India - Government and Politics
INDIAN POLITICS ENTERED a new era at the beginning of the 1990s. The
period of political domination by the Congress (I) branch of the Indian
National Congress (see Glossary) came to an end with the party's defeat
in the 1989 general elections, and India began a period of intense
multiparty political competition. Even though the Congress (I) regained
power as a minority government in 1991, its grasp on power was
precarious. The Nehruvian socialist ideology that the party had used to
fashion India's political agenda had lost much of its popular appeal.
The Congress (I) political leadership had lost the mantle of moral
integrity inherited from the Indian National Congress's role in the
independence movement, and it was widely viewed as corrupt. Support
among key social bases of the Congress (I) political coalition was
seriously eroding. The main alternative to the Congress (I), the
Bharatiya Janata Party (BJP--Indian People's Party), embarked on a
campaign to reorganize the Indian electorate in an effort to create a
Hindu nationalist majority coalition. Simultaneously, such parties as
the Janata Dal (People's Party), the Samajwadi Party (Socialist Party),
and the Bahujan Samaj Party (BSP--Party of Society's Majority) attempted
to ascend to power on the crest of an alliance of interests uniting
Dalits (see Glossary), Backward Classes (see Glossary), Scheduled Tribes
(see Glossary), and religious minorities.
The structure of India's federal--or union--system not only creates a
strong central government but also has facilitated the concentration of
power in the central government in general and in particular in the
Office of the Prime Minister. This centralization of power has been a
source of considerable controversy and political tension. It is likely
to further exacerbate political conflict because of the increasing
pluralism of the country's party system and the growing diversity of
interest-group representation.
Once viewed as a source of solutions for the country's economic and
social problems, the Indian polity is increasingly seen by political
observers as the problem. When populist political appeals stir the
passions of the masses, government institutions appear less capable than
ever before of accommodating conflicts in a society mobilized along
competing ethnic and religious lines. In addition, law and order have
become increasingly tenuous because of the growing inability of the
police to curb criminal activities and quell communal disturbances.
Indeed, many observers bemoan the "criminalization" of Indian
politics at a time when politicians routinely hire "muscle
power" to improve their electoral prospects, and criminals
themselves successfully run for public office. These circumstances have
led some observers to conclude that India has entered into a growing
crisis of governability.
Few analysts would deny the gravity of India's problems, but some
contend they have occurred amidst the maturation of civil society and
the emergence of new, more democratic political practices. Backward
Classes, the Dalits, and tribal peoples increasingly have refused to
rest content with the patronage and populism characteristic of the
"Congress system." Mobilization of these groups has provided a
viable base for the political opposition and unraveled the fabric of the
Congress. Since the late 1970s, there has been a proliferation of
nongovernmental organizations. These groups made new demands on the
political system that required a substantial redistribution of political
power, economic resources, and social status.
Whether or not developments in Indian politics exacerbate the
continuing problems or give birth to greater democracy broadly hinges on
efforts to resolve three key issues. How will India's political system,
now more than ever based on egalitarian democratic values, accommodate
the changes taking place in its hierarchical social system? How will the
state balance the need to recognize the interests of the country's
remarkably heterogeneous society with the imperatives of national unity?
And, in the face of the declining legitimacy of the Indian state and the
continuing development of civil society, can the Indian state regenerate
its legitimacy, and if it is to do so, how should it redefine the
boundaries between state and society? India has confronted these issues
throughout much of its history. These issues, with their intrinsic
tensions, will continue to serve as sources of change in the continuing
evolution of the Indian polity.
<>The Constitution
<>Politics
<>The Congress
<>Opposition Parties
<>Bharatiya Janata Party
and the Rise of Hindu Nationalism
<>Communist Parties
<>Regional Parties
<>Caste-Based Parties
<>Punjab and Jammu and
Kashmir
<>Hindu-Muslim Tensions
<>Corruption
<>The Media
<>The Rise of Civil
Society
India - The Constitution
The constitution of India draws extensively from Western legal
traditions in its outline of the principles of liberal democracy. It is
distinguished from many Western constitutions, however, in its
elaboration of principles reflecting the aspirations to end the
inequities of traditional social relations and enhance the social
welfare of the population. According to constitutional scholar Granville
Austin, probably no other nation's constitution "has provided so
much impetus toward changing and rebuilding society for the common
good." Since its enactment, the constitution has fostered a steady
concentration of power in the central government--especially the Office
of the Prime Minister. This centralization has occurred in the face of
the increasing assertiveness of an array of ethnic and caste groups
across Indian society. Increasingly, the government has responded to the
resulting tensions by resorting to the formidable array of authoritarian
powers provided by the constitution. Together with the public's
perception of pervasive corruption among India's politicians, the
state's centralization of authority and increasing resort to coercive
power have eroded its legitimacy. However, a new assertiveness shown by
the Supreme Court and the Election Commission suggests that the
remaining checks and balances among the country's political institutions
continue to support the resilience of Indian democracy.
Adopted after some two and one-half years of deliberation by the
Constituent Assembly that also acted as India's first legislature, the
constitution was put into effect on January 26, 1950. Bhimrao Ramji
(B.R.) Ambedkar, a Dalit who earned a law degree from Columbia
University, chaired the drafting committee of the constitution and
shepherded it through Constituent Assembly debates. Supporters of
independent India's founding father, Mohandas Karamchand (Mahatma)
Gandhi, backed measures that would form a decentralized polity with
strong local administration--known as panchayat (pl., panchayats
--see Glossary)--in a system known as panchayati raj , that is
rule by panchayats . However, the support of more modernist
leaders, such as Jawaharlal Nehru, ultimately led to a parliamentary
government and a federal system with a strong central government (see
Nehru's Legacy, ch. 1). Following a British parliamentary pattern, the
constitution embodies the Fundamental Rights, which are similar to the
United States Bill of Rights, and a Supreme Court similar to that of the
United States. It creates a "sovereign democratic republic"
called India, or Bharat (after the legendary king of the Mahabharata
), which "shall be a Union of States." India is a federal
system in which residual powers of legislation remain with the central
government, similar to that in Canada. The constitution provides
detailed lists dividing up powers between central and state governments
as in Australia, and it elaborates a set of Directive Principles of
State Policy as does the Irish constitution.
The 395 articles and ten appendixes, known as schedules, in the
constitution make it one of the longest and most detailed in the world.
Schedules can be added to the constitution by amendment. The ten
schedules in force cover the designations of the states and union
territories; the emoluments for high-level officials; forms of oaths;
allocation of the number of seats in the Rajya Sabha (Council of
States--the upper house of Parliament) per state or territory;
provisions for the administration and control of Scheduled Areas (see
Glossary) and Scheduled Tribes (see Glossary); provisions for the
administration of tribal areas in Assam; the union (meaning central
government), state, and concurrent (dual) lists of responsibilities; the
official languages; land and tenure reforms; and the association of
Sikkim with India.
The Indian constitution is also one of the most frequently amended
constitutions in the world. The first amendment came only a year after
the adoption of the constitution and instituted numerous minor changes.
Many more amendments followed, and through June 1995 the constitution
had been amended seventy-seven times, a rate of almost two amendments
per year since 1950. Most of the constitution can be amended after a
quorum of more than half of the members of each house in Parliament
passes an amendment with a two-thirds majority vote. Articles pertaining
to the distribution of legislative authority between the central and
state governments must also be approved by 50 percent of the state
legislatures.
Fundamental Rights
The Fundamental Rights embodied in the constitution are guaranteed to
all citizens. These civil liberties take precedence over any other law
of the land. They include individual rights common to most liberal
democracies, such as equality before the law, freedom of speech and
expression, freedom of association and peaceful assembly, freedom of
religion, and the right to constitutional remedies for the protection of
civil rights such as habeas corpus. In addition, the Fundamental Rights
are aimed at overturning the inequities of past social practices. They
abolish "untouchability"; prohibit discrimination on the
grounds of religion, race, caste, sex, or place of birth; and forbid
traffic in human beings and forced labor. They go beyond conventional
civil liberties in protecting cultural and educational rights of
minorities by ensuring that minorities may preserve their distinctive
languages and establish and administer their own education institutions.
Originally, the right to property was also included in the Fundamental
Rights; however, the Forty-fourth Amendment, passed in 1978, revised the
status of property rights by stating that "No person shall be
deprived of his property save by authority of law." Freedom of
speech and expression, generally interpreted to include freedom of the
press, can be limited "in the interests of the sovereignty and
integrity of India, the security of the State, friendly relations with
foreign States, public order, decency or morality, or in relation to
contempt of court, defamation or incitement to an offence" (see The
Media, this ch.).
Directive Principles of State Policy
An important feature of the constitution is the Directive Principles
of State Policy. Although the Directive Principles are asserted to be
"fundamental in the governance of the country," they are not
legally enforceable. Instead, they are guidelines for creating a social
order characterized by social, economic, and political justice, liberty,
equality, and fraternity as enunciated in the constitution's preamble.
In some cases, the Directive Principles articulate goals that,
however admirable, remain vague platitudes, such as the injunctions that
the state "shall direct its policy towards securing . . . that the
ownership and control of the material resources of the community are so
distributed to subserve the common good" and "endeavor to
promote international peace and security." In other areas, the
Directive Principles provide more specific policy objectives. They
exhort the state to secure work at a living wage for all citizens; take
steps to encourage worker participation in industrial management;
provide for just and humane conditions of work, including maternity
leave; and promote the educational and economic interests of Scheduled
Castes, Scheduled Tribes, and other disadvantaged sectors of society.
The Directive Principles also charge the state with the responsibility
for providing free and compulsory education for children up to age
fourteen (see Administration and Funding, ch. 2).
The Directive Principles also urge the nation to develop a uniform
civil code and offer free legal aid to all citizens. They urge measures
to maintain the separation of the judiciary from the executive and
direct the government to organize village panchayats to
function as units of self-government. This latter objective was advanced
by the Seventy-third Amendment and the Seventy-fourth Amendment in
December 1992. The Directive Principles also order that India should
endeavor to protect and improve the environment and protect monuments
and places of historical interest.
The Forty-second Amendment, which came into force in January 1977,
attempted to raise the status of the Directive Principles by stating
that no law implementing any of the Directive Principles could be
declared unconstitutional on the grounds that it violated any of the
Fundamental Rights. The amendment simultaneously stated that laws
prohibiting "antinational activities" or the formation of
"antinational associations" could not be invalidated because
they infringed on any of the Fundamental Rights. It added a new section
to the constitution on "Fundamental Duties" that enjoined
citizens "to promote harmony and the spirit of common brotherhood
among all the people of India, transcending religious, linguistic and
regional or sectional diversities." However, the amendment
reflected a new emphasis in governing circles on order and discipline to
counteract what some leaders had come to perceive as the excessively
freewheeling style of Indian democracy. After the March 1977 general
election ended the control of the Congress (Congress (R) from 1969) over
the executive and legislature for the first time since independence in
1947, the new Janata-dominated Parliament passed the Forty-third
Amendment (1977) and Forty-fourth Amendment (1978). These amendments
revoked the Forty-second Amendment's provision that Directive Principles
take precedence over Fundamental Rights and also curbed Parliament's
power to legislate against "antinational activities" (see The
Legislature, this ch.).
