless the growth rate of 2 percent per year used for these estimates was lowered to 1.7 percent by 1990. With declining mortality rates achieved through improved health conditions, the population increased by 1.2 million or more per year between 1981 and 1986 (1.5 million in 1985 alone), worsening the country's chronic food shortage. In the 1980s, Vietnam needed to produce an additional 400,000 tons of food each year just to keep pace with its rapidly increasing population.
Census results of October 1979 showed the total population of reunified Vietnam to be 52.7 million of which 52 percent lived in the North and 48 percent in the South. About 19 percent of the population was classified as urban and 81 percent as rural. Females outnumbered males by 3 percent, and the average life expectancy at birth was 66 for females and 63 for males. With 52 percent of the total under 20 years of age, the population was young. Ethnically, 87 percent were Vietnamese-speaking lowlanders known as Viet or Kinh, and the remainder were Hoa or members of highland minority groups. In December 1986, Hanoi estimated that more than 1 million Vietnamese lived overseas, 50 percent of them in the United States. A Vietnamese source in Paris claimed that about half of Ho Chi Minh City's population lived completely or partially on family aid packages sent by Vietnamese emigres abroad.
Beginning in the early 1960s, the socioeconomic implications of rapid population growth became an increasing concern of the government in Hanoi. A family planning drive, instituted in 1963, was claimed by the government to have accounted for a decline in the annual growth rate in the North from 3.4 percent in 1960 to 2.7 percent in 1975. In the South, however, family planning was actively encouraged only after 1976, and the results were mixed, consistently falling short of announced goals. In 1981 Hanoi set a national goal of 1.7 percent growth rate to be achieved by the end of 1985: a growth rate of 1.3 to 1.5 percent was established for the North, 1.5 to 1.7 percent for the South, and 1.7 to 2.0 percent for the sparsely settled highland provinces. In 1987, the growth rate, according to Vietnamese sources, was about 2.0 percent.
Family planning was described as voluntary and dependent upon persuasion. The program's guidelines called for two children per couple, births spaced five years apart, and a minimum age of twenty-two for first-time mothers--a major challenge in a society where the customary age for women to marry, especially in the rural areas, was nineteen or twenty. Campaign workers were instructed to refrain tactfully from mentioning abortion and to focus instead on pregnancy prevention when dealing with people of strong religious conviction. Enlisting the support of Catholic priests for the campaign was strongly encouraged. In 1987 it was evident that the government was serious about family planning; a new law on marriage and the family adopted in December 1986 made family planning obligatory, and punitive measures, such as pay cuts and denial of bonuses and promotions, were introduced for non-compliance.
A substantial portion of the population had mixed feelings about birth control and sex education, and the number of women marrying before age twenty remained high. Typically, a woman of child-bearing age had four or more children. The 1986 family law that raised the legal marriage age for women to twenty-two met with strenuous opposition. Critics argued that raising the legal age offered no solution to the widespread practice among Vietnamese youth of "falling in love early, having sexual relations early, and getting married early." Some critics even advanced the view that the population should be increased to further economic development; others insisted that those who could grow enough food for themselves need not practice birth control. A significant proportion of the population retained traditional attitudes which favored large families with many sons as a means of insuring the survival of a family's lineage and providing for its security. Although problems associated with urban living, such as inadequate housing and unemployment, created a need for change in traditional family-size standards, old ways nevertheless persisted. They were perpetuated in proverbs like "If Heaven procreates elephants, it will provide enough grass to feed them" or "To have one son is to have; to have ten daughters is not to have."
Government authorities were concerned over the lack of coordination among agencies involved in family planning and the lack of necessary clinics and funding to provide convenient, safe, and efficient family planning services in rural areas. Even more disturbing was the knowledge that many local party committees and government agencies were only going through the motions of supporting the family planning drive. To remedy the situation, the government in 1984 created the National Committee on Family Planning (also known as the National Commission on Demography and Family Planning, or the National Population and Parenthood Commission). The commission was directed to increase the rate of contraceptive use among married couples from about 23 percent in 1983 to 70 percent by 1990 and to limit the population to between 75 and 80 million by the year 2000. The latter goal was to be based on an annual growth rate of 1.7 percent or less, a figure that in 1987 seemed unrealistically low. According to a National Committee on Family Planning report released in February 1987, the population grew by 2.2 percent in 1986 (Western analysts estimate the increase to have been between 2.5 and 2.8 percent). In light of the 1986 growth rate, the committee's target for 1987 was revised at the beginning of the year to 1.9 percent. Even if such a goal were met, Vietnam's population at the end of 1987 would stand in excess of 63 million inhabitants.
The average population density in 1985 was 179 persons per square kilometer. Population density varied widely, however, and was generally lower in the southern provinces than in the northern ones; in both North and South it was also lower in the highlands and mountainous regions than in the lowlands. The most densely settled region was the Red River Delta, accounting for roughly 75 percent of the population of the North. Also heavily settled was the Mekong River Delta, with nearly half of the southern population.
After 1976, population redistribution became a pressing issue because of food shortages and unemployment in the urban areas. A plan unveiled at the Fourth National Party Congress in December 1976 called for the relocation of 44 million people by 1980 and an additional 10 million by the mid-1990s. The plan also called for opening up 1 million hectares of virgin land to cultivation and introduced a measure designed to divert some armed forces personnel to the building of new economic zones. The relocation was to involve an interregional transfer of northerners to the South as well as an intraregional movement of lowlanders to upland areas in both the North and the South. Between 1976 and 1980, most of the 4 million people who were relocated to rural areas and the new economic zones were from Ho Chi Minh City and other southern cities. In the 1981-85 period, a total of about 0.6 million workers and 1.3 million dependents were relocated, causing the country's urban population to decline from 19.3 percent of the total in 1979 to 18 percent in 1985. The country's long-range goal, established in 1976, called for the population to be distributed more or less evenly throughout Vietnam's 443 districts with an average for each district of 200,000 persons living on 20,000 hectares.
The ethnic Vietnamese are concentrated largely in the alluvial deltas and in the coastal plains, having little in common with the minority peoples of the highlands, whom they historically have regarded as hostile and barbaric. A homogenous social group, the Vietnamese exert influence on national life through their control of political and economic affairs and their role as purveyors of the dominant culture. By contrast, the ethnic minorities, except for the Hoa, are found mostly in the highlands that cover two-thirds of the national territory. The Hoa, the largest minority, are mainly lowlanders. Officially, the ethnic minorities are referred to as national minorities.
The origins of the Vietnamese are generally traced to the inhabitants of the Red River Delta between 500 and 200 B.C., people who were a mixture of Australoid, Austronesian, and Mongoloid stock. Like their contemporary descendants, they were largely villagers, skilled in rice cultivation and fishing.
Contemporary ethnic Vietnamese live in urban as well as rural areas, are engaged in a variety of occupations, and are represented at all levels on the socioeconomic scale. The power elite (senior officials in the party, government, and military establishments), in particular, is dominated by ethnic Vietnamese. Although predominantly Buddhist, the Vietnamese people's religious beliefs and practices nevertheless include remnants of an earlier animistic faith. A sizable minority is Roman Catholic. Despite some regional and local differences in customs and speech, the people retain a strong sense of ethnic identity that rests on a common language and a shared cultural heritage.
Vietnamese, the official language, is the mother tongue of the vast majority of the people and is understood by many national minority members. According to a widely accepted theory, Vietnamese is believed to be related to the Austroasiatic family of languages, which includes various languages, dialects, and subdialects spoken in mainland Southeast Asia from Burma to Vietnam. Scholarship nonetheless is tentative on whether Vietnamese, which was spoken in the Red River Delta long before the Christian era, was influenced by Mon-Khmer or Tai, both Austroasiatic subsets.
Actually, the Vietnamese language was influenced more by classical Chinese than by any other language. During more than 1,000 years of Chinese rule and for centuries afterwards, Chinese was the language of officialdom, scholarship, and literature. The Chinese language had special status because of its identification with the ruling class of scholar-officials. Nevertheless, Vietnamese continued to be the popular language, even though knowledge of Chinese was a prerequisite to government employment and social advancement.
Beginning in the eighth or ninth century, the Vietnamese devised a popular script based on Chinese characters to express written ideas and to standardize the phonetics of their own language. Well developed by the thirteenth century, this system, which combined ideographs and phonetics, became the medium for a growing popular literature. The system is known as chu nom, literally "southern character" or "southern writing," or simply nom. Although disdained by orthodox Confucian scholars, chu nom had a distinct place in the evolution of Vietnam's vernacular literature through the end of the nineteenth century.
In the seventeenth century, the Vietnamese language evolved further when Portuguese and French missionaries developed a new transcription that used roman letters instead of Chinese characters. The new system, called quoc ngu, was devised as a tool for their missionary activities, including the translation of prayer books and catechisms. By the end of the nineteenth century, it had become the common method of writing, gradually replacing classical Chinese and chu nom. quoc ngu uses diacritical marks above or below letters to indicate variations in the pronunciation of vowels and of consonants, and differentiations in tones. Since most single syllables function as meaningful words identified only by tone, and each of these phonetic syllables can have numerous meanings, the diacritical marks are an essential part of the new written system.
Under French rule, the French language was widely used in the cities, and it was read and spoken by all secondary-school graduates. Many less educated people, including merchants, lowranking civil servants, army veterans, and domestics working for French households, also had some familiarity with the language, although their knowledge might be limited to a form of pidgin French. In the rural areas the language generally was less wellknown , but a number of minority peoples learned its rudiments in school or during service with the French army. Use of the French language resulted in minor changes in the grammatical structure of Vietnamese and in the addition of some new technical, scientific, and popular terms.
<>Minorities
<>Hoa
Living somewhat separately from the dominant ethnic Vietnamese are the numerous minorities. The 1979 census listed fifty-three minorities accounting for 12.7 percent (6.6 million persons) of the national population. This figure included the Hoa (Han Chinese), the single largest bloc--representing approximately 1.5 percent of the total population, or about 935,000 people--in the lowland urban centers of both the North and the South. Of the other minority groups, thirty, comprising 68 percent of the minority population (4.5 million persons), resided in the North, while the remaining twenty-two groups, comprising 32 percent of the minority population (2.1 million persons) lived in the South. The size of each community ranged from fewer than 1,000 to as many as 0.9 million persons, and 10 major groups comprised about 85 percent of the minority population.
Minorities that live in the mountainous regions are known by their generic name, Montagnards. The Vietnamese also disparagingly call them "moi," meaning savage. The government attributes the backwardness of the Montagnards to the overwhelming influence of their history as exploited and oppressed peoples. They are darker skinned than their lowland neighbors.
The origins of the non-Vietnamese minorities are far from clear, but scholars generally believe that some, like the Hmong (Meo), Zao, Nung, San Chay, Cao Lan, Giay, and Lolo, are descendants of the ancient migrants from southern China who settled in the northern border regions. Others, like the Tay, Muong, and Thai are believed to be related to the lowland natives of Malay stock who were forced into the highlands by successive invasions of Mongoloid peoples from China. Among these indigenous minorities are the Cham of central Vietnam, remnants of a kingdom that ruled the central coast of the country until overrun by the Vietnamese in the fifteenth century, and the Khmer, whose Cambodian forebears controlled the Mekong delta region until displaced in the late eighteenth century by the Vietnamese. The Khmer and the Cham are lowlanders of the south and are considered, along with the Tay, Muong, and Thai of the north, to be culturally more developed than other minority ethnic groups but less so than the Vietnamese.
The non-Chinese minority peoples, however, are for the most part highlanders who live in relative independence and follow their own traditional customs and culture. They are classified as either sedentary or nomadic. The sedentary groups, the more numerous of the two kinds, are engaged mainly in the cultivation of wet rice and industrial crops; the nomadic groups, in slash- and-burn farming where forested land is cleared for a brief period of cultivation and then abandoned. Both groups inhabit the same four major areas: the northern Chinese border region and the uplands adjacent to the Red River Delta, the northwestern border region adjoining Laos and China, the Central Highlands and the area along the Giai Truong Son, and parts of the Mekong River Delta and the central coastal strip. These groups are notable for their diverse cultural characteristics. They are distinguished from one another not only by language but also by such other cultural features as architectural styles, colors and shapes of dress and personal ornaments, shapes of agricultural implements, religious practices, and systems of social organization.
The number and variety of languages used by Vietnam's minorities reflect the country's ethnic complexity. Minority groups are distinguished by more than a dozen distinct languages and numerous dialects; the origins and distribution of many of these languages have not yet been conclusively established. They can, however, be classified loosely into three major language families, which in turn can be divided into several subgroups. Eleven of the minority groups--Tay, Thai, Nung, Hmong, Muong, Cham, Khmer, Kohor, Ede, Bahnar, and Jarai--have their own writing systems.
Religious practices among highland minorities tend to be rooted in animistic beliefs. Most worship a pantheon of spirits, but a large number are Catholics or Protestants. In contrast to the Mahayana Buddhist beliefs of the majority of Vietnamese, the Khmer practice Theravada (or Hinayana) Buddhism, and the Cham subscribe to both Islam and Hindu beliefs.
Before the arrival of the French in the nineteenth century, the highland minorities lived in isolation from the lowland population. Upon the consolidation of French rule, however, contacts between the two groups increased. The French, interested in the uplands for plantation agriculture, permitted the highlanders their linguistic and cultural autonomy, and administered their areas separately from the rest of Vietnam. Conferring this special status gave the French a free hand in cultivating the largely unexploited highlands, where their administrators and Christian missionaries also set up schools, hospitals, and leprosariums.
Often, however, conflicts arose between the upland communities and the French, who were distrusted as exploitative, unwelcome interlopers. The French, however, eventually overcame the unrest and successfully developed some of the highland areas, especially those of the Ede and Jarai, where they established large rubber, coffee, and tea plantations.