Group Rights
In addition to stressing the right of individuals as citizens, Part
XVI of the constitution endeavors to promote social justice by
elaborating a series of affirmative-action measures for disadvantaged
groups. These "Special Provisions Relating to Certain Classes"
include the reservation of seats in the Lok Sabha (House of the People)
and in state legislative bodies for members of Scheduled Castes and
Scheduled Tribes. The number of seats set aside for them is proportional
to their share of the national and respective state populations. Part
XVI also reserves some government appointments for these disadvantaged
groups insofar as they do not interfere with administrative efficiency.
The section stipulates that a special officer for Scheduled Castes and
Scheduled Tribes be appointed by the president to "investigate all
matters relating to the safeguards provided" for them, as well as
periodic commissions to investigate the conditions of the Backward
Classes. The president, in consultation with state governors, designates
those groups that meet the criteria of Scheduled Castes and Scheduled
Tribes. Similar protections exist for the small Anglo-Indian community.
The framers of the constitution provided that the special provisions
would cease twenty years after the promulgation of the constitution,
anticipating that the progress of the disadvantaged groups during that
time would have removed significant disparities between them and other
groups in society. However, in 1969 the Twenty-third Amendment extended
the affirmative-action measures until 1980. The Forty-fifth Amendment of
1980 extended them again until 1990, and in 1989 the Sixty-second
Amendment extended the provisions until 2000. The Seventy-seventh
Amendment of 1995 further strengthened the states' authority to reserve
government-service positions for Scheduled Caste and Scheduled Tribe
members.
Emergency Provisions and Authoritarian Powers
Part XVIII of the constitution permits the state to suspend various
civil liberties and the application of certain federal principles during
presidentially proclaimed states of emergency. The constitution provides
for three categories of emergencies: a threat by "war or external
aggression" or by "internal disturbances"; a
"failure of constitutional machinery" in the country or in a
state; and a threat to the financial security or credit of the nation or
a part of it. Under the first two categories, the Fundamental Rights,
with the exception of protection of life and personal liberty, may be
suspended, and federal principles may be rendered inoperative. A
proclamation of a state of emergency lapses after two months if not
approved by both houses of Parliament. The president can issue a
proclamation dissolving a state government if it can be determined, upon
receipt of a report from a governor, that circumstances prevent the
government of that state from maintaining law and order according to the
constitution. This action establishes what is known as President's Rule
because under such a proclamation the president can assume any or all
functions of the state government; transfer the powers of the state
legislature to Parliament; or take other measures necessary to achieve
the objectives of the proclamation, including suspension, in whole or in
part, of the constitution. A proclamation of President's Rule cannot
interfere with the exercise of authority by the state's high court. Once
approved, President's Rule normally lasts for six months, but it may be
extended up to one year if Parliament approves. In exceptional cases,
such as the violent revolt in Jammu and Kashmir during the early and
mid-1990s, President's Rule has lasted for a period of more than five
years.
President's Rule has been imposed frequently, and its use is often
politically motivated. During the terms of prime ministers Nehru and Lal
Bahadur Shastri, from 1947 to 1966, it was imposed ten times. Under
Indira Gandhi's two tenures as prime minister (1966-77 and 1980-84),
President's Rule was imposed forty-one times. Despite Mrs. Gandhi's
frequent use of President's Rule, she was in office longer (187 months)
than any other prime minister except Nehru (201 months). Other prime
ministers also have been frequent users: Morarji Desai (eleven times in
twenty-eight months), Chaudhury Charan Singh (five times in less than
six months), Rajiv Gandhi (eight times in sixty-one months), Vishwanath
Pratap (V.P.) Singh (two times in eleven months), Chandra Shekhar (four
times in seven months), and P.V. Narasimha Rao (nine times in his first
forty-two months in office).
State of emergency proclamations have been issued three times since
independence. The first was in 1962 during the border war with China.
Another was declared in 1971 when India went to war against Pakistan
over the independence of East Pakistan, which became Bangladesh. In 1975
the third Emergency was imposed in response to an alledged threat by
"internal disturbances" stemming from the political opposition
to Indira Gandhi (see The Rise of Indira Gandhi, ch. 1; National-Level
Agencies, ch. 10).
The Indian state has authoritarian powers in addition to the
constitution's provisions for proclamations of Emergency Rule and
President's Rule. The Preventive Detention Act was passed in 1950 and
remained in force until 1970. Shortly after the start of the Emergency
in 1962, the government enacted the Defence of India Act. This
legislation created the Defence of India Rules, which allow for
preventive detention of individuals who have acted or who are likely to
act in a manner detrimental to public order and national security. The
Defence of India Rules were reimposed during the 1971 war with Pakistan;
they remained in effect after the end of the war and were invoked for a
variety of uses not intended by their framers, such as the arrests made
during a nationwide railroad strike in 1974.
The Maintenance of Internal Security Act promulgated in 1971 also
provides for preventive detention. During the 1975-77 Emergency, the act
was amended to allow the government to arrest individuals without
specifying charges. The government arrested tens of thousands of
opposition politicians under the Defence of India Rules and the
Maintenance of Internal Security Act, including most of the leaders of
the future Janata Party government (see Political Parties, this ch.).
Shortly after the Janata government came to power in 1977, Parliament
passed the Forty-fourth Amendment, which revised the domestic
circumstances cited in Article 352 as justifying an emergency from
"internal disturbance" to "armed rebellion." During
Janata rule, Parliament also repealed the Defence of India Rules and the
Maintenance of Internal Security Act. However, after the Congress (I)
returned to power in 1980, Parliament passed the National Security Act
authorizing security forces to arrest individuals without warrant for
suspicion of action that subverts national security, public order, and
essential economic services. The Essential Services Maintenance Act of
1981 permits the government to prohibit strikes and lockouts in sixteen
economic sectors providing critical goods and services. The Fifty-ninth
Amendment, passed in 1988, restored "internal disturbance" in
place of "armed rebellion" as just cause for the proclamation
of an emergency.
The Sikh militant movement that spread through Punjab during the
1980s spurred additional authoritarian legislation (see Insurgent
Movements and External Subversion, ch. 10). In 1984 Parliament passed
the National Security Amendment Act enabling government security forces
to detain prisoners for up to one year. The 1984 Terrorist Affected
Areas (Special Courts) Ordinance provided security forces in Punjab with
unprecedented powers of detention, and it authorized secret tribunals to
try suspected terrorists. The 1985 Terrorist and Disruptive Activities
(Prevention) Act imposed the death penalty for anyone convicted of
terrorist actions that led to the death of others. It empowered
authorities to tap telephones, censor mail, and conduct raids when
individuals are alleged to pose a threat to the unity and sovereignty of
the nation. The legislation renewing the act in 1987 provided for in
camera trials, which may be presided over by any central government
officer, and reversed the legal presumption of innocence if the
government produces specific evidence linking a suspect to a terrorist
act. In March 1988, the Fifty-ninth Amendment increased the period that
an emergency can be in effect without legislative approval from six
months to three years, and it eliminated the assurance of due process
and protection of life and liberty with regard to Punjab found in
articles 20 and 21. These rights were restored in 1989 by the
Sixty-third Amendment.
By June 30, 1994, more than 76,000 persons throughout India had been
arrested under the Terrorist and Disruptive Activities (Prevention) Act.
The act became widely unpopular, and the Rao government allowed the law
to lapse in May 1995.
The Structure of Government
The union government, as India's central government is known, is
divided into three distinct but interrelated branches: legislative,
executive, and judicial (see fig. 14). As in the British parliamentary
model, the leadership of the executive is drawn from and responsible to
the legislative body. Although Article 50 stipulates the separation of
the judiciary from the executive, the executive controls judicial
appointments and many of the conditions of work. In addition, one of the
more dramatic institutional battles in the Indian polity has been the
struggle between elements wanting to assert legislative power to amend
the constitution and those favoring the judiciary's efforts to preserve
the constitution's basic structure.
The Legislature
Parliament consists of a bicameral legislature, the Lok Sabha (House
of the People--the lower house) and the Rajya Sabha (Council of
States--the upper house). Parliament's principal function is to pass
laws on those matters that the constitution specifies to be within its
jurisdiction. Among its constitutional powers are approval and removal
of members of the Council of Ministers, amendment of the constitution,
approval of central government finances, and delimitation of state and
union territory boundaries (see State Governments and Union Territories,
this ch.).
The president has a specific authority with respect to the function
of the legislative branch (see The Executive, this ch.). The president
is authorized to convene Parliament and must give his assent to all
parliamentary bills before they become law. The president is empowered
to summon Parliament to meet, to address either house or both houses
together, and to require attendance of all of its members. The president
also may send messages to either house with respect to a pending bill or
any other matter. The president addresses the first session of
Parliament each year and must give assent to all provisions in bills
passed.
Lok Sabha
The Lok Sabha in 1995 constitutionally had 545 seats. For a variety
of reasons, elections are sometimes not held in all constitutiencies,
leaving some seats vacant and giving the appearance of fewer seats in
the lower house. A member must be at least twenty-five years of age. Two
members are nominated by the president as representatives of the
Anglo-Indian community, and the rest are popularly elected. Elections
are held on a one-stage, "first-past-the-post" system, similar
to that in the United States. As in the United States, candidates from
larger parties are favored because each constituency elects only the
candidate winning the most votes. In the context of multiple-candidate
elections, most members of Parliament are elected with pluralities of
the vote that amount to less than a majority. As a result, political
parties can gain commanding positions in the Parliament without winning
the support of a majority of the electorate. For instance, Congress has
dominated Indian politics without ever winning a majority of votes in
parliamentary elections. The best-ever Congress performance in
parliamentary elections was in 1984 when Congress (I) won 48 percent of
the vote and garnered 76 percent of the parliamentary seats. In the 1991
elections, Congress (I) won 37.6 percent of the vote and 42 percent of
the seats.
The usual Lok Sabha term is five years. However, the president may
dissolve the house and call for new elections should the government lose
its majority in Parliament. Elections must be held within six months
after Parliament is dissolved. The prime minister can choose electorally
advantageous times to recommend the dissolution of Parliament to the
president in an effort to maximize support in the next Parliament. The
term of Parliament can be extended in yearly increments if an emergency
has been proclaimed. This situation occurred in 1976 when Parliament was
extended beyond its five-year term under the Emergency proclaimed the
previous year. The constitution stipulates that the Lok Sabha must meet
at least twice a year, and no more than six months can pass between
sessions. The Lok Sabha customarily meets for three sessions a year. The
Council of Ministers is responsible only to the Lok Sabha, and the
authority to initiate financial legislation is vested exclusively in the
Lok Sabha.
The powers and authority of the Lok Sabha and the Rajya Sabha are not
differentiated. The index of the constitution, for example, has a
lengthy list of the powers of Parliament but not for each separate
house. The key differences between the two houses lie in their disparate
authority in the legislative process.
Rajya Sabha
The Rajya Sabha has a maximum of 250 members. All but twelve are
elected by state and territory legislatures for six-year terms. Members
must be at least thirty years old. The president nominates up to twelve
members on the basis of their special knowledge or practical experience
in fields such as literature, science, art, and social service. No
further approval of these nominations is required by Parliament.
Elections are staggered so that one-third of the members are elected
every two years. The number of seats allocated to each state and
territory is determined on the basis of relative population, except that
smaller states and territories are awarded a larger share than their
population justifies.