After the mid-1950s, North and South Vietnam dealt with the minorities differently. The Hanoi regime in the North, recognizing the traditional separatist attitudes of the tribal minorities, initiated a policy of accommodation by setting up two autonomous zones for the highlanders in return for their acceptance of Hanoi's political control. By offering limited self-government, Hanoi's leaders hoped that integration of the minorities into Vietnamese society could eventually be achieved. By contrast, the noncommunist Saigon administration in the South, under Ngo Dinh Diem, opted for direct, centralized control of the tribal minorities and incurred their enduring wrath by seizing ancestral tribal lands for the resettlement of displaced Catholic refugees from the North.
After Diem's death in 1963, successive Saigon administrations granted a modicum of autonomy, but the strategic hamlet program, introduced in the South in the 1960s, caused further disruption by forcing highlanders to relocate to fortified enclaves. The program was proposed to improve the physical security of montagnards as well as to deny food and services to Viet Cong guerrillas, but it largely embittered its minority participants, who wanted to be left alone to continue living on their ancestral lands in the traditional manner. In an act of resistance, some tribal leaders gathered in 1964 to announce the formation of the Unified Front for the Struggle of Oppressed Races (Front Unifie pour la Lutte des Races Opprimees--FULRO), representing the Bahnar, Cham, Ede, Hre, Jarai, Mnong, Raglai, Sadang, Stieng, and other groups.
After 1975 a number of northern minority cadres were sent to the Central Highlands to lay the groundwork for socio-economic development. In 1977 a university was set up at Buon Me Thuot, capital of the Dac Lac Province, to train a corps of minority cadres. These tactics were designed to narrow the socioeconomic gap not only between the highlanders and the lowlanders but also among the minorities themselves.
In the mid-1980s, the party and media expressed satisfaction with the cadres' training and commended certain highland provinces for progress in agricultural cooperativization, noting that a growing number of slash-and-burn farmers had turned to sedentary farming and that further improvements in cultural and health facilities were planned. By 1986 about 43 percent of the estimated 2.2 million nomadic minority members were reported to have adopted a more sedentary life. There were also glowing claims that minorities were now full-fledged participants in national affairs, as was evidenced by their representation in the National Assembly and in other government and party organizations.
A cursory examination reveals, however, that progress was spotty. The living conditions of highlanders continued to lag behind those of lowlanders. In remote areas, "backward customs and practices" remained unchanged, minority groups were insufficiently represented among cadres, and sorely needed resources for material improvements were lacking. Official claims that closer unity and greater harmony were being achieved in a multinational Vietnam were belied by the government's frequent admonishments against "narrow nationalism" (the parochialism of the minority groups) and against "big nationality prejudices" (the ingrained Vietnamese biases against minorities). To be sure, the number of minority cadres with either general or college- level education was growing, but in 1987 these cadres represented only a small portion of the functionaries serving in the highland provinces, districts, towns, and villages. In Dac Lac Province, 91 percent of the district-level cadres and 63 percent of the key village and lower level cadres had been transferred from other places, presumably from the North or the lowlands of the South.
Under the government program of population redistribution, lowlanders continued to emigrate to the Central Highlands. In 1980 about 52 percent of the Central Highlands population consisted of ethnic Vietnamese. In 1985, as pressure mounted on the Vietnamese government to produce grain and industrial crops, a greater influx of ethnic Vietnamese was anticipated. By 1987 it seemed clear that minority groups were likely to remain unequal partners in the management of their local affairs, despite official protestations to the contrary, as increasing numbers of Vietnamese settled in the Central Highlands.
The minority question remained an issue because of its implications not only for integration but also for internal security. In the mid-1980s, there were occasional official allusions to counterrevolutionary activities attributed to FULRO. Hanoi was quick to assert, however, that these rebel activities were blown out of proportion by the Western media. Nonetheless, the authorities were concerned about the northern border areas, where renegades of such groups as the Hmong, Zao, and Giay were said to have participated in China's anti-Vietnamese activities after 1979 as "special gangs of bandits." Official literature supported the construction of "a border cultural defense line to counter the multifaceted war of sabotage waged by the Chinese expansionists."
The Hoa, or ethnic Chinese, are predominantly urban dwellers. A few Hoa live in small settlements in the northern highlands near the Chinese frontier, where they are also known as ngai. Traditionally, as elsewhere in Southeast Asia, the Chinese have retained a distinctive cultural identity, but in 1955 North Vietnam and China agreed that the Hoa should be integrated gradually into Vietnamese society and should have Vietnamese citizenship conferred on them.
Before 1975 the northern Hoa were mainly rice farmers, fishermen, and coal miners, except for those residing in cities and provincial towns. In the South they were dominant in commerce and manufacturing. According to an official source, at the end of 1974 the Hoa controlled more than 80 percent of the food, textile, chemical, metallurgy, engineering, and electrical industries, 100 percent of wholesale trade, more than 50 percent of retail trade, and 90 percent of export-import trade. Dominance over the economy enabled the Hoa to "manipulate prices" of rice and other scarce goods. This particular source further observed that the Hoa community constituted "a state within a state," inasmuch as they had built "a closed world based on blood relations, strict internal discipline, and a network of sects, each with its own chief, to avoid the indigenous administration's direct interference." It was noted by Hanoi in 1983 that as many as 60 percent of "the former bourgeoisie" of the south were of Chinese origin.
In mid-1975 the combined Hoa communities of the North and South numbered approximately 1.3 million, and all but 200,000 resided in the South, most of them in the Saigon metropolitan area. Beginning in 1975, the Hoa bore the brunt of socialist transformation in the South, especially after the communist government decided in early 1978 to abolish private trade. This, combined with external tensions stemming from Vietnam's dispute with Cambodia and China in 1978 and 1979 caused an exodus of about 250,000 Hoa, of whom 170,000 fled overland into China from the North and the remainder fled by boat from the South.
For centuries Vietnamese society was knit together by Confucian norms based on five relationships: the subordination of subject to ruler, son to father, wife to husband, and younger brother to elder brother, and the mutual respect between friends. These norms influenced the evolution of Vietnam as a hierarchic, authoritarian society in which Confucian scholarship, monarchical absolutism, filial piety, the subordinate role of women, and the family system were regarded as integral to the natural order of the universe.
The traditional society was stratified on the basis of education and occupation into four groups: scholar-officials or mandarins, farmers, artisans, and merchants. At the pinnacle was the emperor, who ruled with the "mandate of heaven." Next were the scholar-officials, recruited through rigorous civil service examinations in Chinese classical literature and philosophy. Once a person passed the triennial examinations he became an accredited scholar or degree holder and was eligible for appointment to the imperial civil service, the most prestigious route to power, status, and wealth. Together, the emperor, his family, and the scholar-officials constituted the ruling class.
In theory, the mandarinate was not a closed social group. Commoners were permitted to apply for the examinations, and the status of scholar-official could not be inherited. In practice, however, these officials became a self-perpetuating class of generalist-administrators, partly because their sons could afford years of academic preparation for the examinations whereas most commoners could not. Education, the key to upward mobility, was neither free nor compulsory and tended to be the preserve of the mandarins.
Although social eminence and political power were thus concentrated in the hands of the mandarins, economic power was based on landholdings and was more widely diffused as a result of progressive dismantling of the hereditary feudal nobility after the fifteenth century. This process was accomplished by breaking up the nobility's vast holdings and redistributing smaller parcels to others, such as families of royal blood, prominent scholar-officials, and influential local notables. The wealthier of these notables formed a kind of landed gentry that wielded influence in the rural towns and villages.
The society was further transformed in the nineteenth century by the imposition of French rule, the introduction of Western education, the beginnings of industrialization and urbanization, and the growth of commercial agriculture. The establishment of a new, French-dominated governing class led to a rapid decline in the power and prestige of the emperor and the mandarins, whose functions were substantially reduced. When the triennial examinations were held in 1876 and 1879, an average of 6,000 candidates took them; in 1913, only 1,330 did.
In place of the old imperial bureaucracy, in the late nineteenth and early twentieth centuries a new intellectual elite emerged that emphasized achievement in science, geography, and other modern subjects instead of the Confucian classics. The new Vietnamese intelligentsia was impressed by the power of the French and by the 1905 naval victory at Tsushima of a modernized Japan over tsarist Russia. Having viewed some of the achievements of Western culture in Europe during World War I, when nearly 150,000 Vietnamese were recruited for work in French factories, the new elite proclaimed their country's need for a modern, Western educational focus. By 1920, even in the conservative city of Hue, the last Confucian outpost, wealthy families refused to marry their daughters to the sons of distinguished scholarofficial families unless the young men had acquired a modern, Western-style education. The traditional civil service examinations were held for the last time in 1919.
Traditional Confucian village schools, accustomed to teaching in Chinese, introduced instruction in Vietnamese and French into the existing curriculum. Vietnamese who had successfully acquired a higher education at home or abroad entered government service as administrators or were absorbed as doctors, engineers, and teachers as the government expanded its role in the fields of health, public works, and education. Others took up professions outside government, such as law, medicine, chemistry, and journalism. The new elite was composed mainly of Vietnamese from Tonkin and Annam rather than from Cochinchina, a regional bias perhaps attributable to the location in Hanoi of the country's only institution of Western higher education.
The French period also produced a new group of Vietnamese absentee landowners who possessed riches far in excess of the wealth anyone in the older society had enjoyed. This new group came into existence as a result of the French development of vast new tracts of land in Cochinchina. A few of these large holdings were retained by French companies or citizens, but most were held by enterprising, Western-oriented, urban Vietnamese from Annam and Tonkin who lived mainly in Hanoi and Hue. By investing in light industry and medium-sized trading concerns, they became Vietnam's first modern industrialists and entrepreneurs.
In urban centers the demand of both the expanding French government bureaucracy and the private sector for secretaries, clerks, cashiers, interpreters, minor officials, and labor foremen created a new Vietnamese white-collar group. The development of mining and industry between 1890 and 1919 also introduced a new class of workers. Because most of the natural resources as well as a large labor pool were located in the North, industrial development was concentrated there, and Hanoi and Haiphong became the country's leading industrial centers. At the same time, conditions of overcrowding and intensive farming in the North provided little room for agriculture on a commercial scale. In order to expand agriculture, the French turned their attention to the underdeveloped, warmer South, where French cultivation of such crops as rubber, coffee, tea, and, in Cochinchina, rice gave rise to a group of agricultural and plantation wage earners.
The colonial period also led to a substantial increase in the Hoa population. The country's limited foreign and domestic trade were already in the hands of Chinese when the French arrived. The French chose to promote the Chinese role in commerce and to import Chinese labor to develop road and railroad systems, mining, and industry. French colonial policy that lifted the traditional ban on rice exports at the end of the nineteenth century also attracted new waves of Chinese merchants and shopkeepers seeking to take advantage of the new export market. Vietnam's growing economy attracted even more Chinese thereafter, especially to the South. Already deeply involved in the rice trade, the Chinese expanded their interests to include ricemilling and established a virtual monopoly.
They also were a significant presence in sugar refining, coconut and peanut oil production, lumber, and shipbuilding. Many who began their careers as laborers on the French rubber plantations of Cochinchina eventually started their own tea, pepper, or rice plantations to supply local market needs. Chinese gardeners in the suburbs of Saigon monopolized the supply of fresh vegetables consumed in that city, and Chinese restaurants and hotels proliferated in virtually every urban center.
<>Society in the 1954-75 Period
<>Vietnam after 1975
At the time of the 1954 partition, Vietnam was overwhelmingly a rural society; peasants accounted for nearly 90 percent of the total population. During the ensuing 20 years of political separation, however, the North and the South developed into two very different societies. In the North the communists had embarked on a program intended to revolutionize the socioeconomic structure. The focus of change was ostensibly economic, but its underlying motivation was both political and social as well. Based on the Marxist principle of class struggle, it involved no less than the creation of a totally new social structure. Propertied classes were eliminated, and a proletarian dictatorship was established in which workers and peasants emerged as the nominal new masters of a socialist and ultimately classless state.
As a prelude to the socialist revolution, a land reform campaign and a harsh, systematic campaign to liquidate "feudal landlords" from rural society were launched concurrently in 1955. Reminiscent of the campaign undertaken by communists in China in earlier years, the liquidation of landlords cost the lives of an estimated 50,000 people and prompted the party to acknowledge and redress "a number of serious errors" committed by its zealous cadres.
In urban sectors the party's intervention was less direct, initially at least, because large numbers of the bourgeoisie had fled the North in anticipation of the communists' coming to power. Many had fled to the South before the party gained full control. Those who remained were verbally assailed as exploiters of the people, but, because the regime needed their administrative and technical skills and experience, they were otherwise treated tolerantly and allowed to retain private property.
In 1958 the regime stepped up the pace of "socialist transformation," mindful that even though the foundations of a socialist society were basically in place, the economy remained for the most part still in the hands of the private, capitalist sector. By 1960 all but a small number of peasants, artisans, handicraft workers, industrialists, traders, and merchants had been forced to join cooperatives of various kinds.
Intellectuals, many of whom had earlier been supporters of the Viet Minh, were first conciliated by the government, then stifled. Opposition to the government, expressed openly during and after the peasant uprisings of 1956, prompted the imposition of controls that graduated to complete suppression by 1958. Writers and artists who had established their reputations in the pre-communist era were excluded from taking any effective role in national affairs. Many were sent to the countryside to perform manual labor and to help educate a new corps of socialist intellectuals among the peasants.
The dominant group in the new social order were the highlevel party officials, who constituted a new ruling class. They owed their standing more to demonstrations of political acumen and devotion to nationalism or Marxism-Leninism than to educational or professional achievements. Years of resistance against the French in the rural areas had inured them to hardship and at the same time given them valuable experience in organization and guerrilla warfare. Resistance work had also brought them into close touch with many different segments of the population.
At the apex of the new ruling class were select members of the Political Bureau of the communist Vietnamese Workers Party (VWP, Dang Lao Dong Viet Nam), and a somewhat larger body of Central Committee members holding key posts in the party, the government, the military, and various party-supported organizations. Below the top echelon were the rank and file party members (500,000 by 1960), including a number of women and members of ethnic minorities. Party cadres who possessed special knowledge and experience in technical, financial, administrative, or managerial matters were posted in all social institutions to supervise the implementation of party decisions.
Occupying an intermediate position between the party and the citizenry were those persons who did not belong to the party but who, nevertheless, had professional skills or other talents needed by the regime. Noncommunists were found in various technical posts, in the school system, and in the mass organizations to which most citizens were required to belong. A few even occupied high, though politically marginal, posts in the government. The bulk of the population remained farmers, workers, soldiers, miners, porters, stevedores, clerks, tradespeople, teachers, and artisans.
Social reorganization did little to evoke mass enthusiasm for socialism, and socialist transformation of the private sector into cooperative- and state-run operations did not result in the kind of economic improvement the government needed to win over the peasants and merchants. The regime managed to provide better educational and health care services than had existed in the pre1954 years, but poverty was still endemic. The party attributed the "numerous difficulties" it faced to "natural calamities, enemy actions, and the utterly poor and backward state of the economy," but also acknowledged its own failings. These included cadre incompetence in ideological and organizational matters as well as in financial, technical, and managerial affairs.
South of the demarcation line after partition in 1954, the social system remained unchanged except that power reverted to a Vietnamese elite. The South's urban-rural network of roles, heavily dependent on the peasant economy, remained intact despite the influx of nearly a million refugees from the North; and land reform, initiated unenthusiastically in 1956, had little socioeconomic impact in the face of obstruction by the landowning class. In contrast to the North, there was no doctrinaire, organized attempt to reorganize the society fundamentally or to implant new cultural values and social sanctions. The regime of Ngo Dinh Diem was more concerned with its own immediate survival than with revolutionary social change, and if it had a vision of sociopolitical reform at all, that vision was diffusive. Furthermore, it lacked a political organization comparable in zeal to the party apparatus of Hanoi in order to achieve its goals.
In the 1960s, prolonged political instability placed social structures in the South under increasing stress. The communist insurgency, which prevented the government from extending its authority to some areas of the countryside, was partially responsible, but even more disruptive were the policies of the government itself. Isolated in Saigon, the Diem regime alienated large parts of the population by acting to suppress Buddhists and other minorities, by forcing the relocation of peasants to areas nominally controlled by the government, and by systematically crushing political opposition. Such policies fueled a growing dissatisfaction with the regime that led to Diem's assassination in November 1963 and his replacement by a series of military strongmen.
As the war in the South intensified, it created unprecedented social disruption in both urban and rural life. Countless civilians were forced to abandon their ancestral lands and sever their network of family and communal ties to flee areas controlled by the Viet Cong or exposed to government operations against the communists. By the early 1970s, as many as 12 million persons, or 63 percent of the entire southern population, were estimated to have been displaced; some were relocated to government-protected rural hamlets while others crowded into already congested urban centers. Few villages, however remote, were left untouched by the war. The urban-rural boundary, once sharply defined, seemed to disappear as throngs of uprooted refugees moved to the cities. Traditional social structures broke down, leaving the society listless and bereft of a cohesive force other than the common instinct for survival.
The disruption imposed by the war, however, did not alter conventional socioeconomic class identifiers. In the urban areas, the small upper class elite continued to be limited to highranking military officers, government officials, people in the professions, absentee landlords, intellectuals, and Catholic and Buddhist religious leaders. The elite retained a strong personal interest in France and French culture; many had been educated in France and many had sons or daughters residing there. In addition to wealth, Western education--particularly French education--was valued highly, and French and English were widely spoken.
The urban middle class included civil servants, lower and middle-ranking officers in the armed forces, commercial employees, school teachers, shop owners and managers, small merchants, and farm and factory managers. A few were college graduates, although the majority had only a secondary-school education. Very few had been able to study abroad.
At the bottom of the urban society were unskilled, largely uneducated wageworkers and petty tradespeople. While semiliterate themselves, they nevertheless were able to send their children to primary school. Secondary education was less common, however, particularly for girls. These children tended not to proceed far enough in school to acquire an elementary knowledge of French or English, and most adults of the lower class knew only Vietnamese unless they had worked as domestics for foreigners.
Village society, which embraced 80 percent of the population, was composed mostly of farmers, who were ranked in three socioeconomic groups. The elite were the wealthiest landowners. If they farmed, the work was done by hired laborers who planted, irrigated, and harvested under the owner's supervision. In the off-season, landowners engaged in moneylending, rice trading, or rice milling. Usually the well-to-do owners were active in village affairs as members of the village councils. After the mid-1960s, however, interest in seeking such positions waned as village leaders increasingly were targeted by Viet Cong insurgents.
The less prosperous, middle-level villagers owned or rented enough land to live at a level well above subsistence, but they tended not to acquire a surplus large enough to invest in other ventures. They worked their own fields and hired farm hands only when needed during planting or harvesting. A few supplemented their income as artisans, but never as laborers. Because of their more modest economic circumstances, members of this group tended not to assume as many communal responsibilities as did the wealthier villagers.
At the bottom of village life were owners of small farming plots and tenant farmers. Forced to spend nearly all of their time eking out a living, they could not afford to engage in village affairs. Because they could not cultivate enough land to support their families, most of them worked also as part-time laborers, and their wives and children assisted with the field work. Their children frequently went to school only long enough to learn the rudiments of reading and writing. This group also included workers in a wide range of other service occupations, such as artisans, practitioners of oriental medicine, and small tradespeople.
The sudden collapse of Saigon in April 1975 set the stage for a new and uncertain chapter in the evolution of Vietnamese society. The Hanoi government had to confront directly what communists have long called the struggle between the two paths of socialism and capitalism. At issue was Hanoi's ability to translate its wartime success and socialist revolutionary experience into postwar rehabilitation and reconstruction, now that it controlled the South territorially.
Foremost among the regime's imperatives was that of restoring order and stability to the war-torn South. The critical question, however, was whether or not the northern conquerors could inspire the southern population to embrace communism. Initially, Hanoi appeared sanguine; the two zones had more similarities than dissimilarities, and the dissimilarities were expected to be eliminated as the South caught up with the North in socialist organization.
The December 1975 Vietnam Courier, an official government publication, portrayed Vietnam as two distinct, incongruent societies. The South was reported to continue to suffer from what communists consider the neo-colonialist influences and feudal ideology of the United States, while the North was considered to serve as a progressive environment for growing numbers of a new kind of socialist human being, imbued with patriotism, proletarian internationalism, and socialist virtues. The class of social exploiter had been eliminated in the North, leaving the classes of workers collectivized peasant, and socialist intellectual, the last consisting of various groups. In contrast, the South was divided into a working class, peasantry, petit bourgeois, capitalist--or comprador--class, and the remnant of a feudal landlord class.
In September 1976, Premier Pham Van Dong declared that his compatriots, North and South, were "translating the revolutionary heroism they [had] displayed in fighting into creative labor in the acquisition of wealth and strength." In the South particularly, the old society was undergoing active changes as the result of "stirring revolutionary movements" by the workers, peasants, youth, women, intellectuals, and other groups. In agriculture alone, "millions of people" participated in bringing hundreds of thousands more hectares under cultivation and in building or dredging thousands of kilometers of canals and ditches.
From all indications, however, these changes occurred more through coercion than volition. In Dong's own words, the party had initiated "various policies aimed at eliminating the comprador capitalists as a class and doing away with all vestiges of feudal exploitation." These policies radically realigned the power elite so that the ruling machine was controlled collectively by the putative vanguard of the working class--the party--and by the senior cadres of the party who were mostly from the North.
In its quest for a new socialist order in the South, Hanoi relied on other techniques apart from socialist economic transformation and socialist education. These included thought reform, population resettlement, and internal exile, as well as surveillance and mass mobilization. Party-sponsored "study sessions" were obligatory for all adults. For the former elite of the Saigon regime, a more rigorous form of indoctrination was used; hundreds of thousands of former military officers, bureaucrats, politicians, religious and labor leaders, scholars, intellectuals, and lawyers, as well as critics of the new regime were ordered to "reeducation camps" for varying periods. In mid1985 , the Hanoi government conceded that it still held about 10,000 inmates in the reeducation camps, but the actual number was believed to be at least 40,000. In 1982 there were about 120,000 Vietnamese in these camps. According to a knowledgeable American observer, the inmates faced hard labor, but only rarely torture or execution.
Population resettlement or redistribution, although heralded on economic grounds, turned out to be another instrument of social control in disguise. It was a means of defusing tensions in congested cities, which were burdened with unemployed and socially dislocated people even after most of the rural refugees had been repatriated to their native villages. These refugees had swelled the urban population to 45 percent of the southern total in 1975 (up from 33 percent in 1970). The authorities sought to address the problem of urban congestion by relocating many of the metropolitan jobless in the new economic zones hastily set up in virgin lands, often malaria-infested jungles, as part of a broader effort to boost agricultural output. In 1975 and 1976 alone, more than 600,000 people were moved from Ho Chi Minh City to these zones, in most instances, reportedly, against their will. Because of the barely tolerable living conditions in the new settlements, a considerable number of people escaped or bribed their way back to the city. The new economic zones came to be widely perceived as places of internal exile. In fact, the authorities were said to have used the threat of exile to such places against those who refused to obey party instructions or to participate in the activities of the mass organizations.
Surveillance was a familiar tool of the regime, which was bent on purging all class enemies. Counterrevolutionaries, real and suspected, were summarily interned in reform camps or forced labor camps that were set up separately from the new economic zones in several border areas and other undeveloped regions.
The Hanoi government has claimed that not a single political execution took place in the South after 1975, even in cases of grave war crimes. Generally, the foreign press corroborated this claim by reporting in 1975 that there seemed to be no overt indication of the blood bath that many Western observers had predicted would occur in the wake of the communist takeover. Some Western observers, however, have estimated that as many as 65,000 South Vietnamese may have been executed.
In March 1982, the Vietnamese Communist Party (VCP) convened its Fifth National Party Congress to assess its achievements since 1976 and to outline its major tasks for the 1980s. The congress was revealing if only because of its somber admission that revolutionary optimism was no substitute for common sense. Despite rigid social controls and mass mobilization, the party fell far short of its original expectations for socialist transition. According to the party's assessment, from 1976 through 1980 shortcomings and errors occurred in establishing transition goals and in implementing the party line.
The congress, however, reaffirmed the correctness of the party line concerning socialist transition, and directed that it be implemented with due allowances for different regional circumstances. The task was admittedly formidable. In a realistic appraisal of the regime's difficulties, Nhan Dan, the party's daily organ, warned in June 1982 that the crux of the problem lay in the regime itself, the shortcomings of which included lack of party discipline and corruption of party and state functionaries.
In 1987 the goal of establishing a new society remained elusive, and Vietnam languished in the first stage of the party's planned period of transition to socialism. Mai Chi Tho, mayor of Ho Chi Minh City and deputy head of its party branch, had told visiting Western reporters as early as April 1985 that socialist transition, as officially envisioned, would probably continue until the year 2000.
In the estimation of the party, Vietnamese society had succumbed to a new form of sociopolitical elitism that was just as undesirable as the much-condemned elitism of the old society. Landlords and comprador capitalists may have disappeared but in their places were party cadres and state functionaries who were no less status-conscious and self-seeking. The Sixth National Party Congress in December 1986 found it necessary to issue a stern warning against opportunism, individualism, personal gain, corruption, and a desire for special prerogatives and privileges. A report to the congress urged the party to intensify class struggle in order to combat the corrupt practices engaged in by those who had "lost their class consciousness." Official efforts to purify the ranks of the working class, peasantry, and socialist intellectuals, however, failed to strike a responsive chord. In fact, the proceedings of the Sixth Congress left the inescapable impression that the regime was barely surviving the struggle between socialism and capitalism and that an early emergence of a communist class structure was unlikely.
As ideally envisioned, the socialist sector was expected to provide 70 percent of household income and the "household economy," or the privately controlled resources of the home, was to make up the balance. In September 1986 cadres and workers were earning their living mainly through moonlighting and, according to a Vietnamese source, remained on "the state rolls only to preserve their political prestige and to receive some ration stamps and coupons." The source further disclosed that the society's lack of class consciousness was reflected in the party's membership, among whom only about 10 percent were identified as from the working class.
Using the patriarchal family as the basic social institution, the Confucianists framed their societal norm in terms of the duties and obligations of a family to a father, a child to a parent, a wife to a husband, and a younger brother to an older brother; they held that the welfare and continuity of the family group were more important than the interests of any individual member. Indeed, the individual was less an independent being than a member of a family group that included not only living members but also a long line of ancestors and of those yet to be born. A family member's life was caught up in the activities of a multitude of relatives. Members of the same household lived together, worked together, and gathered together for marriages, funerals, Tet (lunar New Year) celebrations, and rituals marking the anniversary of an ancestor's death. Family members looked first to other family members for help and counsel in times of personal crisis and guarded the interests of the family in making personal or household decisions.
Special reverence was accorded a family's ancestors. This practice, known as the family cult or cult of the ancestors, derived from the belief that after death the spirits of the departed continued to influence the world of the living. The soul was believed to become restless and likely to exert an unfavorable influence on the living, unless it was venerated in the expected manner.
Veneration of ancestors was also regarded as a means through which an individual could assure his or her own immortality. Children were valued because they could provide for the spirits of their parents after death. Family members who remained together and venerated their forebears with strict adherence to prescribed ritual found comfort in the belief that the souls of their ancestors were receiving proper spiritual nourishment and that they were insuring their own soul's nourishment after death.
The cult required an ancestral home or patrimony, a piece of land legally designated as a place devoted to the support of venerated ancestors. Ownership of land that could be dedicated to the support of the cult was, however, only a dream for most landless farmers. The cult also required a senior male of direct descent to oversee preparations for obligatory celebrations and offerings.
On the anniversary of an ancestor's death, rites were performed before the family altar to the god of the house, and sacrificial offerings were made to both the god and the ancestor. The lavishness of the offering depended on the income of the family and on the rank of the deceased within the family. A representative of each family in the lineage was expected to be present, even if this meant traveling great distances. Whenever there was an occasion of family joy or sorrow, such as a wedding, an anniversary, success in an examination, a promotion, or a funeral, the ancestors were informed through sacrificial offerings.