The Rajya Sabha meets in continuous session. It is not subject to
dissolution as is the Lok Sabha. The Rajya Sabha is designed to provide
stability and continuity to the legislative process. Although considered
the upper house, its authority in the legislative process is subordinate
to that of the Lok Sabha.
Legislative Process
The initiative for substantial legislation comes primarily from the
prime minister, cabinet members, and high-level officials. Although all
legislation except financial bills can be introduced in either house,
most laws originate in the Lok Sabha. A legislative proposal may go
through three readings before it is voted on. After a bill has been
passed by the originating house, it is sent to the other house, where it
is debated and voted on. The second house can accept, reject, or amend
the bill. If the bill is amended by the second house, it must be
returned to the originating house in its amended form. If a bill is
rejected by the second house, if there is disagreement about the
proposed amendments, or if the second house fails to act on a bill for
six months, the president is authorized to summon a joint session of
Parliament to vote on the bill. Disagreements are resolved by a majority
vote of the members of both houses present in a joint session. This
procedure favors the Lok Sabha because it has more than twice as many
members as the Rajya Sabha.
When the bill has been passed by both houses, it is sent to the
president, who can refuse assent and send the bill back to Parliament
for reconsideration. If both houses pass it again, with or without
amendments, it is sent to the president a second time. The president is
then obliged to assent to the legislation. After receiving the
president's assent, a bill becomes an act on the statute book.
The legislative procedure for bills involving taxing and
spending--known as money bills--is different from the procedure for
other legislation. Money bills can be introduced only in the Lok Sabha.
After the Lok Sabha passes a money bill, it is sent to the Rajya Sabha.
The upper house has fourteen days to act on the bill. If the Rajya Sabha
fails to act within fourteen days, the bill becomes law. The Rajya Sabha
may send an amended version of the bill back to the Lok Sabha, but the
latter is not bound to accept these changes. It may pass the original
bill again, at which point it will be sent to the president for his
signature.
During the 1950s and part of the 1960s, Parliament was often the
scene of articulate debate and substantial revisions of legislation.
Prime ministers Indira Gandhi, Rajiv Gandhi, and P.V. Narasimha Rao,
however, showed little enthusiasm for parliamentary debate. During the
1975-77 Emergency, many members of Parliament from the opposition as
well as dissidents within Indira's own party were arrested, and press
coverage of legislative proceedings was censored. It is generally agreed
that the quality of discourse and the expertise of members of Parliament
have declined since the 1960s. An effort to halt the decline of
Parliament through a reformed committee system giving Parliament new
powers of oversight over the executive branch has had very limited
impact.
Under the constitution, the division of powers between the union
government and the states is delimited into three lists: the Union List,
the State List, and the Concurrent List. Parliament has exclusive
authority to legislate on any of the ninety-seven items on the Union
List. The list includes banking, communications, defense, foreign
affairs, interstate commerce, and transportation. The State List
includes sixty-seven items that are under the exclusive jurisdiction of
state legislatures, including agriculture, local government, police,
public health, public order, and trade and commerce within the state.
The central--or union--government and state governments exercise
concurrent jurisdiction over forty-four items on the Concurrent List,
including criminal law and procedure, economic and social planning,
electricity, factories, marriage and divorce, price control, social
security and social insurance, and trade unions. The purpose of the
Concurrent List is to secure legal and administrative unity throughout
the country. Laws passed by Parliament relevant to Concurrent List areas
take precedence over laws passed by state legislatures.
The Executive
The executive branch is headed by the president, in whom the
constitution vests a formidable array of powers. The president serves as
head of state and the supreme commander of the armed forces. The
president appoints the prime minister, cabinet members, governors of
states and territories, Supreme Court and high court justices, and
ambassadors and other diplomatic representatives. The president is also
authorized to issue ordinances with the force of acts of Parliament when
Parliament is not in session. The president can summon and prorogue
Parliament as well as dissolve the Lok Sabha and call for new elections.
The president also can dismiss state and territory governments. Exercise
of these impressive powers has been restricted by the convention that
the president acts on the advice of the prime minister. In 1976 the
Forty-second Amendment formally required the president to act according
to the advice of the Council of Ministers headed by the prime minister.
The spirit of the arrangement is reflected in Ambedkar's statement that
the president "is head of the State but not of the Executive. He
represents the nation but does not rule the nation." In practice,
the president's role is predominantly symbolic and ceremonial, roughly
analogous to the president of Germany or the British monarch.
The president is elected for a five-year term by an electoral college
consisting of the elected members of both houses of Parliament and the
elected members of the legislative assemblies of the states and
territories. The participation of state and territory assemblies in the
election is designed to ensure that the president is chosen to head the
nation and not merely the majority party in Parliament, thereby placing
the office above politics and making the incumbent a symbol of national
unity.
Despite the strict constraints placed on presidential authority,
presidential elections have shaped the course of Indian politics on
several occasions, and presidents have exercised important power,
especially when no party has a clear parliamentary majority. The
presidential election of 1969, for example, turned into a dramatic test
of strength for rival factions when Prime Minister Indira Gandhi put up
an opponent to the official Congress candidate. The electoral contest
contributed to the subsequent split of the Congress. In 1979, after the
Ja-nata Party began to splinter, President Neelam Sanjiva Reddy
(1977-82) first selected Janata member Chaudhury Charan Singh as prime
minister (1979-80) to form a minority government and then dissolved
Parliament and called for new elections while ignoring Jagjivan Ram's
claim that he could assemble a stable government and become the
country's first Scheduled Caste prime minister.
Tensions between President Giani Zail Singh (1982-87) and Prime
Minister Rajiv Gandhi (1984-88) also illustrate the potential power of
the president. In 1987 Singh refused to sign the Indian Post Office
(Amendment) Bill, thereby preventing the government from having the
authority to censor personal mail. Singh's public suggestion that the
prime minister had not treated the office of the president with proper
dignity and the persistent rumors that Singh was plotting the prime
minister's ouster contributed to the erosion of public confidence in
Rajiv Gandhi that ultimately led to his defeat in the 1989 elections. In
November 1990, President Ramaswami Venkataraman (1987-92) selected
Chandra Shekhar as India's eleventh prime minister, even though Chandra
Shekhar's splinter Samajwadi Janata Dal held only fifty-eight seats in
the Lok Sabha. Chandra Shekhar resigned in June 1991 when the Congress
(I) withdrew its support.
In the same manner as the president, the vice president is elected by
the electoral college for a five-year term. The vice president is ex
officio chairman of the Rajya Sabha and acts as president when the
latter is unable to discharge his duties because of absence, illness, or
any other reason or until a new president can be elected (within six
months of the vacancy) when a vacancy occurs because of death,
resignation, or removal. There have been three instances since 1969 of
the vice president serving as acting president.
The prime minister is by far the most powerful figure in the
government. After being selected by the president, typically from the
party that commands the plurality of seats in Parliament, the prime
minister selects the Council of Ministers from other members of
Parliament who are then appointed by the president. Individuals who are
not members of Parliament may be appointed to the Council of Ministers
if they become a member of Parliament either through election or
appointment within six months of selection. The Council of Ministers is
composed of cabinet ministers (numbering seventeen, representing
thirty-one portfolios in 1995), ministers of state (forty-five,
representing fifty-three portfolios in 1995), and deputy ministers (the
number varies). Cabinet members are selected to accommodate different
regional groups, castes, and factions within the ruling party or
coalition as well as with an eye to their administrative skills and
experience. Prime ministers frequently retain key ministerial portfolios
for themselves.
Although the Council of Ministers is formally the highest
policy-making body in the government, its powers have declined as
influence has been increasingly centralized in the Office of the Prime
Minister, which is composed of the top-ranking administrative staff.
After the Congress split to form the Congress (R)--R for
Requisition--and the Congress (O)--O for Organisation--in 1969, Indira
Gandhi (who headed the Congress (R)) increasingly concentrated
decision-making authority in the Office of the Prime Minister. When
Rajiv Gandhi became prime minister in 1984, he promised to delegate more
authority to his cabinet members. However, power rapidly shifted back to
the Office of the Prime Minister and a small coterie of Rajiv's personal
advisers. Rajiv's dissatisfaction with his cabinet ministers became
manifest in his incessant reshuffling of his cabinet. During his five
years in office, he changed his cabinet thirty-six times, about once
every seven weeks. When P.V. Narasimha Rao became prime minister in June
1991, he decentralized power, giving Minister of Finance Manmohan Singh,
in particular, a large measure of autonomy to develop a program for
economic reform. After a year in office, Rao began again to centralize
authority, and by the end of 1994, the Office of the Prime Minister had
grown to be as powerful as it ever was under Rao's predecessors. As of
August 1995, Rao himself held the portfolios in thirteen ministries,
including those of defense, industry, and Kashmir affairs.
The Judiciary
Supreme Court
The Supreme Court is the ultimate interpreter of the constitution and
the laws of the land. It has appellate jurisdiction over all civil and
criminal proceedings involving substantial issues concerning the
interpretation of the constitution. The court has the original and
exclusive jurisdiction to resolve disputes between the central
government and one or more states and union territories as well as
between different states and union territories. And the Supreme Court is
also empowered to issue advisory rulings on issues referred to it by the
president. The Supreme Court has wide discretionary powers to hear
special appeals on any matter from any court except those of the armed
services. It also functions as a court of record and supervises every
high court.
Twenty-five associate justices and one chief justice serve on the
Supreme Court. The president appoints the chief justice. Associate
justices are also appointed by the president after consultation with the
chief justice and, if the president deems necessary, with other
associate justices of the Supreme Court and high court judges in the
states. The appointments do not require Parliament's concurrence.
Justices may not be removed from office until they reach mandatory
retirement at age sixty-five unless each house of Parliament passes, by
a vote of two-thirds of the members in attendance and a majority of its
total membership, a presidential order charging "proved misbehavior
or incapacity."
The contradiction between the principles of parliamentary sovereignty
and judicial review that is embedded in India's constitution has been a
source of major controversy over the years. After the courts overturned
state laws redistributing land from zamindar (see Glossary) estates on
the grounds that the laws violated the zamindars' Fundamental Rights,
Parliament passed the first (1951), fourth (1955), and seventeenth
amendments (1964) to protect its authority to implement land
redistribution. The Supreme Court countered these amendments in 1967
when it ruled in the Golaknath v State of Punjab case that
Parliament did not have the power to abrogate the Fundamental Rights,
including the provisions on private property. On February 1, 1970, the
Supreme Court invalidated the government-sponsored Bank Nationalization
Bill that had been passed by Parliament in August 1969. The Supreme
Court also rejected as unconstitutional a presidential order of
September 7, 1970, that abolished the titles, privileges, and privy
purses of the former rulers of India's old princely states.
In reaction to Supreme Court decisions, in 1971 Parliament passed the
Twenty-fourth Amendment empowering it to amend any provision of the
constitution, including the Fundamental Rights; the Twenty-fifth
Amendment, making legislative decisions concerning proper land
compensation nonjusticiable; and the Twenty-sixth Amendment, which added
a constitutional article abolishing princely privileges and privy
purses. On April 24, 1973, the Supreme Court responded to the
parliamentary offensive by ruling in the Keshavananda Bharati v the
State of Kerala case that although these amendments were
constitutional, the court still reserved for itself the discretion to
reject any constitutional amendments passed by Parliament by declaring
that the amendments cannot change the constitution's "basic
structure."