In the traditional kinship system, the paternal line of descent was emphasized. Individuals were identified primarily by their connections through the father's male bloodline, and kin groups larger than the family--clans and lineages--were formed by kinspeople who traced their relationship to each other in this manner. It was through these patrilineal descent groups that both men and women inherited property and that men assumed their primary obligation for maintaining the ancestor observances.
The patrilineal group maintained an extremely strong kin relationship. Members' ties to one another were reinforced by their shared heritage, derived from residence in the same village over many generations. Family land and tombs, located in or near the village, acted as a focus for feelings of kin loyalty, solidarity, and continuity.
The extended family rather than the nuclear one was the dominant family structure, often including three or even four generations, and typically consisting of grandparents, father and mother, children, and grandchildren, all living under the same roof. Sometimes parents had more than one married son living with them, but this often led to such tension that it was generally held preferable for a second son to live separately. All members of the household lived under the authority of the oldest male, and all contributed to the income of the family.
Despite the cultural emphasis on obedience in women, women were not regarded as the weaker sex but as resilient and strongwilled . In the village, women assumed a great deal of responsibility for cultivation of paddy fields, often working harder than men, and sometimes engaged in retail trade of all kinds. A few women owned agricultural estates, factories, and other businesses, and both urban and rural women typically managed the family income. A woman's influence in family affairs could be increased by giving birth to a first male child. In general, though, a woman was expected to be dutiful and respectful toward her husband and his parents, to care for him and his children, and to perform household duties. There were no women in public life.
Besides the so-called wife of the first rank, a household sometimes included a second and third wife and their children. The consent of the first wife was required before this arrangement could be made, but, more often than not, additional wives either were established by the husband in separate households or were permitted to continue living as they had before marriage, in their own homes or with parents. Polygyny was widespread in both northern and central Vietnam, as was the taking of concubines.
Marriage was regarded primarily as a social contract and was arranged by the parents through intermediaries. The parents' choice was influenced more by considerations affecting the welfare of the lineage than by the preferences of the participants.
Interest in having children was strongly reinforced by Confucian culture, which made it imperative to produce a male heir to continue the family line. A couple with numerous offspring was envied. If there were sons, it was assured that the lineage would be perpetuated and the cult of the ancestors maintained; if there was no male heir, a couple was regarded as unfortunate, and a barren wife could be divorced or supplanted by another wife.
Fostering filial piety was of overriding importance in childrearing . Children were expected to be polite to their parents and older persons, to be solicitous of their welfare, to show them respect through proper manner and forms of address, and to carry out prescribed tradition with respect to funeral practices and the observance of mourning. After the deaths of their parents, it was incumbent upon surviving children (and their children in turn), to honor their parents' memory through maintenance of the ancestors' cult.
All important family occasions such as births, betrothals, marriages, funerals, and anniversaries of the deaths of ancestors were observed by appropriate ceremonies in which members of the kin group participated. The ceremonies had both religious and social meaning, and many were very elaborate, in keeping with the wealth and social status of the family. Whenever such a celebration took place, the family was always careful to make an offering to the god of the hearth. Prayers and sacrifices were also made when misfortune fell upon the household.
In the first decade after World War II, the vast majority of North and South Vietnamese clung tenaciously to traditional customs and practices. After the 1950s, however, some traditions were questioned, especially in the North. The timeless notion that the family was the primary focus of individual loyalty was disparaged as feudal by the communists, who also criticized the traditional concept of the family as a self-contained socioeconomic unit. Major family reform was initiated under a new law enacted in 1959 and put into effect in 1960. The law's intent was to protect the rights of women and children by prohibiting polygyny forced marriage, concubinage, and abuse. It was designed to equalize the rights and obligations of women and men within the family and to enable women to enjoy equal status with men in social and work-related activities. Young women were encouraged to join the party as well as the Ho Chi Minh Communist Youth League and the Vietnam Women's Union, and they were trained as cadres and assigned as leaders to production teams.
In conjunction with the law, a mass campaign was launched to discourage, as wasteful, the dowries and lavish wedding feasts of an earlier era. Large families were also discouraged. Parents who felt themselves blessed by heaven and secure in their old age because they had many children were labeled bourgeois and reactionary. Young people were advised not to marry before the age of twenty for males and eighteen for females and to have no more than two children per household. Lectures on birth control were commonplace in the public meeting rooms of cooperatives and factories.
According to Ha Thi Que, president of the Vietnam Women's Union in the early 1980s, popularizing family reform was extremely difficult, even in 1980, because women lacked a feminist consciousness and men resisted passively. To promote equality of the sexes, members of the women's union took an active part in a consciousness-raising campaign under the slogan, "As good in running society as running the home, women must be the equals of men." Such campaigns resulted in a fairer division of labor between husbands and wives and in the decline of customs and practices based on belief in women's inferiority.
In 1980 some old habits remained. Change reportedly was slower in the mountain areas and in the countryside than in the towns. According to Ha Thi Que, in areas where state control and supervision were lax, old-fashioned habits reemerged not only among the working people but also among state employees. She also pointed out that many young people misinterpreted the notion of free marriage, or the right of individuals to select their own marriage partners, and were engaging in love affairs without seriously intending to marry. Marriages were also being concluded for money or for status, and in the cities the divorce rate was rising.
In the North, family life was affected by the demands of the war for the liberation of the South, or the Second Indochina War, on the society and by the policies of a regime doctrinally committed to a major overhaul of its socioeconomic organization. Sources of stress on the family in the North in the 1960s and the 1970s included the trend toward nuclear families, rural collectivization, population redistribution from the Red River Delta region to the highlands, prolonged mobilization of a large part of the male work force for the war effort, and the consequent movement of women into the economic sector. By 1975 women accounted for more than 60 percent of the total labor force.
In the South, despite the hardships brought on by the First Indochina War and Second Indochina War, the traditional family system endured. Family lineage remained the source of an individual's identity, and nearly all southerners believed that the family had first claim on their loyalties, before that of extrafamilial individuals or institutions, including the state.
The first attempt to reform the family system in the South occurred in 1959, when the Catholic Diem regime passed a family code to outlaw polygyny and concubinage. The code also made legal separation extremely difficult and divorce almost impossible. Under provisions equalizing the rights and obligations of spouses, a system of community property was established so that all property and incomes of husband and wife would be jointly owned and administered. The code reinforced the role of parents, grandparents, and the head of the lineage as the formal validators of marriage, divorce, or adoption, and supported the tradition of ancestor cults. The consent of parents or grandparents was required in the marriage or the adoption of a minor, and they or the head of the lineage had the right to oppose the marriage of a descendant.
In 1964 after the Diem regime had been toppled in a coup, a revised family law was promulgated. It was similar to the previous one except that separation and divorce were permitted after two years of marriage on grounds of adultery, cruelty, abandonment, or a criminal act on the part of a spouse. Concubinage, which had been expressly forbidden previously, was not mentioned, and adultery was no longer punishable by fines or imprisonment.
During the war years, family life was seriously disrupted as family members were separated and often resettled in different areas. If the distance from one another was too great, they could not assemble for the rites and celebrations that traditionally reinforced kinship solidarity. Family ties were further torn by deaths and separations caused by the war and by political loyalties, which in some instances set one kinsperson against another.
In those areas where hostilities occurred, the war was a family affair, extending to the children. Few Vietnamese children had the opportunity simply to be children. From birth they were participants in the war as well as its victims. They matured in an environment where death and suffering inflicted by war were commomplace and seemingly unavoidable.
The years of military conflicts and refugee movements tended in many parts of the South to break up the extended family units and to reinforce the bonds uniting the nuclear family. The major preoccupation of the ordinary villager and urbanite alike was to earn a livelihood and to protect his immediate family, holding his household together at any cost.
After the mid-1970s, the North and South faced the task of social reconstruction. For the South, the communist conquest and ensuing relocation and collectivization policies created an uncertain social milieu. While the return of peace reunited families, communist policies forced fathers or sons into reeducation camps or entire families into new economic zones for resettlement. For those who saw no future in a socialist Vietnam, the only alternatives were to escape by boat or escape by land.
As the pace of rural collectivization accelerated in 1987, and as the people became more receptive to family planning, it seemed likely that families in the South would gradually take on the characteristics of those in the North. This conjecture was reinforced by Hanoi's decision in 1977 to apply its own 1959 family law to the South.
According to an official 1979 survey of rural families in the Red River Delta commune of An Binh near Hanoi, a typical family was nuclear, averaging four persons (parents and two children). The An Binh study, confirmed by other studies, also showed the family to be heavily dependent on outsiders for the satisfaction of its essential needs and confirmed that the family planning drive had had some success in changing traditional desires for a large family. Seventy-five percent of those interviewed nonetheless continued to believe three or four children per family to be the most desirable number and to prefer a son to a daughter.
The An Binh study revealed in addition that almost all the parents interviewed preferred their children not to be farmers, a preference that reflected the popular conviction that farming was not the promising route to high-status occupations. Such thinking, however, was alarming to officials who nevertheless considered the promotion of agriculture as essential to the regime's scheme for successful transition to a socialist economy.
In December 1986, the government enacted a new family law that incorporated the 1959 law and added some new provisions. The goal of the new legislation was "to develop and consolidate the socialist marriage and family system, shape a new type of man, and promote a new socialist way of life eliminating the vestiges of feudalism, backward customs, and bad or bourgeois thoughts about marriage and family." The law explicitly defined the "socialist family" as one in which "the wife and husband are equals who love each other, who help each other to make progress, who actively participate in building socialism and defending the fatherland and work together to raise their children to be productive citizens for society."
Reflecting the government's sense of urgency about population control, the 1986 law stipulated a new parental "obligation" to practice family planning, a provision that was absent from the 1959 text. The new law was notable also for its stronger wording regarding the recommended marriage age: it specified that "only males twenty years of age or older and females eighteen years of age or older may marry." The 1959 text had stated only that such persons were "eligible for marriage."
Other noteworthy provisions concerned adoption, guardianship, and marriage between Vietnamese and foreigners. Foreigners married to Vietnamese were to comply with the provisions of the 1986 law except in matters relating to separation, divorce, adoption, and guardianship, which were to be regulated separately. The new code also called on various mass organizations to play an active role in "teaching and campaigning among the people for the strict implementation" of the law.
The Constitution of the Socialist Republic of Vietnam, adopted in 1980, proclaims that "citizens enjoy freedom of worship, and may practice or not practice a religion" but that "no one may misuse religions to violate state laws or policies." Despite the Constitution's ostensible protection of the practice of the religion, the status of such was precarious in Vietnam in late 1987.
Historically, most Vietnamese have identified themselves with Buddhism, which originated in what is now southern Nepal around 530 B.C. as an offshoot of Hinduism. Its founder was Gautama, a prince who bridled at the formalism of Hinduism as it was being interpreted by the priestly caste of Brahmans. Gautama spent years meditating and wandering as an ascetic until he discovered the path of enlightenment to nirvana, the world of endless serenity in which one is freed from the cycle of birth, death, and rebirth. According to Buddhist thought, human salvation lies in discovering the "four noble truths"--that man is born to suffer in successive lives, that the cause of this suffering is man's craving for earthly pleasures and possessions, that the suffering ceases upon his deliverance from this craving, and that he achieves this deliverance by following "the noble eightfold path." The foundation of the Buddhist concept of morality and right behavior, the eightfold path, consists of right views, or sincerity in leading a religious life; right intention, or honesty in judgment; right speech, or sincerity in speech; right conduct, or sincerity in work; right livelihood, or sincerity in making a living; right effort, or sincerity in aspiration; right mindfulness, or sincerity in memory; and right concentration, or sincerity in meditation.
Buddhism spread first from China to Vietnam's Red River Delta region in approximately the second century A.D., and then from India to the southern Mekong Delta area at some time between the third and the sixth centuries. The Chinese version, Mahayana Buddhism, became the faith of most Vietnamese, whereas the Indian version, Theravada (or Hinayana) Buddhism, was confined mostly to the southern delta region. The doctrinal distinction between the two consists of their differing views of Gautama Buddha: the Mahayana school teaches that Gautama was only one of many "enlightened ones" manifesting the fundamental divine power of the universe; the Theravada school teaches that Gautama was the one-and-only enlightened one and the great teacher, but that he was not divine. The Mahayana sect holds further that laypersons can attain nirvana, whereas the Theravada school believes that only ordained monks and nuns can do so.
Few Vietnamese outside the clergy, however, are acquainted with Buddhism's elaborate cosmology. What appealed to them at the time it was introduced was Mahayana ritual and imagery. Mahayana ceremony easily conformed to indigenous Vietnamese beliefs, which combined folklore with Confucian and Taoist teachings, and Mahayana's "enlightened ones" were often venerated alongside various animist spirits.
Before the country was unified under communism, Buddhism enjoyed an autonomy from the state that was increasingly threatened once the communists gained power. For pragmatic reasons, however, the regime initially avoided overt hostility toward Buddhism or any other organized religion. Instead, it sought to separate real and potential collaborators from opponents by co-optation and control. For example, within months after winning the South, the communist regime set up a front called the Patriotic Buddhist Liaison Committee. The committee's purpose was to promote the idea that all patriotic Buddhists had a duty to participate in building a new society liberated for the first time from the shackles of feudal and neo-colonialist influences. The committee also tried to show that most Buddhists, leaders and followers alike, were indeed rallying behind the new regime and the liaison committee. This strategy attempted to thwart the power of the influential, independent groups of Buddhist clergy, particularly the Unified Buddhist Church of Vietnam, which had been a major pre-1975 critic of the Saigon government and of the roughly twenty Buddhist sects in Vietnam the most vocal in opposing the war.
Communists also pressured monks and nuns to lead a secular life, encouraging them to take part in productive agricultural labor or to become actively involved in the work of the Patriotic Buddhist Liaison Committee. For their refusal to collaborate, some prominent clerical leaders in the South were placed under house arrest or imprisoned, their pagodas were converted to public use, and their holdings were confiscated. Such activity closely paralleled communist actions against Buddhists in the North in the 1950s. In addition, the party prevented Buddhist organizations from training monks and nuns in schools that previously had been autonomous. In April 1980, a national committee of Buddhist groups throughout the country was formed by the government. The government-controlled Vietnam Buddhist Church was established in November 1981, and it emerged as the only officially sanctioned organization authorized to represent all Buddhist groups both at home and abroad.