During the 1975-77 Emergency, Parliament passed the Forty-second
Amendment in January 1977, which essentially abrogated the Keshavananda
ruling by preventing the Supreme Court from reviewing any constitutional
amendment with the exception of procedural issues concerning
ratification. The Forty-second Amendment's fifty-nine clauses stripped
the Supreme Court of many of its powers and moved the political system
toward parliamentary sovereignty. However, the Forty-third and
Forty-fourth amendments, passed by the Janata government after the
defeat of Indira Gandhi in March 1977, reversed these changes. In the Minerva
Mills case of 1980, the Supreme Court reaffirmed its authority to
protect the basic structure of the constitution. However, in the Judges
Transfer case on December 31, 1981, the Supreme Court upheld the
government's authority to dismiss temporary judges and transfer high
court justices without the consent of the chief justice.
The Supreme Court continued to be embroiled in controversy in 1989,
when its US$470 million judgment against Union Carbide for the Bhopal
catastrophe resulted in public demonstrations protesting the inadequacy
of the settlement (see The Growth of Cities, ch. 5). In 1991 the
first-ever impeachment motion against a Supreme Court justice was signed
by 108 members of Parliament. A year later, a high-profile inquiry found
Associate Justice V. Ramaswamy "guilty of willful and gross misuses
of office . . . and moral turpitude by using public funds for private
purposes and reckless disregard of statutory rules" while serving
as chief justice of Punjab and Haryana. Despite this strong indictment,
Ramaswamy survived parliamentary impeachment proceedings and remained on
the Supreme Court after only 196 members of Parliament, less than the
required two-thirds, voted for his ouster.
During 1993 and 1994, the Supreme Court took measures to bolster the
integrity of the courts and protect civil liberties in the face of state
coercion. In an effort to avoid the appearance of conflict of interest
in the judiciary, Chief Justice Manepalli Narayanrao Venkatachaliah
initiated a controversial model code of conduct for judges that required
the transfer of high court judges having children practicing as
attorneys in their courts. Since 1993, the Supreme Court has implemented
a policy to compensate the victims of violence while in police custody.
On April 27, 1994, the Supreme Court issued a ruling that enhanced the
rights of individuals placed under arrest by stipulating elaborate
guidelines for arrest, detention, and interrogation.
High Courts
There are eighteen high courts for India's twenty-five states, six
union territories, and one national capital territory. Some high courts
serve more than one state or union territory. For example, the high
court of the union territory of Chandigarh also serves Punjab and
Haryana, and the high court in Gauhati (in Meghalaya) serves Assam,
Nagaland, Meghalaya, Mizoram, Manipur, Tripura, and Arunachal Pradesh.
As part of the judicial system, the high courts are institutionally
independent of state legislatures and executives. The president appoints
state high court chief justices after consulting with the chief justice
of the Supreme Court and the governor of the state. The president also
consults with the chief justice of the state high court before he
appoints other high court justices. Furthermore, the president may also
exercise the right to transfer high court justices without consultation.
These personnel matters are becoming more politicized as chief ministers
of states endeavor to exert their influence with New Delhi and the prime
minister exerts influence over the president to secure politically
advantageous appointments.
Each high court is a court of record exercising original and
appellate jurisdiction within its respective state or territory. It also
has the power to issue appropriate writs in cases involving
constitutionally guaranteed Fundamental Rights. The high court
supervises all courts within its jurisdiction, except for those dealing
with the armed forces, and may transfer constitutional cases to itself
from subordinate courts (see Criminal Law and Procedure, ch. 10). The
high courts have original jurisdiction on revenue matters. They try
original criminal cases by a jury, but not civil cases.
Lower Courts
States are divided into districts (zillas ), and within each
a judge presides as a district judge over civil cases. A sessions judge
presides over criminal cases. The judges are appointed by the governor
in consultation with the state's high court. District courts are
subordinate to the authority of their high court.
There is a hierarchy of judicial officials below the district level.
Many officials are selected through competitive examination by the
state's public service commission. Civil cases at the subdistrict level
are filed in munsif (subdistrict) courts. Lesser criminal cases
are entrusted to the courts of subordinate magistrates functioning under
the supervisory authority of a district magistrate. All magistrates are
under the supervision of the high court. At the village level, disputes
are frequently resolved by panchayats or lok adalats
(people's courts).
The judicial system retains substantial legitimacy in the eyes of
many Indians despite its politicization since the 1970s. In fact, as
illustrated by the rise of social action litigation in the 1980s and
1990s, many Indians turn to the courts to redress grievances with other
social and political institutions. It is frequently observed that
Indians are highly litigious, which has contributed to a growing backlog
of cases. Indeed, the Supreme Court was reported to have more than
150,000 cases pending in 1990, the high courts had some 2 million cases
pending, and the lower courts had a substantially greater backlog.
Research findings in the early 1990s show that the backlogs at levels
below the Supreme Court are the result of delays in the litigation
process and the large number of decisions that are appealed and not the
result of an increase in the number of new cases filed. Coupled with
public perceptions of politicization, the growing inability of the
courts to resolve disputes expeditiously threatens to erode the
remaining legitimacy of the judicial system.
Election Commission
Article 324 of the constitution establishes an independent Election
Commission to supervise parliamentary and state elections. Supervising
elections in the world's largest democracy is by any standard an immense
undertaking. Some 521 million people were eligible to vote in 1991.
Efforts are made to see that polling booths are situated no more than
two kilometers from a voter's place of residence. In 1991, this
objective required some 600,000 polling stations for the country's 3,941
state legislative assembly and 543 parliamentary constituencies. To
attempt to ensure fair elections, the Election Commission deployed more
than 3.5 million officials, most of whom were temporarily seconded from
the government bureaucracy, and 2 million police, paramilitary, and
military forces.
Over the years, the Election Commission's enforcement of India's
remarkably strict election laws grew increasingly lax. As a consequence,
candidates flagrantly violated laws limiting campaign expenditures.
Elections became increasingly violent (350 persons were killed during
the 1991 campaign, including five Lok Sabha and twenty-one state
assembly candidates), and voter intimidation and fraud proliferated.
The appointment of T.N. Seshan as chief election commissioner in 1991
reinvigorated the Election Commission and curbed the illegal
manipulation of India's electoral system. By cancelling or repolling
elections where improprieties had occurred, disciplining errant poll
officers, and fighting for the right to deploy paramilitary forces in
sensitive areas, Seshan forced candidates to take the Election
Commission's code of conduct seriously and strengthened its supervisory
machinery. In Uttar Pradesh, where more than 100 persons were killed in
the 1991 elections, Seshan succeeded in reducing the number killed to
two in the November 1993 assembly elections by enforcing compulsory
deposit of all licensed firearms, banning unauthorized vehicular
traffic, and supplementing local police with paramilitary units. In
state assembly elections in Andhra Pradesh, Goa, Karnataka, and Sikkim,
after raising ceilings for campaign expenditures to realistic levels,
Seshan succeeded in getting candidates to comply with these limits by
deploying 336 audit officers to keep daily accounts of the candidates'
election expenditures. Although Seshan has received enthusiastic support
from the public, he has stirred great controversy among the country's
politicians. In October 1993, the Supreme Court issued a ruling that
confirmed the supremacy of the chief election commissioner, thereby
deflecting an effort to rein in Seshan by appointing an additional two
election commissioners. Congress (I)'s attempt to curb Seshan's powers
through a constitutional amendment was foiled after a public outcry
weakened its support in Parliament.
State Governments and Territories
India has twenty-five states, six union territories, and one national
capital territory, with populations ranging from 406,000 (Sikkim) to 139
million (Uttar Pradesh). Ten states each have more than 40 million
people, making them countrylike in significance (see Structure and
Dynamics, ch. 2). There are eighteen official Scheduled Languages (see
Glossary), clearly defined since the reorganization of states along
linguistic lines in the 1950s and 1960s (see The Social Context of
Languages, ch. 4). Social structures within states vary considerably,
and they encompass a great deal of cultural diversity, as those who have
watched India's Republic Day (January 26) celebrations will attest (see
Larger Kinship Groups, ch. 5).
The constitution provides for a legislature in each state and
territory. Most states have unicameral legislatures, but Andhra Pradesh,
Bihar, Jammu and Kashmir, Maharashtra, Tamil Nadu, and Uttar Pradesh
have bicameral legislatures. The lower house, known as the vidhan
sabha , or legislative assembly, is the real seat of legislative
power. Where an upper house exists, it is known as the vidhan
parishad , or legislative council; council functions are advisory,
and any objections expressed to a bill may be overridden if the assembly
passes the bill a second time. Members of the assembly serve five-year
terms after being chosen by direct elections from local constituencies.
Their numbers vary, from a minimum of sixty to a maximum of 500. Members
of the council are selected through a combination of direct election,
indirect election, and nomination. Their six-year terms are staggered so
that one-third of the membership is renewed every two years. Whether in
the upper or lower house, membership in the assembly has come to reflect
the predominantly rural demography of most states and the distribution
of social power resulting from the state's agrarian and caste
structures.
The structure of state governments is similar to that of the central
government. In the executive branch, the governor plays a role analogous
to that of the president, and the elected chief minister presides over a
council of ministers drawn from the legislature in a manner similar to
the prime minister. Many of the governor's duties are honorific;
however, the governor also has considerable power. Like the president,
the governor selects who may attempt to form a government; he may also
dismiss a state's government and dissolve its legislative assembly. All
bills that the state legislature passes must receive the assent of the
governor. The governor may return bills other than money bills to the
assembly. The governor may also decide to send a bill for consideration
to the president, who has the power to promulgate ordinances. The
governor may also recommend to the president that President's Rule be
invoked. Governors are appointed to office for a five-year term by the
president on the advice of the prime minister, and their conduct is
supposed to be above politics.
Since 1967 most state legislatures have come under the control of
parties in opposition to the majority in Parliament, and governors have
frequently acted as agents of the ruling party in New Delhi.
Increasingly, governors are appointed more for their loyalty to the
prime minister than for their distinguished achievements and discretion.
The politicization of gubernatorial appointments has become such a
widespread practice that in 1989, shortly after the National Front
government replaced the Congress (I) government, Prime Minister V.P.
Singh (1989-90) asked eighteen governors to resign so that he could
replace them with his own choices. Governors not only attempt to keep
opposition state governments in line, but also, while keeping the state
bureaucracy in place, have exercised their power to dismiss the chief
minister and his or her council of ministers.
The strength of the central government relative to the states is
especially apparent in constitutional provisions for central
intervention into state jurisdictions. Article 3 of the constitution
authorizes Parliament, by a simple majority vote, to establish or
eliminate states and union territories or change their boundaries and
names. The emergency powers granted to the central government by the
constitution enable it, under certain circumstances, to acquire the
powers of a unitary state. The central government can also dismiss a
state government through President's Rule. Article 249 of the
constitution enables a two-thirds vote of the Rajya Sabha to empower
Parliament to pass binding legislation for any of the subjects on the
State List. Articles 256 and 257 require states to comply with laws
passed by Parliament and with the executive authority of the central
government. The articles empower the central government to issue
directives instructing states on compliance in these matters. Article
200 also enables a state governor, under certain circumstances, to
refuse to give assent to bills passed by the state legislature and
instead refer them to the president for review.
The central government exerts control over state governments through
the financial resources at its command. The central government
distributes taxes and grants-in-aid through the decisions of finance
commissions, usually convened every five years as stipulated by Article
275. The central government also distributes substantial grants through
its development plans as elaborated by the Planning Commission. The
dependence of state governments on grants and disbursements grew
throughout the 1980s as states began to run up fiscal deficits and the
share of transfers from New Delhi increased. The power and influence of
central government finances also can be seen in the substantial funds
allocated under the central government's five-year plans to such areas
as public health and agriculture that are constitutionally under the
State List (see Health Care, ch. 2; Development Programs, ch. 7).
Besides its twenty-five states, India has seven centrally supervised
territories. Six are union territories; one is the National Capital
Territory of Delhi. Jurisdictions for territories are smaller than
states and less populous. The central government administers union
territories through either a lieutenant governor or a chief commissioner
who is appointed by the president on the advice of the prime minister.
Each territory also has a council of ministers, a legislature, and a
high court; however, Parliament may also pass legislation on issues in
union territories that in the case of states are usually reserved for
state assemblies. The Sixty-ninth Amendment, passed in December 1991,
made Delhi the national capital territory effective February 1, 1992.
Although not having the same status as statehood, Delhi was given the
power of direct election of members of its legislative assembly and the
power to pass its own laws.
India - Politics
The decline of the Congress (I) since the late 1980s has brought an
end to the dominant single-party system that had long characterized
India's politics. Under the old system, conflict within the Congress was
often a more important political dynamic than was conflict between the
Congress and the opposition. The Congress had set the political agenda
and the opposition responded. A new party system, in which the Congress
(I) is merely one of several major participants, was in place by 1989
(see fig. 15). As often as not in the mid-1990s, the Congress (I) seems
to respond to the initiatives of other parties rather than set its own
political agenda.
Elections
At least once every five years, India's Election Commission
supervises one of the largest, most complex exercises of collective
action in the world. India's elections in the 1990s involve overseeing
an electorate of about 521 million voters who travel to nearly 600,000
polling stations to chose from some 8,950 candidates representing
roughly 162 parties. The elections reveal much about Indian society.
Candidates span a wide spectrum of backgrounds, including former
royalty, cinema superstars, religious holy men, war heroes, and a
growing number of farmers. Campaigns utilize communications technologies
ranging from the latest video van with two-way screens to the
traditional rumor traveling by word of mouth. Increasing violence also
has come to characterize elections. In 1991, some 350 people, including
former Prime Minister Rajiv Gandhi, four other parliamentary candidates,
and twenty-one candidates running in state legislative assembly
elections, were killed in election-related violence.
Political Parties
India's party system is in the throes of historic change. The 1989
general elections brought the era of Congress dominance to an end. Even
though the Congress (I) regained power in 1991, it was no longer the
pivot around which the party system revolved. Instead, it represented
just one strategy for organizing a political majority, and a declining
one at that. While the Congress (I) was encountering growing
difficulties in maintaining its coalition of upper-caste elites,
Muslims, Scheduled Castes, and Scheduled Tribes, the BJP was endeavoring
to organize a new majority around the appeal of Hindu nationalism. The
Janata Dal and the BSP, among others, were attempting to fashion a new
majority out of the increasingly assertive Backward Classes, Dalits,
Scheduled Castes, Scheduled Tribes, and religious minorities.
India - The Congress
The Congress has, by any standards, remarkable political
accomplishments to its credit. As the Indian National Congress, its
guidance fashioned a nation out of an extraordinarily heterogeneous
ensemble of peoples. The party has played an important role in
establishing the foundations of perhaps the most durable democratic
political system in the developing world. As scholars Francis Robinson
and Paul R. Brass point out, the Congress constituted one of the few
political organizations in the annals of decolonialization to "make
the transition from being sole representative of the nationalist cause
to being just one element of a competitive party system."
The Congress dominated Indian politics from independence until 1967.
Prior to 1967, the Congress had never won less than 73 percent of the
seats in Parliament. The party won every state government election
except two--most often exclusively, but also through coalitions--and
until 1967 it never won less than 60 percent of all elections for seats
in the state legislative assemblies.
There were four factors that accounted for this dominance. First, the
party acquired a tremendous amount of good will and political capital
from its leadership of the nationalist struggle. Party chiefs gained
substantial popular respect for the years in jail and other deprivations
that they personally endured. The shared experience of the independence
struggle fostered a sense of cohesion, which was important in
maintaining unity in the face of the party's internal pluralism.
The second factor was that the Congress was the only party with an
organization extending across the nation and down to the village level.
The party's federal structure was based on a system of internal
democracy that functioned to resolve disputes among its members and
maintain party cohesion. Internal party elections also served to
legitimate the party leadership, train party workers in the skills of
political competition, and create channels of upward mobility that
rewarded its most capable members.
A third factor was that the Congress achieved its position of
political dominance by creating an organization that adjusted to local
circumstances rather than transformed them, often reaching the village
through local "big men" (bare admi ) who controlled
village "vote banks." These local elites, who owed their
position to their traditional social status and their control over land,
formed factions that competed for power within the Congress. The
internal party democracy and the Congress's subsequent electoral success
ultimately reinforced the local power of these traditional elites and
enabled the party to adjust to changes in local balances of power. The
nonideological pragmatism of local party leadership made it possible to
coopt issues that contributed to opposition party success and even
incorporate successful opposition leaders into the party. Intraparty
competition served to channel information about local circumstances up
the party hierarchy.
Fourth, patronage was the oil that lubricated the party machine. As
the state expanded its development role, it accumulated more resources
that could be distributed to party members. The growing pool of
opportunities and resources facilitated the party's ability to
accommodate conflict among its members. The Congress enjoyed the
benefits of a "virtuous cycle," in which its electoral success
gave it access to economic and political resources that enabled the
party to attract new supporters.
The halcyon days of what Indian political scientist Rajni Kothari has
called "the Congress system" ended with the general elections
in 1967. The party lost seventy-eight seats in the Lok Sabha, retaining
a majority of only twenty-three seats. Even more indicative of the
Congress setback was its loss of control over six of the sixteen state
legislatures that held elections. The proximate causes of the reversal
included the failure of the monsoons in 1965 and 1966 and the subsequent
hardship throughout northern and eastern India, and the unpopular
currency devaluation in 1966. However, profound changes in India's
polity also contributed to the decline of the Congress. The rapid growth
of the electorate, which increased by 45 percent from 1952 to 1967,
brought an influx of new voters less appreciative of the Congress's role
in the independence movement. Moreover, the simultaneous spread of
democratic values produced a political awakening that mobilized new
groups and created a more pluralistic constellation of political
interests. The development of new and more-differentiated identities and
patterns of political cleavage made it virtually impossible for the
Congress to contain the competition of its members within its
organization. Dissidence and ultimately defection greatly weakened the
Congress's electoral performance.
It was in this context that Indira Gandhi asserted her independence
from the leaders of the party organization by attempting to take the
party in a more populist direction. She ordered the nationalization of
India's fourteen largest banks in 1969, and then she supported former
labor leader and Acting President Varahagiri Venkata Giri's candidacy
for president despite the fact that the party organization had already
nominated the more conservative Neelam Sanjiva Reddy. After Giri's
election, the party organization expelled Indira Gandhi from the
Congress and ordered the parliamentary party to choose a new prime
minister. Instead, 226 of the 291 Congress members of Parliament
continued to support Indira Gandhi. The Congress split into two in 1969,
the new factions being the Congress (O)--for Organisation--and Mrs.
Gandhi's Congress (R)--for Requisition. The Congress (R) continued in
power with the support of non-Congress groups, principally the Communist
Party of India (CPI) and the Dravida Munnetra Kazhagam (DMK--Dravidian
Progressive Federation).
With the Congress (O) controlling most of the party organization,
Indira Gandhi adopted a new strategy to mobilize popular support. For
the first time ever, she ordered parliamentary elections to be held
separately from elections for the state government. This delinking was
designed to reduce the power of the Congress (O)'s state-level political
machines in national elections. Mrs. Gandhi traveled throughout the
country, energetically campaigning on the slogan "garibi hatao
" (eliminate poverty), thereby bypassing the traditional Congress
networks of political support. The strategy proved successful, and the
Congress (R) won a dramatic victory. In the 1971 elections for the Lok
Sabha, the Congress (R) garnered 44 percent of the vote, earning it 352
seats. The Congress (O) won only sixteen seats and 10 percent of the
vote. The next year, after leading India to victory over Pakistan in the
war for Bangladesh's independence, Indira Gandhi and the Congress (R)
further consolidated their control over the country by winning fourteen
of sixteen state assembly elections and victories in 70 percent of all
seats contested.
The public expected Indira Gandhi to deliver on her mandate to remove
poverty. However, the country experienced a severe drought in 1971 and
1972, leading to food shortages, and the price of food rose 20 percent
in the spring of 1973. The decision by the Organization of the Petroleum
Exporting Countries (OPEC) to quadruple oil prices in 1973-74 also led
to inflation and increased unemployment. Jayaprakash (J.P) Narayan, a
socialist leader in the preindependence Indian National Congress who,
after 1947, left to conduct social work in the Sarvodaya movement (sarvodaya
means uplift of all), came out of retirement to lead what eventually
became widely known as the "J.P. movement." Under Narayan's
leadership, the movement toppled the government of Gujarat and almost
brought down the government in Bihar; Narayan advocated a radical
regeneration of public morality that he labelled "total
revolution."
After the Allahabad High Court ruled that Mrs. Gandhi had committed
electoral law violations and Narayan addressed a massive demonstration
in New Delhi, at Indira Gandhi's behest, the president proclaimed an
Emergency on June 25, 1975. That night, Indira Gandhi ordered the arrest
of almost all the leaders of the opposition, including dissidents within
the Congress. In all, more than 110,000 persons were detained without
trial during the Emergency.
Indira Gandhi's rule during the Emergency alienated her popular
support. After postponing elections for a year following the expiration
of the five-year term of the Lok Sabha, she called for new elections in
March 1977. The major opposition party leaders, many of whom had
developed a rapport while they were imprisoned together under the
Emergency regime, united under the banner of the Janata Party. By
framing the key issue of the election as "democracy versus
dictatorship," the Janata Party--the largest opposition
party--appealed to the public's democratic values to rout the Congress
(R). The vote share of the Congress (R) dropped to 34.5 percent, and the
number of its seats in Parliament plunged from 352 to 154. Indira Gandhi
lost her seat.
The inability of Janata Party factions to agree proved the party's
undoing. Indira Gandhi returned to win the January 1980 elections after
forming a new party, the Congress (I--for Indira), in 1978.
The Congress (I) largely succeeded in reconstructing the traditional
Congress electoral support base of Brahmans (see Glossary), Muslims,
Scheduled Castes, and Scheduled Tribes that had kept Congress in power
in New Delhi during the three decades prior to 1977. The Congress (I)'s
share of the vote increased by 8.2 percent to 42.7 percent of the total
vote, and its number of seats in the Lok Sabha grew to 353, a majority
of about two-thirds. This success approximated the levels of support of
the Congress dominance from 1947 to 1967. Yet, as political scientist
Myron Weiner observed, "The Congress party that won in 1980 was not
the Congress party that had governed India in the 1950s and 1960s, or
even the early 1970s. The party was organizationally weak and the
electoral victory was primarily Mrs. Gandhi's rather than the
party's." As a consequence, the Congress's appeal to its supporters
was much more tenuous than it had been in previous decades.