As a result of communist policy, the observance of Buddhist ritual and practice was drastically reduced. A 1979 study of a Red River Delta commune, reported to be "overwhelmingly Catholic," disclosed that the commune's two pagodas were "maintained and frequented regularly by the faithful (the majority of whom were old women), especially on the Buddhist feast days." No monks or nuns had been observed, however, and the study went on to note that pagodas had been eliminated entirely in nearby Hanoi. In 1987 occasional reports suggested that the observance of Buddhist ritual continued in some remote areas.
The communist government's attitude toward Buddhism and other faiths being practiced remained one of tolerance as long as the clergy and faithful adhered strictly to official guidelines. These guidelines inhibited the growth of religious institutions, however, by restricting the number of institutions approved to train clergy and by preempting the time of potential candidates among the youth whose daily routine might require study, work, and participation in the activities of communist youth organizations. In an apparent effort to train a new generation of monks and nuns, the Vietnam Buddhist Church reportedly set up one Buddhist academy in Hanoi in November 1981 and another in Ho Chi Minh City in December 1984 . These academies, however, served as an arm of the state.
Despite the Roman Catholic Church's rejection of ancestor worship, a cornerstone of the Confucian cultural tradition, Roman Catholicism established a solid position in Vietnamese society under French rule. The French encouraged its propagation to balance Buddhism and to serve as a vehicle for the further dissemination of Western culture. After the mid-1950s, Catholicism declined in the North, where the communists regarded it as a reactionary force opposed to national liberation and social progress. In the South, by contrast, Catholicism expanded under the presidency of Ngo Dinh Diem, who promoted it as an important bulwark against North Vietnam. Under Diem, himself a devout Catholic, Roman Catholics enjoyed an advantage over nonCatholics in commerce, the professions, education, and the government. This caused growing Buddhist discontent that contributed to the eventual collapse of the Diem regime and the ultimate rise to power of the military. Roman Catholics in reunified Vietnam numbered about 3.0 million in 1984, of whom nearly 1 million resided in the North and the remainder in the South.
In 1955 approximately 600,000 Catholics remained in the North after an estimated 650,000 had fled to the South. That year the Liaison Committee of Patriotic and Peace-Loving Catholics was set up in the North by the communist regime in an attempt to win over those Catholics who had chosen to remain (but were slower than non-Catholics to embrace the regime) and to "reintegrate" them into northern society. The church was allowed to retain its link with the Vatican, although all foreign priests had either fled south or been expelled, and normal church activities were permitted to continue, albeit in the shadow of a campaign of harassment. The appearance of normalcy was misleading, however. The church was stripped of its traditional autonomy in running schools, hospitals, and orphanages. Its traditional right to own property was abolished, and priests and nuns were required to devote part of their time to productive labor in agriculture. Nevertheless, officials claimed that Catholics had complete freedom of worship as long as they did not question the principle of collective socialism, spurn manual labor, or jeopardize the internal and external security of the state.
In November 1977, the Vietnam Courier reported that the church in the North had changed from "opposition to acceptance and participation," but that the transformation had been difficult for Catholics. In the same month, the government unveiled a decree on religion that reaffirmed the constitution's position on religious freedom, but made it unequivocally clear that such freedom was conditional and depended on the compatibility of church activities with such higher imperatives as patriotism and socialism. The new decree not only prescribed the duties and obligations required of the clergy by the state but also imposed state control over the conduct of religious services, education, training, investitures, appointments, travels, and transfers.
Applicable to all religious communities in the North and South, the new law clearly introduced a period of more active state intervention in church affairs. The regime apparently acted out of concern that the church in the North, despite having coexisted with socialism for twenty-three years, was not progressive enough to lead in the socialist transformation of the Catholic community in the South. The Vietnam Courier suggested this link between the northern and southern situations in November 1977, after noting that the northern Catholic church would have to shoulder the additional task of helping to reintegrate Vietnam's entire Catholic population into the national community.
Catholics in the South in 1975 officially numbered about 1.9 million, including 15 bishops, 3,000 regular and diocesan priests, 1,200 brothers, and 6,000 nuns. Four-hundred priests and lay brothers and 56,000 lay Catholics were estimated already to have fled the country in anticipation of the communist victory. At the time of the imposition of communist rule, the South had 870 parishes in 15 dioceses; Ho Chi Minh City alone had a half million Catholics, who were served by 600 priests and 4,000 lay brothers and nuns. The North's less than 1 million Catholics were served by about 3,500 churches attended by nearly 400 priests, 10 bishops, and 2 archbishops.
The government claimed that after April 1975 the religious activities of Roman Catholics were quickly stabilized, major services were held, and many cathedrals and churches that had been damaged or destroyed in the war were rebuilt. The regime claimed further that there was no religious persecution, or if there was persecution, that it was directed at the activities of "reactionary forces" bent on taking advantage of "the backwardness of a number of the faithful . . . ." Nevertheless, the authorities acted to isolate and to neutralize hard-core opposition to party policy and to persuade less strongly opposed factions to join a party-controlled "renovation and reconciliation" movement. A considerable number of Northern and Southern Roman Catholics, however, remained opposed to communist authority.
In 1980 the Unified Bishops' Council of Vietnam was established to enlist the aid of "patriotic" bishops in persuading recalcitrant elements of the Catholic community to cooperate with the regime. Three years later, in November 1983, a Committee for Solidarity of Patriotic Catholics was created to unite all Catholics and channel their energy into the building of socialism. This committee, which replaced the Liaison Committee of Patriotic and Peace-Loving Catholics, was formed at a time when the regime's surveillance of the Catholic community had been stepped up, reportedly due to the suspicion that some Catholics were involved in antistate activities. The regime's growing concern was further reflected in the establishment in March 1985 of a Religious Affairs Committee to coordinate and supervise religious organizations more effectively. Hanoi's increasing involvement in church affairs reportedly produced new strains in its relations with the Vatican. In 1987 it nevertheless appeared critical to Vietnam's leaders to convey to the public the impression that the Roman Catholic Church was active in the affairs of the nation and that church members were significant contributors to the socialist cause.
Religions with less of a following than Buddhism or Catholicism were treated similarly by the regime, with the exception of those the regime considered merely superstitious, which incurred its outright hostility. Two religious movements that enjoyed considerable followings before 1975 were the Cao Dai and the Hoa Hao. Both were founded in this century in the Mekong River Delta. The Cao Dai, the older of the two and a self-styled reformed Buddhist sect, flourished in the rural areas of the southern delta region. An amalgam of different beliefs derived from Confucianism, Taoism, and Christianity, among other sources, it claimed 1 million to 2 million adherents. The Hoa Hao, with more than 1 million followers, identified itself as a reformed Theravada Buddhist sect, but, unlike the Cao Dai, it preserved a distinctive Buddhist coloration. Based mostly in the southernmost areas of the delta, it stressed individual prayer, simplicity, and social justice over icon veneration or elaborate ceremonies. Before 1975 both faiths sought, with some success, to remain neutral in the war between Hanoi and Saigon. After 1975, however, like Buddhists and Roman Catholics, they were under heavy pressure from the communist regime to join its ranks.
Protestants, numbered between 100,000 and 200,000 in the early 1980s, and were found mostly among the Montagnard communities inhabiting the South's central highlands. Because of their alleged close association with American missionaries of the Christian and Missionary Alliance, Protestants were reported to have suffered more than Catholics after 1975.
In addition to organized religions, there existed a melange of beliefs without institutional structure that nevertheless had an enduring impact on Vietnamese life well into the 1980s. These, beliefs derived partly from Confucianism, stressed the virtues of filial piety, loyalty, family solidarity, and ancestor veneration--all central to the family system of the old society. Taoism, another important system of belief introduced from China, emphasized the importance of an individual's relationship to nature and to the universe. Beliefs rooted in Taoism were condemned by the regime as superstitious.
Despite official disapproval of superstitious practices, most Vietnamese, regardless of their professed religion, level of education, or ideology, were influenced at one time or another by such practices as astrology, geomancy and sorcery. Diviners and other specialists in the occult remained in popular demand because they were believed to be able to diagnose supernatural causes of illness, establish lucky dates for personal undertakings, or predict the future. Moreover, many Vietnamese believed that individual destiny was guided by astrological phenomena. By consulting one's horoscope, one could make the most of auspicious times and avoid disaster. It was not unusual, for example, for a couple to consult an astrologer before marrying. He would determine if the betrothed were suitably matched and even fix the date of the ceremony.
The belief in good and evil spirits, or animism, antedated all organized faiths in Vietnam and permeated the society, especially in the rural areas and in the highlands. These beliefs held that all phenomena and forces in the universe were controlled by spirits and that the souls of the dead were instrumental in determining an individual's fate. If propitiated, they provided the living with protection; if ignored, they induced misfortune. Although officially condemned as "superstitious practices," these beliefs continued to proliferate in the rural and in the highland areas as well as in the cities in the 1980s.
The Vietnamese inherited a high respect for learning. Under Confucianism, education was essential for admission to the ruling class of scholar-officials, the mandarinate. Under French rule, even though Vietnamese were excluded from the colonial power elite, education was a requisite for employment in the colonial civil service and for other white-collar, high-status jobs. In divided Vietnam, education continued to be a channel for social mobility in both the North and the South.
Before the 1950s, poverty was a major impediment to learning, and secondary and higher education were beyond the reach of all but a small number of upper class people. Subsequently, however, rival regimes in Hanoi and Saigon broadened educational opportunities. Both governments accomplished this despite the shortage of teachers, textbooks, equipment, and classrooms and despite the disruptions of war in the 1960s and early 1970s. The school system was originally patterned after the French model, but the curriculum was revised to give more emphasis to Vietnamese history, language, and literature and, in Hanoi, to the teaching of revolutionary ethics and Marxism-Leninism.
In the years after 1975, all public and private schools in the South were taken over by the state as a first step toward integration into a unified socialist school system. Thousands of teachers were sent from the North to direct and supervise the process of transition, and former teachers under the Saigon regime were allowed to continue their work only after they had completed "special courses" designed to expose "the ideological and cultural poisoning of which they had been victims for twenty years."
The educational system in 1987 was based on reforms announced in January 1979 that were designed to make education more relevant to the nation's economic and social needs. These reforms combined theory with practical application and emphasized the training of skilled workers, technicians, and managers. The reforms also stressed the need to develop the country's scientific and technological levels of achievement until they were comparable to international levels in order to assist Vietnam in expanding its technical cooperation with foreign countries in general and socialist countries in particular.
The 1979 reforms were implemented in stages beginning in the 1981-82 school year (September to August). By 1985 the northern and southern schools had been integrated into one system, new textbooks had been distributed throughout the country, and the curriculum had been made uniform for the first time. The government also tried to make the first nine years of general education compulsory, despite the continuing shortage of teachers, school buildings, and equipment, particularly modern equipment for teaching applied sciences. The low morale of underpaid teachers with low job status complicated these attempts.
The perennial shortage of money presented another stumbling block in education. In order to address the problem, the 1979 reforms called on agricultural cooperatives and even "private citizens" to make contributions to local schools and to participate in "a movement for self-supply of teaching aids." In an apparent effort to utilize local resources for educational development, the government assigned "people's educational councils," set up at the grass-roots level, to undertake the task. Composed of representatives of the school, parents, local administration, and various mass organizations, these councils were designed to promote more productive relations between the school and the local community.
Education continued to be structured in a traditional manner, including preschool, vocational and professional schools, supplementary courses, and higher education. "General" education, however, was extended from ten to twelve years. The first nine years of general education formed the compulsory level, corresponding to primary and junior high schools; the last three years constituted the secondary level. Graduates of secondary schools were considered to have completed training in "general culture" and to be ready for employment requiring skilled labor. They were also eligible to apply to colleges or advanced vocational and professional schools. The general education category also covered the schooling of gifted and handicapped children. As part of the effort to foster "love and respect" for manual labor, students spent 15 percent of school time at the primary level and 17 percent at the secondary level in manual work.
Vocational schools at the secondary and college levels served to train technicians and skilled workers. Graduates of professional specialized schools at the college level primarily filled mid-level cadre positions in the technical, economic, educational, cultural, and medical fields. Senior cadres in these fields as well as members of the upper bureaucracy usually had graduated from regular universities. The 1979 educational reforms gave high priority to vocational and professional training in order to absorb a large number of general education students who were unable to proceed to colleges and secondary-level vocational schools. In 1980, for example, 70 percent of primary school students and 85 percent of secondary school students failed to matriculate either because of bleak prospects for employment after graduation or because the country's ninety-three institutions of higher learning could admit only 10 percent of all applicants.
Vocational schools continued to struggle to attract students. In a study of mass education in Vietnam, a Western scholar observed that "Vietnamese students aggressively avoided vocational schools and the specialized middle schools favored by the government." He also noted: The reason for the imbalance between the technical schools and the general middle schools was only too clear. The former were thought to foreclose entry to high-status occupations. The latter were thought to be an indispensable part of the ideal educational odyssey through university and into the upper bureaucracy--the modern equivalent of the old Vietnamese Confucian quest to become a metropolitan examination graduate...or imperial tribute student . . . as Vo Nguyen Giap bitterly acknowledged in January 1982.
Supplementary, or complementary, education served adults who had not completed a basic and secondary general education and who needed additional training in their specialties. Open to those under forty-five, supplementary courses were offered through correspondence, at worksites, or at special schools. Officials expected that participants in these courses could raise their "cultural level" to the equivalent of students who had completed ninth or twelfth grade.
The number of students in institutions of higher learning increased rapidly from about 50,000 (29,000 in the North and 20,834 in the South) in 1964 to 150,000 in 1980. Hanoi and Ho Chi Minh City served as the two major centers for universities and colleges; major provincial capitals were the sites of regional colleges; and the Ministry of National Defense and the Ministry of Interior sponsored an unspecified number of colleges. Of the 150,000 college students in 1980, approximately 23 percent were female.