Indira Gandhi's dependence on her flamboyant son Sanjay and, after
his accidental death in 1980, on her more reserved son Rajiv gives
testimony to the personalization and centralization of power within the
Congress (I). Having developed a means to mobilize support without a
party organization, she paid little attention to maintaining that
support. Rather than allowing intraparty elections to resolve conflicts
and select party leaders, Indira Gandhi preferred to fill party posts
herself with those loyal to her. As a result, party leaders at the state
level lost their legitimacy among the rank and file because their
positions depended on the whims of Indira Gandhi rather than on the
extent of their popular support. In addition, centralization and the
demise of democracy within the party disrupted the flow of information
about local circumstances to party leaders and curtailed the ability of
the Congress (I) to adjust to social change and incorporate new leaders.
When Rajiv Gandhi took control after his mother's assassination in
November 1984, he attempted to breathe new life into the Congress (I)
organization. However, the massive electoral victory that the Congress
(I) scored under Rajiv's leadership just two months after his mother's
assassination gave him neither the skill nor the authority to succeed in
this endeavor. Rajiv did, however, attempt to remove the more unsavory
elements within the party organization. He denied nominations to
one-third of the incumbent members of Parliament during the 1984 Lok
Sabha campaign, and he refused to nominate two of every five incumbents
in the state legislative assembly elections held in March 1985.
Another of Rajiv's early successes was the passage of the
Anti-Defection Bill in January 1985 in an effort to end the bribery that
lured legislators to cross partisan lines. Speaking at the Indian
National Congress centenary celebrations in Bombay (officially called
Mumbai as of 1995), Rajiv launched a vitriolic attack on the
"culture of corruption" that had become so pervasive in the
Congress (I). However, the old guard showed little enthusiasm for
reform. As time passed, Rajiv's position was weakened by the losses that
the party suffered in a series of state assembly elections and by his
government's involvement in corruption scandals. Ultimately, Rajiv was
unable to overcome the resistance within the party to internal elections
and reforms. Ironically, as Rajiv's position within the party weakened,
he turned for advice to many of the wheelers and dealers of his mother's
regime whom he had previously banished.
The frustration of Rajiv Gandhi's promising early initiatives meant
that the Congress (I) had no issues on which to campaign as the end of
his five-year term approached. On May 15, 1989, just months before its
term was to expire, the Congress (I) introduced amendments that proposed
to decentralize government authority to panchayat and municipal
government institutions. Opposition parties, many of whom were on record
as favoring decentralization of government power, vehemently resisted
the Congress (I) initiative. They charged that the initiative did not
truly decentralize power but instead enabled the central government to
circumvent state governments (many of which were controlled by the
opposition) by transferring authority from state to local government and
strengthening the links between central and local governments. After the
Congress (I) failed to win the two-thirds vote required to pass the
legislation in the Rajya Sabha on October 13, 1989, it called for new
parliamentary elections and made "jana shakti" (power
to the people) its main campaign slogan.
The Congress (I) retained formidable campaign advantages over the
opposition. The October 17, 1989, announcement of elections took the
opposition parties by surprise and gave them little time to form
electoral alliances. The Congress (I) also blatantly used the
government-controlled television and radio to promote Rajiv Gandhi. In
addition, the Congress (I) campaign once again enjoyed vastly superior
financing. It distributed some 100,000 posters and 15,000 banners to
each of its 510 candidates. It provided every candidate with six or
seven vehicles, and it commissioned advertising agencies to make a total
of ten video films to promote its campaign.
The results of the 1989 elections were more of a rebuff to the
Congress (I) than a mandate for the opposition. Although the Congress
(I) remained the largest party in Parliament with 197 seats, it was
unable to form a government. Instead, the Ja-nata Dal, which had 143
seats, united with its National Front allies to form a minority
government precariously dependent on the support of the BJP (eighty-five
seats) and the communist parties (forty-five seats). Although the
Congress (I) lost more than 50 percent of its seats in Parliament, its
share of the vote dropped only from 48.1 percent to 39.5 percent of the
vote. The Congress (I) share of the vote was still more than double that
of the next largest party, the Janata Dal, which received support from
17.8 percent of the electorate. More grave for the long-term future of
the Congress (I) was the erosion of vital elements of the traditional
coalition of support for the Congress (I) in North India. Alienated by
the Congress (I)'s cultivation of Hindu activists, Muslims defected to
the Janata Dal in large numbers. The Congress (I) simultaneously lost a
substantial share of Scheduled Caste voters to the BSP in Haryana,
Madhya Pradesh, and Uttar Pradesh and to the Indian People's Front in
Bihar.
To offset these losses, the Congress (I) attempted to play a
"Hindu card." On August 14, 1989, the Supreme Court ruled that
no parties or groups could disturb the status quo of the Babri Masjid, a
sixteenth-century mosque in Ayodhya, Uttar Pradesh. The mosque was
controversial because Hindu nationalists claim it was on the site of the
birthplace of the Hindu god Ram and that, as such, the use by Muslims
was sacrilegious (see Vishnu, ch. 3). Despite the court ruling, in
September the Congress (I) entered into an agreement with the Vishwa
Hindu Parishad (VHP--World Hindu Council), a conservative religious
organization with close ties to Hindu nationalists, to allow the VHP to
proceed with a ceremony to lay the foundation for the Ramjanmabhumi
(birthplace of Ram) Temple. (The VHP had been working toward this goal
since 1984.) In return, the Congress (I) secured the VHP's agreement to
perform the ceremony on property adjacent to the Babri Masjid that was
not in dispute. By reaching this agreement, the Congress (I) attempted
to appeal to Hindu activists while retaining Muslim support. Rajiv
Gandhi's decision to kick off his campaign less than six kilometers from
the Babri Masjid and his appeal to voters that they vote for the
Congress (I) if they wished to bring about "Ram Rajya" (the
rule of Ram) were other elements of the Congress (I)'s strategy to
attract the Hindu vote (see Political Issues, this ch.)
The 1991 elections returned the Congress (I) to power but did not
reverse important trends in the party's decline. The Congress (I) won
227 seats, up from 197 in 1989, but its share of the vote dropped from
39.5 percent in 1989 to 37.6 percent. Greater division within the
opposition rather than growing popularity of the Congress (I) was the
key element in the party's securing an increased number of seats. Also
troubling was the further decline of the Congress (I) in heavily
populated Bihar and Uttar Pradesh, which together account for more than
25 percent of all seats in Parliament. In Uttar Pradesh, the number of
seats that the Congress (I) was able to win went down from fifteen to
two, and its share of the vote dropped from 32 percent to 20 percent. In
Bihar the seats won by the Congress (I) fell from four to one, and the
Congress (I) share of the vote was reduced from 28 percent to 22
percent. The Congress (I) problems in these states, which until 1989 had
been bastions of its strength, were reinforced by the party's poor
showing in the November 1993 state elections. These elections were
characterized by the further disintegration of the traditional Congress
coalition, with Brahmans and other upper castes defecting to the BJP and
Scheduled Castes and Muslims defecting to the Janata Dal, the Samajwadi
Party (Socialist Party), and the BSP.
Strong evidence indicates that the Congress (I) would have fared
significantly worse had it not been for the assassination of Rajiv
Gandhi in the middle of the elections. A wave of sympathy similar to
that which helped elect Rajiv after the assassination of his mother
increased the Congress (I) support. In the round of voting that took
place before Rajiv's death, the Congress (I) won only 26 percent of the
seats and 33 percent of the vote. In the votes that occurred after
Rajiv's death, the Congress (I) won 58 percent of the seats and 40
percent of the popular vote. It may also be that Rajiv's demise ended
the "anti-Congressism" that had pervaded the political system
as a result of his family's dynastic domination of Indian politics
through its control over the Congress.
Rajiv Gandhi was assassinated by a Tamil suicide bomber affiliated
with the Sri Lankan Liberation Tigers of Tamil Eelam (LTTE) during a
political campaign in May 1991. Only after his assassination did hope
for reforming the Congress (I) reappear. The end of three generations of
Nehru-Gandhi family leadership left Rajiv's coterie of political
manipulators in search of a new kingpin. The bankruptcy of the Congress
(I) leadership was highlighted by the fact that they initially turned to
Sonia Gandhi, Rajiv's Italian-born wife, to lead the party. Sonia's
primary qualification was that she was Rajiv's widow. She had never held
elected office and, during her early years in India, she had expressed
great disdain for political life. However, although she did not assume a
leadership role, she continued to be seen as a "kingmaker" in
the Congress (I). Her advice was sought after, and she was called on to
lead the party in the mid-1990s. An unusual public speech by Sonia
Gandhi criticizing the government of P.V. Narasimha Rao in August 1995
further fueled speculation that she was a candidate for political
leadership.
Sonia Gandhi's refusal in 1991 to become president of the Congress
(I) led the mantle of party leadership to fall on Rao. Rao was a
septuagenarian former professor who had retired from politics before the
1991 elections after undergoing heart-bypass surgery. Rao had a
conciliatory demeanor and was acceptable to the party's contending
factions. Paradoxically, the precariously positioned Rao was able to
take more substantial steps in the direction of party reform than his
predecessors. First, Rao had to demonstrate that he could mobilize
popular support for himself and the party, a vital currency of power for
any Congress (I) leader. He did so in the November 15, 1991,
by-elections by winning his own seat in Andhra Pradesh unopposed and
leading the party to victory in a total of eight of the fifteen
parliamentary by-elections. By the end of 1991, Rao had succeeded in
initiating the first intraparty elections in the Congress in almost
twenty years. Although there was widespread manipulation by local party
bosses, the elections enhanced the legitimacy of party leaders and held
forth the prospect of a rejuvenated party organization. The process
culminated in April 1992 at the All-India Congress (I) Committee at
Tirupati, Andhra Pradesh, where elections were held for the ten vacant
seats in the Congress Working Committee.
In the wake of the Tirupati session, Rao became less interested in
promoting party democracy and more concerned with consolidating his own
position. The change was especially apparent in the 1993 All-India
Congress (I) Committee session at Surajkund (in Haryana), where Rao's
supporters lavishly praised the prime minister and coercively silenced
his opponents. However, Rao's image was damaged in July 1993 after
Harshad Mehta, a stockbroker under indictment for allegedly playing a
leading role in a US$2 billion stock scam in 1992, accused Rao of
personally accepting a bribe that he had delivered on November 4, 1991.
The extent of the press coverage of the charges and their apparent
credibility among the public was evidence of the pervasive public
cynicism toward politicians. Rao's stock in the party and Congress (I)'s
position within Parliament were greatly weakened. On July 28, 1993, his
government barely survived a no-confidence motion in the Lok Sabha.
Rao's position was temporarily strengthened at the end of 1993 when he
was able to cobble together a parliamentary majority. However, support
for Rao and the Congress (I) declined again in 1994. The party was
rocked by a scandal relating to the procurement of sugar stocks that
cost the government an estimated Rs6.5 billion (US$210 million; for
value of the rupee--see Glossary) and by losses in legislative assembly
elections in Andhra Pradesh--Rao's home state, where he personally took
control over the campaign--and Karnataka. The Congress (I) again lost in
three of four major states in elections held in the spring of 1995. The
political fallout in New Delhi was an increase in dissident activity
within the Congress (I) led by former cabinet members Narain Dutt Tiwari
and Arjun Singh and other Rao rivals who sought to split the Congress
and form a new party.
India - Opposition Parties
Opposition to the Congress has always been fragmented. Opposition
parties range from Hindu nationalist parties such as the BJP on the
right to communist parties on the left (see table 33, Appendix). The
divisiveness of the opposition, combined with the
"first-past-the-post" electoral system, has enabled the
Congress to dominate Indian politics without ever winning a majority of
the vote from the national electorate. The extent of electoral alliances
among the opposition is an important predictor of its ability to win
seats in Parliament. The first two instances when the opposition
succeeded in forming a government at the center occurred after it united
under the Janata Party banner in 1977 and after the formation of the
Janata Dal and the National Front in 1988. In each of these cases, the
unity that was facilitated by anti-Congress sentiment prior to the
elections collapsed in the face of rivalry and ambition once the
opposition came into power.
The Rise and Decline of "Janata Politics"
Prior to 1967, the opposition was divided into an array of small
parties. While the Congress garnered between 45 percent and 48 percent
of the vote, no opposition party gained as much as 11 percent, and
during the entire period, only two parties won 10 percent. Furthermore,
in each election, independent candidates won between 12 percent and 20
percent of the vote.
The opposition's first significant attempt to achieve electoral unity
occurred during the 1967 elections when opposition party alliances won
control of their state governments in Bihar, Kerala, Orissa, Punjab, and
West Bengal. In Rajasthan an opposition coalition prevented the Congress
from winning a majority in the state legislature and forced it to
recruit independents to form a government. The Congress electoral
debacle encouraged even more dissidence within the party, and in a
matter of weeks after the elections, defections brought down Congress
governments in Haryana, Madhya Pradesh, and Uttar Pradesh. By July 1967,
state governments of two-thirds of the country were under opposition
rule. However, opposition rule in many cases was short-lived. The
aftermath of the 1967 elections initiated a climate of politics by
defection in which the Congress, and to a lesser extent the opposition,
attempted to overthrow governments by winning over their state
legislators with promises of greater political power and outright
bribes. Needless to say, this period seriously undermined the ability of
most parties to discipline their members. The increase in
opposition-ruled state governments after 1967 also prompted the Congress
to use President's Rule to dismiss opposition-led state governments with
increasing frequency (see Emergency Provisions and Authoritarian Powers,
this ch.).
Although the centrist and right-wing opposition formed a "grand
alliance" during the 1971 parliamentary elections, it was not until
the general elections of 1977 that opposition efforts culminated in
electoral success at the national level. Imprisoned together under the
authoritarian measures of the Emergency, India's senior opposition
leaders found their personal animosity toward Indira Gandhi and the
Congress to be a powerful motivation to overcome their division and
rivalry. In January 1977, opposition parties reactivated a pre-Emergency
multiparty front, campaigned under the banner of the Janata Party, and
won a dramatic electoral victory in March 1977. The Janata Party was
made up of the Congress (O), the Jana Sangh, the Bharatiya Lok Dal
(Indian People Party), the Samajwadi Party (Socialist Party), a handful
of imprisoned Congress dissidents, and the Congress for Democracy--a
group led by Scheduled Caste leader Jagjivan Ram that had splintered off
from the Congress during the election campaign.
Despite the diversity of this assemblage of parties and the different
social strata that they represented, members of the Ja-nata Party
achieved surprising ideological and programmatic consensus by passing a
program stressing decentralization, development of rural industries, and
employment opportunities. It was not ideology, but rather an inability
to consolidate partisan organizations and political rivalry among the
leadership that led to the demise of the Janata government in 1979. The
Janata's three most senior leaders--Morarji Desai, Charan Singh, and
Jagjivan Ram--each aspired to be prime minister. The rivalry continued
during Desai's tenure (March 1977-July 1979). Desai, Charan Singh, and
Ram continually conspired to discredit each other. Their connivances
ultimately discredited the Janata Party and allowed the Congress (I) to
return to power in 1980.
Just as key defections from the Congress were essential to the Janata
electoral success in 1977, so too did V.P. Singh's defection from the
Congress (I) in 1987 enable opposition factions from the Janata Party
and Bharatiya Lok Dal to unite the Janata Dal in 1988. Regional parties,
such as the Telugu Desam Party (Telugu National Party), the DMK, and the
Asom Gana Pa-rishad (AGP--Assam People's Assembly), together formed the
National Front, led by Janata Dal, which defeated Rajiv Gandhi's
Congress (I) in the 1989 parliamentary elections. With V.P. Singh as
prime minister, the National Front government earned the appellation of
"the crutch government" because it depended on the support of
the Communist Party of India (Marxist--CPI (M)) on its left and the BJP
on the right.
On August 7, 1990, V.P. Singh suddenly announced that his government
would implement the recommendations of the Mandal Commission (see
Glossary) to reserve 27 percent of central government jobs for the
Backward Classes, defined to include around 52 percent of the
population. Although Singh's Janata Dal had pledged to implement the
Mandal Commission recommendations as part of its election manifesto, his
announcement led to riots throughout North India. Some seventy-five
upper-caste youths died after resorting to self-immolation to dramatize
their opposition, and almost 200 others were killed in clashes with the
police.
BJP president Lal Kishan (L.K.) Advani announced that he would
traverse the country on a pilgrimage to Ayodhya where he would lead
Hindu activists in the construction of the Ramjanmabhumi Temple on the
site of the Babri Masjid. As the pilgrimage progressed, riots between
Hindus and Muslims broke out throughout the country. The National Front
government decided to end the agitation, and Janata Dal chief minister
of Bihar, Laloo Prasad Yadav, arrested Advani on October 23, 1990. On
October 30, religious militants attempted to storm the Babri Masjid
despite a massive military presence, and as many as twenty-six activists
were killed. The BJP's withdrawal of support for the National Front
government proved fatal, and V.P. Singh lost a parliamentary vote of
confidence on November 7, 1990.
Two days before the vote, Chandra Shekhar, an ambitious Janata Dal
rival who had been kept out of the National Front government, joined
with Devi Lal, a former deputy prime minister under V.P. Singh, to form
the Samajwadi Janata Party--Samajwadi meaning socialist--with a total of
sixty Lok Sabha members. The day after the collapse of the National
Front government, Chandra Shekhar informed the president that by gaining
the backing of the Congress (I) and its electoral allies he enjoyed the
support of 280 members of the Lok Sabha, and he demanded the right to
constitute a new government. Even though his rump party accounted for
only one-ninth of the members of the Lok Sabha, Chandra Shekhar
succeeded in forming a new minority government and becoming prime
minister (with Devi Lal as deputy prime minister). However, Chandra
Shekhar's government fell less than four months later, after the
Congress (I) withdrew its support.
The Janata Dal and the Samajwadi Janata Party declined after the fall
of the Chandra Shekhar government. In the May-June 1991 parliamentary
elections, their share of the vote dropped from 17.8 percent to 15.1
percent, and the number of seats in Parliament that they won fell from
142 to sixty-one. The parties were able to win seats only in Bihar,
Orissa, and Uttar Pradesh. The factional rivalry and ineffectiveness
that impeded the National Front government's efforts to provide
effective government tarnished the Janata Dal image. In the absence of
strong national leadership, the party was rendered a confederation of
ambitious regional leaders whose rivalry prevented the establishment of
a united party organization. The Janata Dal's persistent backing of the
Mandal Commission recommendations made the party highly unpopular among
high-caste people in the middle and upper classes, creating fund-raising
difficulties. Although the Janata Dal won state elections in Karnataka
in 1994 and Bihar in the spring of 1995, its poor showing in most other
states gave the impression that its support was receding to a few
regional bastions.
India - The Bharatiya Janata Party and the Rise of Hindu Nationalism
The BJP is unique among India's political parties in that neither it
nor its political predecessors were ever associated with the Congress.
Instead, it grew out of an alternative nationalist organization--the
Rashtriya Swayamsevak Sangh (RSS--National Volunteer Organisation). The
BJP still is affiliated with the network of organizations popularly
referred to as the RSS family. The RSS was founded in 1925 by Keshav
Baliram Hedgewar. Until 1928 a member of the Congress with radical
nationalist political leanings, Hedgewar had grown increasingly
disenchanted with the leadership of Mahatma Gandhi. Hedgewar was
particularly critical of Gandhi's emphasis on nonviolence and civil
disobedience, which he felt discouraged the forceful political action
necessary to gain independence. He established the RSS as an
organization that would provide training in martial arts and spiritual
matters to rejuvenate the spiritual life of the Hindu community and
build its unity.
Hedgewar and his successor, M.S. Golwalkar, scrupulously endeavored
to define the RSS's identity as a cultural organization that was not
directly involved in politics. However, its rapidly growing membership
and the paramilitary-like uniforms and discipline of its activists made
the political potential of the RSS apparent to everyone on the political
scene. There was considerable sentiment within the Congress that RSS
members should be permitted to join, and, in fact, on October 7, 1947,
the Congress Working Committee voted to allow in RSS members. But in
November 1947, the Congress passed a rule requiring RSS members to give
up their affiliation before joining. The RSS was banned in 1948 after
Nathuram Godse, a former RSS member, assassinated Mahatma Gandhi. The
ban was lifted in 1949 only after the RSS drafted an organizational
constitution that was acceptable to the government. Intensely loyal RSS
members refused to give up their affiliation to join the Congress and,
instead, channeled their political energies to the Jana Sangh (People's
Union) after its founding in 1951.
The Jana Sangh grew slowly during the 1950s and 1960s, despite the
efforts of RSS members, who quickly took control of the party's
organization. Although the Jana Sangh succeeded in displacing the Hindu
Mahasabha (a communal party established in 1914 as a counter to Muslim
separatists) as the preeminent party of Hindu activists in the Indian
political system, it failed to develop into a major rival to the
Congress. According to political scientist Bruce Graham, this failure
occurred because of the Jana Sangh's inability "to transcend the
limitations of its origins," in particular, its identification with
the Hindi-speaking, northern heartland and its Brahmanical
interpretation of Hinduism rather than the more inclusive and syncretic
values of popular Hinduism. However, the experience of the Jana Sangh
during the 1970s, especially its increasing resort to populism and
agitational tactics, provided essential ingredients for the success of
the BJP in the 1980s.
In 1977 the Jana Sangh joined the Janata Party, which defeated Indira
Gandhi and the Congress (I) in parliamentary elections and formed a
government through the end of 1979. The rapid expansion of the RSS under
Janata rule soon brought calls for all members of the RSS family to
merge with Janata Party affiliates. Ultimately, intraparty tensions
impelled those affiliated with the Jana Sangh to leave the Janata Party
and establish a new party--the BJP.
The BJP was formed in April 1980, under the leadership of Atal Behari
Vajpayee. Although the party welcomed members of the RSS, the BJP's
effort to draw from the legacies of the Ja-nata Party as well as that of
the Jana Sangh were suggested by its new name, its choice of a green and
saffron flag similar to that of the Janata Party rather than the solid
saffron flag of the old Jana Sangh, its adoption of a decentralized
organizational structure along the lines of the Janata Party rather than
the more centralized model of the Jana Sangh, and its inclusion in its
working committee of several non-Jana Sangh individuals, including
Sikandar Bakht--a Muslim. The invocation of Gandhian socialism as one of
the guiding principles of the BJP rather than the doctrine of
"integral humanism" associated with the Jana Sangh was another
indication of the impact of the party members' experience in the Janata
Party and "J.P. movement."