In the mid-1980s, some Vietnamese observers believed that the college system needed reform to make it more diverse and flexible. They promoted change in order to accommodate more secondary school applicants and to improve the quality of college education. Students were perceived as spending too much time trying to earn diplomas and not enough time "in practical, creative activities."
Vietnam took part in international student exchange and cooperation programs in the fields of education and technical training, principally with the Soviet Union and with other communist countries (excluding China). Nhan Dan reported in 1983 that Vietnamese and Soviet linguists had compiled textbooks for Vietnamese secondary general education schools and that they had also begun a similar project in Russian for use in Vietnamese colleges. The Soviets also assisted the Vietnamese in publishing scientific and technical dictionaries. In 1984 a Soviet source reported that, under the Soviet program of educational assistance that had begun in 1959, about 60,000 Vietnamese specialists and skilled workers had been trained in addition to 18,000 vocational students at the college and secondary school levels. As of mid-1986, Vietnam had "cooperative ties" with 15 Soviet universities.
In 1986 the reforms initiated in 1979 remained in the trial and error stage, but the educational system was considerably improved. Illiteracy was declining, and about 2.5 million children were being admitted to school annually. The Vietnamese report that in 1986 there were 3 million children enrolled in child-care centers and kindergartens, close to 12 million students in general education schools, and more than 300,000 students in vocational and professional schools and colleges. Scientific and technical cadres numbered more than 1 million. Nhan Dan reported in September 1986 that schools were shifting from literary education to literary, ethical, and vocational education, in accordance with the goals established by the 1979 reforms. The quality of education, however, remained low. Material and technical support for education were far from adequate, student absenteeism and the dropout rate were high, teachers continued to face difficult personal economic circumstances, and students and teachers in general failed to embrace the socialist ideals and practices the regime encouraged.
In April 1986, Reform Commission head Hoang Xuan Tuy related that two-thirds of preschool aged children had not yet enrolled in school, that elementary and junior-high-school education in the highlands and in the Mekong River Delta was inadequate; that instruction in general was still oriented toward purely academic subjects and theory divorced from practical application. The majority of general education students, he added, were preoccupied with college entrance; and vocational schools, professional schools, and colleges had yet to restructure their curricula and training programs or to formulate plans for scientific research and experimentation. In Hoang's assessment, such shortcomings were symptomatic of a very low level of financial and human resource investment in education that was derived from the party and the government's failure to recognize the importance of "the human factor" and the fundamental role of education in socioeconomic development.
In 1945 Vietnam had forty-seven hospitals with a total of 3,000 beds, and it had one physician for every 180,000 persons. The life expectancy of its citizens averaged thirty-four years. By 1979 there were 713 hospitals with 205,700 beds, in addition to more than 10,000 maternity clinics and rural health stations; the ratio of physicians to potential patients had increased to one per 1,000 persons, and the average life expectancy was sixtythree years.
Information concerning the health sector in the mid-1980s, although fragmentary, suggested that the country's unified health care system had expanded and improved in both preventive and curative medicine. Medical personnel totaled about 240,000, including physicians, nurses, midwives, and other paramedics. The quality of public health care and the level of medical technology remained inadequate, however, and authorities were increasingly concerned about such problems as nutritional deficiency, mental health, and old-age illnesses. Cardiovascular diseases and cancers were reportedly not widespread but had increased "in recent years." Information on AIDS was unavailable.
The most common diseases were malaria, tuberculosis, trachoma, intestinal infections, leprosy, diphtheria, tetanus, whooping cough, measles, poliomyelitis, chicken pox, typhoid fever, acute encephalitis, and acute meningitis. Hanoi claimed in 1970 that alcoholic cirrhosis and venereal diseases were "seldom found in North Vietnam because of the wholesome and temperate life of the population and the cadres." In November 1984, however, the government admitted that the incidence of these diseases had increased "significantly" since 1976, "especially in the major cities."
Vietnam claimed to have eliminated cholera, smallpox, and typhoid in the North as early as 1959 and poliomyelitis by 1961. Malaria, once endemic, was said to have been eradicated in many provinces of the North by 1965. Much progress was reported also in the containment of trachoma, tuberculosis, and other diseases, but an official assessment made public in November 1984 acknowledged that, except for smallpox, contagious and infectious diseases had yet to be brought under control and that the mortality rate associated with these diseases remained high. The high mortality rate associated with malaria was a matter of particular concern, especially in the provinces along the Vietnam-Laos border, the Central Highlands, the central region, and the northern border provinces. Tuberculosis, responsible for the death of about 1 percent of the national population, or nearly 600,000 persons annually, remained a major problem although the rate fell from the 1.7 percent reported in 1976. In 1984 as many as 92 percent of the people examined in many different localities were found to be afflicted with one or more diseases. Authorities judged from these results that as few as 48 to 60 percent of the people in the localities sampled were in good health. Gastroenteritis and such childhood diseases as diphtheria, and whooping cough accounted for the extremely high 35 percent mortality rate among children, but the annual death rate for the population as a whole in 1983 was 7.4 per 1000 persons, a decline from 26 per 1000 in 1945.
The prevalence of epidemics of bacterial, viral, and parasitic diseases was attributed to the unsanitary environment. For this reason the government introduced programs to improve hygiene habits. Sanitary stations emphasizing water and environmental purification were established in every district, and campaigns such as the Three Cleans movement (clean food, water, and living conditions) and the Three Exterminations movement (extermination of flies, mosquitoes, and rats) were instituted. In addition, officials encouraged district residents to dig wells and construct septic tanks. They recommended regular vaccinations and inoculations against diphtheria, tetanus, whooping cough, polio-myelitis, tuberculosis, and measles.
Although access to health care improved by the mid-1980s, the shortages of funds, of qualified physicians, and of medicines prevented the Hanoi government from providing quality health care for more than a few. Minister of Public Health Dan Hoi Xuan acknowledged in November 1984 that the inadequacy of the public health system was responsible for the proliferation of private health services, the black market in medicines, and the consequent corruption of a number of doctors and pharmacists.
In 1987 the practice of traditional medicine remained an important part of the health care system. The Institute of Folk Medicine in Hanoi, a leading center devoted to the study of ancient theories and practices, utilized acupuncture and massage as an integral part of its treatment programs. Official sources maintained that traditional Vietnamese medicine had given rise to new therapeutic methods that called for the wider application of herbal medicine and acupuncture. The cultivation of medicinal plants and manufacture of drugs derived from these plants reportedly helped to overcome the shortage of Western medicines, which had to be imported in large quantities every year. Some of these traditional drugs were described as "most effective" in curing dysentery, arthritis, gastritis, stomach ulcers, heart diseases, influenza, blood clotting, and high blood pressure. In 1985 the Vietnamese press reported that many cooperatives were using folk medicines to satisfy 50 to 70 percent of their own needs for common drugs. Earlier in 1985, however, an official source had disclosed that efforts to develop Vietnamese medical science by integrating traditional and modern methods had not been systematic and had achieved minimal success.
In the mid-1980s, there were six medical and pharmaceutical colleges, one college-level institute for the training of managerial cadres in the health services, and more than forty secondary-level schools for mid-level paramedics and pharmacists. Physicians at "modern scientific and technical installations," according to the Vietnamese press, performed "sophisticated" heart, lung, kidney, and neurological surgery as well as microscopic eye surgery. Vietnamese doctors also were reported to be abreast of procedures in a number of other disciplines such as nuclear medicine and hematology.
SINCE REUNIFICATION IN 1975, the economy of Vietnam has been plagued by enormous difficulties in production, imbalances in supply and demand, inefficiencies in distribution and circulation, soaring inflation rates, and rising debt problems. Vietnam is one of the few countries in modern history to experience a sharp economic deterioration in a postwar reconstruction period. Its peacetime economy is one of the poorest in the world and has shown a negative to very slow growth in total national output as well as in agricultural and industrial production. Vietnam's gross domestic product ( GDP) in 1984 was valued at US$18.1 billion with a per capita income estimated to be between US$200 and US$300 per year. Reasons for this mediocre economic performance have included severe climatic conditions that afflicted agricultural crops, bureaucratic mismanagement, elimination of private ownership, extinction of entrepreneurial classes in the South, and military occupation of Cambodia (which resulted in a cutoff of much-needed international aid for reconstruction).
In the 1980s, the country was at a crossroads between economic liberalization and complete government economic control. It is possible that the leadership changes undertaken at the Sixth National Party Congress of the Vietnamese Communist Party (VCP, Viet Nam Cong Son Dang) in December 1986 marked the beginning of the end of an era dominated by revolutionaries who emphasized security at the expense of social welfare and modernization. In 1987 Vietnam took practical steps to resolve chronic economic problems such as rapid inflation, slow and erratic economic growth, deteriorating living conditions, and severe trade imbalances. The new economic policy laid out at the Sixth National Party Congress addressed these issues while avoiding others such as high unemployment and substantial arrearage on foreign debt payments.
At the party's Second Plenum in April 1987, a new, reform-oriented leadership proposed measures that would give greater scope to the private sector, reduce the budget deficit, and boost the output of agricultural and consumer goods in order to raise market supplies and exports. Specifically, the government sought to make prices more responsive to market forces and to allow farmers and industrial producers to make profits. Barriers to trade were lowered; the checkpoint inspection system that required goods in transit to be frequently inspected was abolished; and regulations on private inflow of money, goods, and tourists from overseas were relaxed. In the state-controlled industrial sector, wage raises were scheduled, and overstaffing in state administrative and service organizations was slated for reduction. Government leaders also planned to restructure the tax system to boost revenue and improve incentives.
Earlier efforts to reform the economy had employed methods similar to those proposed in 1987. These previous recovery policies, while achieving short-term gains toward economic recovery, eventually faltered because of poor implementation, lack of commitment, and decisions to industrialize and socialize the country regardless of cost. The 1987 effort to cure Vietnam's economic ills held more promise of being sustained, however. The power of the new reform-minded general secretary of the party, Nguyen Van Linh, appeared to strengthen as other reformers assumed key party Political Bureau positions. Moreover, Soviet pressure to improve economic performance increased markedly during 1987. A high Soviet official attending Vietnam's Sixth National Party Congress pointed out Vietnam`s urgent need to reform and offered the Soviet Union's own reform efforts as a model for Vietnamese programs.
<>ECONOMIC SETTING
<>Historical Background
<>Economic Roles of the Party and Government
<>Agriculture
<>Industry
In the 1980s, Vietnam was the world's third-largest communist country--ranking below China and the Soviet Union and above Poland--and the most densely populated. According to Vietnamese figures, the country's population in 1985 totaled more than 60 million, with an average density of 179 persons per square kilometer. In comparison, the German Democratic Republic (East Germany), ranking second in population density, averaged 154 persons per square kilometer. Vietnam's average annual population growth rate was reported to be 2.5 percent.
The 1979 census showed that more than 42 percent of the population at that time was younger than 15 years of age and nearly 5 percent was 65 or older. Furthermore, 71 percent of the Vietnamese population was 30 years of age or younger.
A population boom in the 1980s put pressure on food supplies and severely taxed the government's ability to create jobs. Harvest shortfalls were frequent, grain reserves remained low, and foreign exchange was extremely scarce. As a result, overcoming even a short-term food deficit was difficult for the government and costly for the people.
In 1984 United Nations (UN) nutrition specialist calculated the daily average food consumption among Vietnamese to be only 1,850 calories per day, nearly 20 percent less than the generally accepted minimum daily standard of 2,300 calories. In 1985, the Vietnam Institute of Nutrition reported average daily intake at 1,940 calories. The institute also estimated that roughly 25 percent of the children suffered from malnutrition.
The Vietnamese labor force in mid-1985 was estimated at 31.2 million, having increased at the rate of 3.5 to 4 percent annually between 1981 and mid-1985. A 1987 Vietnamese estimate put unemployment at more than 20 percent. More than half of the work force was committed to agriculture; however, observers estimated that the unemployment level in the agricultural sector was very low because agricultural workers were more likely to be underemployed than unemployed. In contrast, the unemployment rate in the nonagricultural sector may have exceeded 40 percent, meaning that more than 2 out of every 5 Vietnamese workers were jobless. A similar calculation for the nonagricultural sector in 1981 yielded an estimate of 20 percent, or 1 out of 5.
Unemployment was particularly concentrated among younger workers living in urban areas. According to Vietnamese government statistics, of the 7 million persons who entered the work force between 1981 and 1985, about 33 percent lived in urban areas, and only 15 to 20 percent reportedly had found jobs. The actual ratio of jobs to unemployed people may not have been as grim as statistics indicate, however. According to some observers, the high rate of inflation during the period forced many people, especially state workers, to take a second job in order to make ends meet.
Vietnam's economic prospects for the late 1980s and early 1990s depended on resolving population and labor problems. Government population projections in 1987 showed that the gender imbalance, with females more numerous, probably would persist through the end of the century. National security concerns were unlikely to diminish, and the armed forces were expected to continue their high demand for males of service age. A similar demand also was expected to continue in the sectors and occupations in which males were employed during the 1980s: agriculture, fishing, mining, metallurgy, machine building, construction, and transportation. Female workers probably would remain concentrated in subsistence agriculture, light industry, and, perhaps, forestry. Education, training programs, and the wage structure were expected to continue to favor males and male-dominated occupations, while the absence of these incentives would cause productivity gains in female-intensive industries to remain low.
Economic recovery policies that emphasized austerity and postponed industrialization were unlikely to create sufficient new employment opportunities. In the short run, the government's discharge of surplus state employees during the mid-1980s in order to curb expenditures would tend to increase unemployment. The stress on boosting production in light industry was expected eventually to reduce unemployment, but only if expansion were supported with state investment and bank credit. The coincident removal of restraints on the labor-intensive informal economy, which was uncontrolled by the state, and the likely influx of labor into this sector could then be expected to expand the informal economy relative to the official economy.
Although Vietnam is relatively rich in natural resources, the country's protracted state of war has precluded their proper exploitation. Coal reserves, located mainly in the North, have been estimated at 20 billion tons. With Soviet assistance, coal mining has been expanded somewhat. Commercially exploitable metals and minerals include iron ore, tin, copper, lead, zinc, nickel, manganese, titanium, chromite, tungsten, bauxite, apatite, graphite, mica, silica sand, and limestone. Vietnam is deficient, however, in coking coal, which, prior to the outbreak of hostilities with China in 1979, it traditionally imported from the Chinese. Gold deposits are small.
Vietnam's production of crude oil and natural gas was in very preliminary stages in the late 1980s and the amounts of commercially recoverable reserves were not available to Western analysts. With the cooperation of the Soviet Union, Vietnam began exploitation of a reported 1-billion-ton offshore oil find southeast of the Vung Tau-Con Dao Special Zone. By early 1987, the Vietnamese were exporting crude oil for the first time in shipments to Japan. Production remained low, estimated at about 5,000 barrels per day, although Vietnam's minimum domestic oil requirements totaled 30,000 barrels per day. Despite optimistic plans for developing offshore fields, Vietnam was likely to remain dependent on Soviet-supplied petroleum products through the 1990s.
Vietnam's ability to exploit its resources diminished in the early 1980s, as production fell from the levels attained between 1976 and 1980. In the 1980s, the need to regulate investment and focus spending on projects with a short-term payoff pointed to continued slow development of the country's resource base, with the exception of areas targeted by the Soviet Union for economic assistance, such as oil, gas, coal, tin, and apatite.
Vietnam's fisheries are modest, even though the country's lengthy coast provides it with a disproportionately large offshore economic zone for its size. In the 1980s, Vietnam claimed a 1-million-square- kilometer offshore economic zone and an annual catch of 1.3 to 1.4 million tons. More than half the fish caught, however, were classified as being of low-quality. Schools of fish reportedly were small and widely dispersed.
As the 1990s approached,it seemed increasingly likely that Vietnam's economy would remain predominantly agricultural. This trend, however, did not necessarily limit attainable economic growth since Vietnam processed a significant amount of unused land with agricultural potential. According to Vietnamese statistics of the mid 1980s, agricultural land then in use theoretically could be expanded by more than 50 percent to occupy nearly one-third of the nation. Funds and equipment for expensive land-reclamation projects were scarce, however, and foreign economists believed that a projected increase in agricultural land use of about 20 to 25 percent was more realistic. Even if the reclaimed land were only minimally productive, an increase in land use would increase agricultural output substantially.
Both the availability of land and the density of settlement in traditional agricultural areas--about 463 persons per square kilometer in the Red River Delta and 366 persons per square kilometer in the Mekong Delta-- explained much of the government's commitment to the building of new economic zones in less-settled areas. During the period from 1976 to 1980, only 1.5 million out of the 4 million persons targeted for relocation actually were moved to new economic zones. The government's Third Five-Year Plan (1981-85) called for the relocation of 2 million people by 1985, and subsequent plans projected the resettlement of as many as 10 million by 1999. By the end of 1986, however, the Vietnamese reported that fewer than 3 million people had been resettled since the program began. Slow progress in bringing new land into production, low yields on reclaimed land, and hardships endured by resettled workers-- particularly former city dwellers, many of whom chose to return home--testified to the problems inherent in the resettlement program.
<>Historical Background
Post-1975 developments, including the establishment of new economic zones, did not eradicate distinctions between North and South. North, South, and Central Vietnam historically were divided by ethnolinguistic differences, but until the midnineteenth century and the beginning of the French colonial period, they were all agrarian, subsistence, and village-oriented societies. The French, who needed raw materials and a market for French manufactured goods, altered these commonalities by undertaking a plan to develop the northern and southern regions separately. The South, better suited for agriculture and relatively poor in industrial resources, was designated to be developed agriculturally; the North, naturally wealthy in mineral resources, was selected as the region in which industrial development was to be concentrated.
The separation distorted the basic Vietnamese economy by overly stressing regional economic differences. In the North, while irrigated rice remained the principal subsistence crop, the French introduced plantation agriculture with products such as coffee, tea, cotton, and tobacco. The colonial government also developed some extractive industries, such as the mining of coal, iron, and nonferrous metals. A shipbuilding industry was begun in Hanoi; and railroads, roads, power stations, and hydraulics works were constructed. In the South, agricultural development concentrated on rice cultivation, and, nationally, rice and rubber were the main items of export. Domestic and foreign trade were centered around the Saigon-Cholon area. Industry in the South consisted mostly of food-processing plants and factories producing consumer goods.
The development of exports--coal from the North, rice from the South--and the importation of French manufactured goods, however, stimulated internal commerce. A pattern of trade developed whereby rice from the South was exchanged for coal and manufactured goods from the North. When the North and South were divided politically in 1954, they also adopted different economic ideologies, one communist and one capitalist. In the North, the communist regime's First Five-Year Plan (1961-65) gave priority to heavy industry, but priority subsequently shifted to agriculture and light industry.
During the 1954-75 Second Indochina War, United States air strikes in the North, beginning in early 1965, slowed large-scale construction considerably as laborers were diverted to repairing bomb damage. By the end of 1966, serious strains developed in the North's economy as a result of war conditions. Interruptions in electric power, the destruction of petroleum storage facilities, and labor shortages led to a slowdown in industrial and agricultural activity. The disruption of transportation routes by U.S. bombing further slowed distribution of raw materials and consumer goods. In the North, all 6 industrial cities, 28 out of 30 provincial towns, 96 out of 116 district towns, and 4,000 out of 5,788 communes were either severely damaged or destroyed. All power stations, 1,600 hydraulics works, 6 railway lines, all roads, bridges, and sea and inland ports were seriously damaged or destroyed. In addition, 400,000 cattle were killed, and several hundred thousand hectares of farmland were damaged.
The economy in the South between 1954 and 1975 became increasingly dependent on foreign aid. The United States, the foremost donor, financed the development of the military and the construction of roads, bridges, airfields and ports; supported the currency; and met the large deficit in the balance of payments. Destruction attributed to the Second Indochina War was considerable. Hanoi claimed that in the South, 9,000 out of 15,000 hamlets were damaged or destroyed, 10 million hectares of farmland and 5 million hectares of forest lands were devastated, and 1.5 million cattle were killed.
For Vietnam as a whole, the war resulted in some 1.5 million military and civilian deaths, 362,000 invalids, 1 million widows, and 800,000 orphans. The country sustained a further loss in human capital through the exodus of refugees from Vietnam after the communist victory in the South. According to the United Nations High Commission for Refugees, as of October 1982 approximately 1 million people had fled Vietnam. Among them were tens of thousands of professionals, intellectuals, technicians, and skilled workers.
The Vietnamese economy is shaped primarily by the VCP through the plenary sessions of the Central Committee and national congresses. The party plays a leading role in establishing the foundations and principles of communism, mapping strategies for economic development, setting growth targets, and launching reforms.
Planning is a key characteristic of centralized, communist economies, and one plan established for the entire country normally contains detailed economic development guidelines for all its regions. According to Vietnamese economist Vo Nhan Tri, Vietnam's post-reunification economy was in a "period of transition to socialism." The process was described as consisting of three phases. The first phase, from 1976 through 1980, incorporated the Second Five-Year Plan (1976-80)--the First FiveYear Plan (1960-65) applied to North Vietnam only. The second phase, called "socialist industrialization," was divided into two stages: from 1981 through 1990 and from 1991 through 2005. The third phase, covering the years 2006 through 2010, was to be time allotted to "perfect" the transition.
The party's goal was to unify the economic system of the entire country under communism. Steps were taken to implement this goal at the long-delayed Fourth National Party Congress, convened in December 1976, when the party adopted the Second Five-Year Plan and defined both its "line of socialist revolution" and its "line of building a socialist economy." The next two congresses, held in March 1982 and December 1986, respectively, reiterated this long-term communist objective and approved the five-year plans designed to guide the development of the Vietnamese economy at each specific stage of the communist revolution.
The optimism and impatience of Vietnam's leaders were evident in the Second Five-Year Plan. The plan set extraordinarily high goals for the average annual growth rates for industry (16 to 18 percent), agriculture (8 to 10 percent), and national income (13 to 14 percent). It also gave priority to reconstruction and new construction while attempting to develop agricultural resources, to integrate the North and the South, and to proceed with communization.
Twenty years were allowed to construct the material and technical bases of communism. In the South, material construction and systemic transformation were to be combined in order to hasten economic integration with the North. It was considered critical for the VCP to improve and extend its involvement in economic affairs so that it could guide this process. Development plans were to focus equally on agriculture and industry, while initial investment was to favor projects that developed both sectors of the economy. Thus, for example, heavy industry was intended to serve agriculture on the premise that a rapid increase in agricultural production would in turn fund further industrial growth. With this strategy, Vietnamese leaders claimed that the country could bypass the capitalist industrialization stage necessary to prepare for communism.
Vietnam was incapable, however, of undertaking such an ambitious program on its own and solicited financial support for its Second Five-Year Plan from Western nations, international organizations, and communist allies. Although the amount of economic aid requested is not known, some idea of the assistance level envisioned by Hanoi can be obtained from available financial data. The Vietnamese government budget for 1976 amounted to US$2.5 billion, while investments amounting to US$7.5 billion were planned for the period between 1976 and 1980.
The economic aid tendered to Hanoi was substantial, but it still fell short of requirements. The Soviet Union, China, and Eastern Europe offered assistance that was probably worth US$3 billion to US$4 billion, and countries of the Western economic community pledged roughly US$1 billion to US$1.5 billion.
By 1979 it was clear that the Second Five-Year Plan had failed to reduce the serious problems facing the newly unified economy. Vietnam's economy remained dominated by small-scale production, low labor productivity, unemployment, material and technological shortfalls, and insufficient food and consumer goods.
To address these problems, at its Fifth National Party Congress held in March 1982, the VCP approved resolutions on "orientations, tasks and objectives of economic and social development for 1981-85 and the 1980s." The resolutions established economic goals and in effect constituted Vietnam's Third Five-Year Plan (1981-85). Because of the failure of the Second Five-Year Plan, however, the Vietnamese leadership proceeded cautiously, presenting the plan one year at a time. The plan as a whole was neither drawn up in final form nor presented to the National Assembly for adoption.
The economic policies set forth in 1982 resulted from a compromise between ideological and pragmatic elements within the party leadership. The question of whether or not to preserve private capitalist activities in the South was addressed, as was the issue of the pace of the South's communist transformation. The policies arrived at called for the temporary retention of private capitalist activities in order to spur economic growth and the completion, more or less, of a communist transformation in the South by the mid-1980s.
The plan's highest priority, however, was to develop agriculture by integrating the collective and individual sectors into an overall system emphasizing intensive cultivation and crop specialization and by employing science and technology. Economic policy encouraged the development of the "family economy"; that is, the peasants' personal use of economic resources, including land, not being used by the cooperative. Through use of an end-product contract system introduced by the plan, peasant households were permitted to sign contracts with the collective to farm land owned by the collective. The households then assumed responsibility for production on the plots. If production fell short of assigned quotas, the households were to be required to make up the deficit the following year. If a surplus was produced, the households were to be allowed to keep it, sell it on the free market, or sell it to the state for a "negotiated price." In 1983 the family economy reportedly supplied 50 to 60 percent of the peasants' total income and 30 to 50 percent of their foodstuffs.
Free enterprise was sanctioned, thus bringing to an end the nationalization of small enterprises and reversing former policies that had sought the complete and immediate communization of the South. The new policy especially benefited peasants (including the overwhelming majority of peasants in the South) who had refused to join cooperatives, small producers, small traders, and family businesses.
The effort to reduce the capitalist sector in the South nevertheless continued. Late in 1983, a number of import-export firms that had been created in Ho Chi Minh City (formerly Saigon) to spur the development of the export market were integrated into a single enterprise regulated by the state. At the same time, the pace of collectivization in the countryside was accelerated under the plan. By the end of 1985, Hanoi reported that 72 percent of the total number of peasant households in the South were enrolled in some form of cooperative organization.
Despite the plan's emphasis on agricultural development, the industrial sector received a larger share of state investment during the first two years. In 1982, for example, the approximate proportion was 53 percent for industry compared with 18 percent for agriculture. Limiting state investment in agriculture, however, did not appear to affect total food production, which increased 19.5 percent from 1980 to 1984.
The plan also stressed the development of small-scale industry to meet Vietnam's material needs, create goods for export, and lay the foundation for the development of heavy industry. In the South, this entailed transforming some private enterprises into "state-private joint enterprises" and reorganizing some small-scale industries into cooperatives. In other cases, however, individual ownership was maintained. Investment in light industry actually decreased by 48 percent while investment in heavy industry increased by 17 percent during the first two years of the plan. Nonetheless, the increase in light-industry production outpaced that of heavy industry by 33 percent to 28 percent during the same two-year period.
The July 1984 Sixth Plenum (Fifth Congress) of the VCP Central Committee recognized that private sector domination of wholesale and retail trade in the South could not be eliminated until the state was capable of assuming responsibility for trade. Proposals therefore were made to decentralize planning procedures and improve the managerial skills of government and party officials.
These plans were subsequently advanced at the Central Committee's Eighth Plenum (Fifth Congress) in June 1985. Acting to disperse economic decision making, the plenum resolved to grant production autonomy at the factory and individual farm levels. The plenum also sought to reduce government expenditures by ending state subsidies on food and certain consumer goods for state employees. It further determined that all relevant costs to the national government needed to be accounted for in determining production costs and that the state should cease compensating for losses incurred by state enterprises. To implement these resolutions, monetary organizations were required to shift to modern economic accounting. The government created a new dong in September 1985, and set maximum quotas for the amount permitted to be exchanged in bank notes. The dong also was officially devalued.
The central economic objectives of the Fourth Five-Year Plan were to increase production of food, consumer goods, and export goods. Increasing food production was of primary importance. Grain production was targeted to reach 22 to 23 million tons annually by 1990, and rice production was planned to total 19 to 20 million tons annually. Combined output for subsidiary crops was established at about 3 million tons annually. Planned annual per capita food production was set at 333 to 348 kilograms, and an effort was initiated to bring subsidiary food crops (corn, sweet potatoes, manioc, and white potatoes) into the people's diet.
Grain-production policy was accompanied by measures dealing with land use, water conservation, Mekong Delta irrigation works, Red River Delta dike consolidation, fertilizer imports, pest control, animal husbandry, tractor use, and seed production. The plan also stressed the cultivation and harvesting of marine products and the development of short-term industrial crops (crops that can be planted and harvested in a single growing season and that require some form of processing before being marketed, such as beans, peanuts, and oil-bearing crops) and long-term industrial crops (crops that also include a processing stage but that require a lengthy period of cultivation, such as coffee, tea, pepper, and coconuts). The government also identified forestry as an important sector of the economy to be developed.
Production of consumer goods was improved in order to meet the basic needs of the people, to balance goods and money, to create jobs, and to develop an important source of capital accumulation and export commodities. The volume of consumer goods produced was expected to increase by an average annual rate of 13 to 15 percent, compared with the 11.3 percent average annual increase recorded during the Third Five-Year Plan.
Adequate incentive policies for raw materials production were deemed critical to the development of high-quality consumer goods for internal consumption and export. Priority in using foreign exchange was to be given to importers of needed raw materials. The plan also sought to protect domestic production of consumer goods and to emphasize local production of goods over imports.
In order to obtain the foreign exchange needed to fulfill import requirements and to carry out trade agreements with other countries, the government scheduled a major increase--70 percent above the previous plan's target--in the volume of exports. Under the Fourth Five-Year Plan, particular emphasis was to be given principal products such as processed agricultural goods, light industry, handicraft goods, and fish products.
Agricultural production, the backbone of Vietnam's development strategy, varied considerably from year to year following national reunification in 1975. A particularly strong performance in agriculture was recorded in 1976--up more than 10 percent from 1975--but production dropped back to approximately 95 percent of the 1976 level in 1977 and 1978 and recovered to a level higher than that of 1976 only in 1979.
Vietnamese crop and livestock production offset agricultural performance during this period. For example, an 8-percent increase in the value of livestock production in 1977 balanced an 8-percent decrease in the value of crop production (mainly the result of a 1-million-ton decline in the rice harvest). In 1978 the reverse occurred: a steep decline in livestock output countered a significant increase in grain production. The value of crop production, however, averaged four times the value of livestock output at this time.
Foremost among Vietnam's agricultural troubles was exceptionally adverse weather, including a drought in 1977 and major typhoons and widespread flooding in 1978. The drought overtaxed Vietnam's modest irrigation systems, and the floods damaged them. In addition, the floods reportedly reduced cattle herds by 20 percent. The size of this loss was indirectly confirmed in Vietnamese statistics that showed a leveling off of growth in livestock inventories (particularly of cattle) between 1978 and 1980. Throughout the Second Five-Year Plan, and especially in the late 1970s, chemical fertilizers, pesticides, and spare parts for mechanical equipment were in short supply.
Despite their having occurred, for the most part, fairly early in the plan period, the severe reversals in the agricultural sector greatly diminished hopes of achieving self-sufficiency in food production by 1980. The 1980 grain target eventually was lowered from 21 million tons to 15 million tons, but even that amount proved unattainable.
The agricultural policies promulgated from 1976 through 1980 had mixed results. Pragmatic measures that encouraged the planting of more subsidiary food crops (such as sweet potatoes, manioc, beans, and corn) led to an increase of these crops from a level of less than 10 percent that of grain production in 1975 to a level that was more than 20 percent of grain output by the late 1970s. Improved incentives for farmers in 1978 and 1979 included efforts to boost availability of consumer goods in the countryside and to raise state procurement prices. They were reinforced by adoption of a contract system that sought to guarantee producers access to agricultural inputs in exchange for farm products. Even so, bureaucratic inefficiencies and shortages of agricultural supplies prevented complete success.
The program undertaken in mid-1977 to expedite unification of North and South by collectivizing Southern agriculture met with strong resistance. The reportedly voluntary program was designed to be implemented by local leaders, but Southern peasants were mainly freeholders--not tenants--and, aside from forming production teams for mutual assistance (an idea that won immediate acceptance), they resisted participation in any collective program that attenuated property rights.
Failure to collectivize agriculture by voluntary means led briefly to the adoption of coercive measures to increase peasant participation. It soon became apparent, however, that such harsh methods were counterproductive. Increased food shortages and heightened security concerns in late 1978 and 1979 caused the leadership once again to relax its grip on Southern agriculture.
In the North, formation of cooperatives had begun in 1959 and 1960, and by 1965 about 90 percent of peasant households were organized into collectives. By 1975 more than 96 percent of peasant households belonging to cooperatives were classified as members of "high-level cooperatives," which meant that farmers had contributed land, tools, animals, and labor in exchange for income.
Between 1976 and 1980, agricultural policy in the North was implemented by newly established government district offices in an effort to improve central control over planting decisions and farm work. The lax enforcement of state agricultural policies adopted during the war years gave way to a greater rigidity that diminished cooperative members' flexibility to undertake different tasks. Labor productivity fell as a result. A study by an overseas Vietnamese who surveyed ten rice-growing cooperatives found that, despite an increase in labor and area cultivated in 1975, 1976, and 1977, production decreased while costs increased when compared with production and costs for 1972 through 1974. Although the study failed to take weather and other variables into account, the findings were consistent with conclusions reached by investigators who have studied the effects of collectivization in other countries. Moreover, the study drew attention to the North's poor agricultural performance as a reason for Vietnam's persistent food problem.
State investment in agriculture under the Third Five-Year Plan remained low, and the sector was severely troubled throughout the plan period and into 1986 and 1987 as well. Only modest food-grain increases of 5 percent were generated annually. Although this was enough to outpace the 2.3 percent annual rate of population growth during the 1980s, it remained insufficient to raise average annual per capita food consumption much above the official subsistence level of 300 kilograms. One official Vietnamese source estimated in 1986 that farm families devoted up to 80 percent of their income to their own food needs.
At the conclusion of the Third Five-Year Plan, agricultural yields remained less than required to permit diverting resources to the support of industrial development. In 1986 agriculture still accounted for about 44 percent of national income (the figure for developed nations is closer to 10 percent). The agricultural sector also occupied some 66 percent of the work force--a higher percentage than in 1976 and 1980. Worse still, the output per agricultural worker had slipped during the plan period, falling even farther behind the increasing output per worker in industry. In 1980 more than three agricultural workers were needed to produce as much national income as a single industrial or construction worker. By 1985 an industrial worker produced more than six times as much as an agricultural worker.
In December 1986, Vo Van Kiet, vice chairman of the Council of Ministers and member of the Political Bureau, highlighted most of the major problems of Vietnamese agriculture in his speech to the Twelfth Session of the Seventh National Assembly. While mentioning gains in fisheries and forestry, he noted that nearly all farming subsectors--constituting 80 percent of the agricultural sector--had failed to achieve plan targets for 1986. Kiet blamed state agencies, such as the Council of Ministers, the State Planning Commission, and the Ministry of Foreign Trade, for their failure to ensure appropriate "material conditions" (chiefly sufficient quantities of chemical fertilizers and pesticides) for the growth of agricultural production. Kiet also blamed the state price system for underproduction of key "industrial crops" that Vietnam exported, including jute, sugar, groundnut, coffee, tea, and rubber. Production levels of subsidiary food crops, such as sweet potatoes, corn, and manioc, had been declining for several years, both in relation to plan targets and in actual output as well. By contrast, livestockoutput , including that of cattle, poultry, buffalo, and hogs, was reported by the government to have continued its growth and to have met or exceeded targets, despite unstable prices and shortages of state-provided animal feed.
Outside observers agreed that the problems noted in Kiet's speech had been exacerbated by the complexity of the pricing system, which included multiple tiers of fixed prices for quota and above-quota state purchases as well as generally higher free market prices. The removal of more orthodox leaders, the rise of moderate reformists such as Kiet to high party and government positions during the Sixth National Party Congress, and the cabinet changes in early 1987 seemed to indicate that the pricing system would be modified, although no change was evident in the fundamental structure of state-controlled markets or in the tension within the multiple-market system.
The pattern of Vietnamese industrial growth after reunification was initially the reverse of the record in agriculture; it showed recovery from a depressed base in the early postwar years. Recovery stopped in the late 1970s, however, when the war in Cambodia and the threat from China caused the government to redirect food, finance, and other resources to the military, a move that worsened shortages and intensified old bottlenecks. At the same time, the invasion of Cambodia cost Vietnam badly needed foreign economic support. China's attack on Vietnam in 1979 compounded industrial problems by badly damaging important industrial facilities in the North, particularly a major steel plant and an apatite mine.
National leadership objectives during the immediate postwar period included consolidating factories and workshops in the North that had been scattered and hidden during the war to improve their chances of survival and nationalizing banks and major factories in the South to bring the financial and industrial sectors under state control. The government's continued use of wartime planning mechanisms that emphasized output targets and paid little heed to production or long term costs caused profits to erode, however, and increased the government's financial burdens. Economic reforms undertaken in 1977 gave factory management some independence in formulating production plans, arranging production resources, and containing production expenses. Such additional pragmatic steps as the adoption of incentive-structured wages and the realignment of prices better to reflect costs were also considered.
This first experiment with reform was relatively short-lived, partly because it ran counter to the overriding policy of socializing the South and integrating it with the North by reducing the centralized administrative control obviously needed to do the job. Some reform measures stayed on the books, however, and were revived in the 1980s.
Vietnamese statistics indicate that the gross value of industrial output in 1980 was not much higher than in 1976 and that the value of output per capita declined more than 8 percent. For example, cement production was relatively stagnant; it averaged 1.7 million tons annually during the Second Five-Year Plan, but only 1.4 million tons in 1985.
In general, fuel production increased at more than 10 percent annually. Coal output grew from 5.2 million tons in 1975 to 6 million tons in 1978 and fell to 5.3 million tons in 1980. According to official figures, 1985 coal production remained at, or somewhat below, the 1981 level of 6 million tons. Coal accounted for about two-thirds of energy consumption in the 1980s. Coal mining remained handicapped by coordination and management problems at mining sites, incomplete rail connections to mines, equipment and materials shortages, and inadequate food and consumer goods for miners.
Some light industry and handicrafts sectors mirrored the difficulties experienced in agriculture because they used agricultural raw materials. By 1980 the Vietnamese press was reporting that many grain, food-product, and consumer-goods processing enterprises had reduced production or ceased operations entirely. Although detailed statistics on sector performance were insufficient to show annual results, the total value of light industry output peaked in 1978; by 1980 it was nearly 3 percent lower than it had been in 1976. Increasingly severe shortages of food (particularly grain and fish) and industrial consumer goods lessened workers' incentives.
Total industrial production during the Third Five-Year Plan reflected high levels of investment, averaging some 40 percent of total annual investment during the plan period. In 1985 the industrial sector accounted for some 32 percent of national income, up from approximately 20 percent in 1980.
From 1981 through 1985, industrial growth was unevenly distributed and in many instances simply restored production levels to their 1976 levels. The highest production growth rates were recorded in the manufacture of paper products (32 percent per year), and food processing (42 percent per year). Both sectors had declined in production during the Second Five-Year Plan. Production of processed sugar increased from 271,000 tons in 1981 to 434,000 tons in 1985, almost ten times the 1975 production level. The processing of ocean fish increased from 385,000 tons in 1980 to 550,000 tons in 1985, not quite reaching 1976 and 1977 levels, but clearly reversing the steady decline this sector had experienced in the late 1970s. (The decline had been generated in part by the use of fishing boats in the South as escape craft to flee the communist regime.) Other light industries grew at annual rates of 10 percent or more during the early 1980s, which essentially restored production to 1975 or 1976 levels. Brick production increased steadily to 3.7 billion bricks in 1985, after regular declines during the previous plan. Production of glass reached 41,000 tons in 1985, exceeding 1975 levels for the first time. Paper production in 1985 again reached the 1976 level of 75,000 tons, up from 42,000 tons at the beginning of the plan in 1981; and the textile subsector exhibited an 8-percent average annual growth rate during the plan period as cloth production more than doubled to 380 million square meters in 1985.
Among heavy industries, machine-building and chemical industries (including rubber) registered annual average production gains of approximately 25 percent. Chemical fertilizer production continued to exceed the 1975 level and, in 1985, reached 516,000 tons despite relatively underdeveloped mining and enrichment processes for apatite and pyrite ore and underutilization of the Lam Thao Superphosphate of Lime plant (Vinh Phu Province). Pesticide production also maintained a decade-long growth trend to reach 11.74 billion tons in 1985.
Fragmentary figures for iron and chromium ore production were discouraging and suggested a continuation of the decline from 1975 levels. Ferrous and non-ferrous metallurgical production actually declined overall, reflecting exhausted and obsolescent plants, low investment rates, and probably dwindling supplies of scrap left from the end of the Second Indochina War. Modest gains were reported annually in steel production, which reached 57,000 tons in 1985.
Electric power production, although handicapped by uncompleted projects and shortages of oil and spare parts, grew at an average of 8 percent per year. Vietnamese statistics on the annual output of primary products showed that production of electricity increased by almost 60 percent to nearly 3.8 billion kilowatt hours from 1976 through 1978, then declined to around 3.7 billion kilowatt hours in 1980. By 1985, however, production of electricity had increased to 5.4 billion kilowatt hours. Energy-producing industries generally remained stagnant, however, which caused tremendous difficulties for the other sectors of the economy. Power output grew very slowly, and power shortages forced many factories to operate at only 45 to 50 percent of capacity. The government planned that in the 1980s energy production would be tripled by the completion of three big Soviet-assisted projects: the 500-megawatt thermal plant at Pha Lai, Hai Hung Province; the 300-megawatt hydroelectric plant at Tri An, Dong Nai Province, and the giant, 1,900-megawatt hydroelectric plant at Hoa Binh, Ha Son Binh Province, which has been called the "Asian Aswan Dam."
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