The new synthesis, however, failed to achieve political success. In
1984 the BJP won only two seats in the parliamentary elections. In the
wake of the 1984 elections, the BJP shifted course. Advani replaced
Vajpayee as party president. Under Advani's leadership, the BJP appealed
to Hindu activists by criticizing measures it construed as pandering to
minorities and advocating the repeal of the special status given to the
Muslim majority state of Jammu and Kashmir. Simultaneously, it
cooperated more closely with other RSS affiliates, particularly the VHP.
During the 1980s, the BJP-VHP combine developed into a dynamic political
force through its brilliant use of religious symbolism to rouse the
passions of the public. The BJP and VHP attained national prominence
through their campaign to convert back to Hinduism members of the
Scheduled Castes who had converted to Islam. The VHP also agitated to
reclaim the Babri Masjid site and encouraged villagers throughout the
country to hold religious ceremonies to consecrate bricks made out of
their own clay and send them to be used in the construction of the
Ramjanmabhumi Temple in Ayodhya.
In the general elections of 1991, the BJP expanded its support more
than did any other party. Its number of seats in the Lok Sabha increased
from eighty-five to 119, and its vote share grew from 11.4 percent to
21.0 percent. The party was particularly successful in Uttar Pradesh,
where it increased its share of the vote from 7.6 percent (eight seats)
in 1989 to 35.3 percent (fifty seats) in 1991, and in Gujarat, where its
votes and seats climbed from 30 percent (twelve seats) to 52 percent
(twenty seats). In addition, BJP support appeared to be spreading into
new areas. In Karnataka, its vote rose from 2.6 percent to 28.1 percent,
and in West Bengal the BJP's share of the vote expanded from 1.6 to 12.0
percent. However, the elections also revealed some of the limitations of
the BJP juggernaut. Exit polls showed that while the BJP received more
upper-caste support than all other parties and made inroads into the
constituency of Backward Classes, it did poorly among Scheduled Castes
and Scheduled Tribes, constituencies that it had long attempted to
cultivate. In Himachal Pradesh, Madhya Pradesh, and Rajasthan, three
state governments run by the BJP since 1990, the BJP lost parliamentary
seats although its share of the vote increased. In Uttar Pradesh, where
the BJP also won control of the state government in 1991, veteran
political analyst Paul R. Brass cogently argued that the BJP had reached
the limits of its social base of support.
The limits of the BJP's Hindu nationalist strategy were further
revealed by its losses in the November 1993 state elections. The party
lost control over the state-level governments of Himachal Pradesh,
Madhya Pradesh, and Uttar Pradesh while winning power in Gujarat and the
National Capital Territory of Delhi. In the aftermath of the Hindu
activists' dismantling of the Babri Masjid in December 1992, the
evocative symbolism of the Ramjanmabhumi controversy had apparently lost
its capacity to mobilize popular support. Nevertheless, the BJP, by
giving more emphasis to anticorruption and social issues, achieved
unprecedented success in South India, where it won 28 percent of the
vote and came in second in elections in Karnataka in November 1994. In
the spring of 1995, the BJP won state elections in Gujarat and became
the junior partner of a coalition with Shiv Sena (Army of
Shivaji--Shivaji Bhonsle was a seventeenth-century Maratha guerrilla
leader who kept Mughal armies at bay) in Maharashtra (see The Marathas,
ch. 1). In view of the potential demise of the Congress (I), the BJP
stands poised to emerge as India's largest party in the 1990s. However,
it is likely to have to play down the more divisive aspects of Hindu
nationalism and find other issues to expand its support if it is to win
a majority in the Lok Sabha.
India - Communist Parties
The Communist Party of India (CPI) was founded on December 26, 1925,
at an all-India conference held at Kanpur, Uttar Pradesh, in late
December 1925 and early January 1926. Communists participated in the
independence struggle and, as members of the Congress Socialist Party,
became a formidable presence on the socialist wing of the Indian
National Congress. They were expelled from the Congress Socialist Party
in March 1940, after allegations that the communists had disrupted party
activities and were intent on coopting party organizations. Indeed, by
the time the communists were expelled, they had gained control over the
entire Congress Socialist Party units in what were to become the
southern states of Kerala, Tamil Nadu, and Andhra Pradesh. Communists
remained members of the Indian National Congress although their support
of the British war effort after the German invasion of the Soviet Union
and their nationalist policy supporting the right of religious
minorities to secede from India were diametrically opposed to Congress
policies. As a result, the communists became isolated within the
Congress. After independence, communists organized a peasant uprising in
the Telangana region in the northern part of what was to become Andhra
Pradesh. The uprising was suppressed only after the central government
sent in the army. Starting in 1951, the CPI shifted to a more moderate
strategy of seeking to bring communism to India within the constraints
of Indian democracy. In 1957 the CPI was elected to rule the state
government of Kerala only to have the government dismissed and
President's Rule declared in 1959.
In 1964, in conjunction with the widening rift between China and the
Soviet Union, a large leftist faction of the CPI leadership, based
predominantly in Kerala and West Bengal, split from the party to form
the Communist Party of India (Marxist), or CPI (M). The CPI (M)-led
coalition victory in the 1967 West Bengal state elections spurred
dissension within the party because a Maoist faction headed a peasant
rebellion in the Naxalbari area of the state, just south of Darjiling
(Darjeeling). The suppression of the Naxalbari uprising under the
direction of the CPI (M)-controlled Home Ministry of the state
government led to denunciations by Maoist revolutionary factions across
the country. These groups--commonly referred to as Naxalites--sparked
new uprisings in the Srikakulam region of Andhra Pradesh, Bihar, and
other parts of West Bengal. In 1969 several Naxalite factions joined
together to form a new party--the Communist Party of India
(Marxist-Leninist)--CPI (M-L). However, pursuit of insurrectionary
tactics in the face of harsh repression by the government along with an
array of ideological disputes kept Naxalite factions isolated in their
local bases.
In the 1990s, the CPI (M) enjoys the most political strength of any
communist group. Nationally, its share of the vote has gradually
increased from 4.2 percent in 1967 to 6.7 percent in 1991, but it has
largely remained confined to Kerala, Tripura, and West Bengal. In Kerala
the CPI (M) in coalition with other parties wrested control from the
Congress and its allies (frequently including the CPI) in 1967, in 1980,
and in 1987. Support for the CPI (M) in Kerala in general elections has
ranged from 19 percent to 26 percent, but the party has never won more
than nine of Kerala's twenty seats in Parliament. From 1977 to 1989, the
CPI (M) dominated Tripura's state government. It won two parliamentary
seats in 1971, 1980, and 1984, but it lost all of its seats in 1977,
1989, and 1991. In West Bengal, the CPI (M) has ruled the state
government with a coalition of other leftist parties since 1977, and,
since that time, the party has also dominated West Bengal's
parliamentary delegation.
Support for the CPI is more evenly spread nationwide, but it is weak
and in decline. The CPI share of the parliamentary vote has more than
halved from 5.2 percent in 1967 to 2.5 percent in 1991.
In 1982 a CPI (M-L) faction entered the parliamentary arena by
forming the Indian People's Front. In the 1989 general elections, the
front won a parliamentary seat in western Bihar, and in 1990 it won
seven seats in the Bihar legislative assembly. However, the Indian
People's Front lost its parliamentary seat in the 1991 parliamentary
elections when its vote in Bihar declined by some 20 percent.
India - Regional Parties
Given India's social, cultural, and historical diversity, it is only
natural that regional parties play an important role in the country's
political life. Because of India's federal system, state assembly votes
are held in an electoral arena that often enables regional parties to
obtain power by espousing issues of regional concern. Simultaneously,
the single-member district, first-past-the-post electoral system has
given the advantage to national parties, such as the Congress, which
possess a realistic chance of gaining or retaining power at the national
level and the opportunity to use central government resources to reward
their supporters. Although regional parties have exercised authority at
the state level, collectively they receive only from 5 to 10 percent of
the national vote in parliamentary elections. Only during the
governments of the Janata Party (1977-79) and the National Front
(1989-90) have they participated in forming the central government.
However, as India's party system becomes more fragmented with the
decline of the Congress (I), the regional parties are likely to play an
important role at the national level.
Regional political parties have been strongest in Tamil Nadu, where
they have dominated state politics since 1967. Regional parties in the
state trace their roots to the establishment of the Justice Party by
non-Brahman social elites in 1916 and the development of the non-Bhraman
Self-Respect Movement, founded in 1925 by E.V. Ramaswamy Naicker. As
leader of the Justice Party, in 1944 Ramaswamy renamed the party the
Dravida Kazhagam (DK--Dravidian Federation) and demanded the
establishment of an independent state called Dravidasthan. In 1949,
charismatic film script writer C.N. Annadurai, who was chafing under
Ramaswamy's authoritarian leadership, split from the DK to found the DMK
in an attempt to achieve the goals of Tamil nationalism through the
electoral process. The DMK dropped its demand for Dravidasthan in 1963
but played a prominent role in the agitations that successfully defeated
attempts to impose the northern Indian language of Hindi as the official
national language in the mid-1960s. The DMK routed the Congress in the
1967 elections in Tamil Nadu and took control of the state government.
With the deterioration of Annadurai's health, another screen writer, M.
Karunanidhi, became chief minster in 1968 and took control of the party
after Annadurai's death in 1969.
Karunanidhi's control over the party was soon challenged by M.G.
Ramachandran (best known by his initials, M.G.R.), one of South India's
most popular film stars. In 1972 M.G.R. split from the DMK to form the
All-India Anna Dravida Munnetra Kazhagam (AIADMK). Under his leadership,
the AIADMK dominated Tamil politics at the state level from 1977 through
1989. The importance of personal charisma in Tamil politics was
dramatized by the struggle for control over the AIADMK after M.G.R's
death in 1988. His widow, Janaki, herself a former film star, vied for
control with Jayalalitha, an actress who had played M.G.R.'s leading
lady in several films. The rivalry allowed the DMK to gain control over
the state government in 1989. The AIADMK, securely under the control of
Jayalalitha, who was cast as a "revolutionary leader,"
recaptured the state government in 1991. However, since 1980, the
Congress (I), usually in alliance with the AIADMK, has won a majority of
Tamil Nadu's seats in Parliament.
After three decades of Congress rule, the politics of Andhra Pradesh
during the 1980s also became dominated by a charismatic film star who
stressed regional issues. In 1982 N.T. Rama Rao (popularly known as
N.T.R.), an actor who frequently played Hindu deities in Telugu-language
films, formed the Te-lugu Desam. The party ruled the state from 1983 to
1989. It also won thirty of Andhra Pradesh's forty-two parliamentary
seats in 1984. With the objective of enhancing Andhra Pradesh's regional
autonomy, N.T.R. played a key role in the formation of the National
Front coalition government in 1989. However, in the 1989 elections, the
Telugu Desam won only two parliamentary seats and lost control over the
state government to the Congress (I). It was able to improve its showing
to thirteen seats in Parliament in the 1991 elections. The Telugu Desam
returned to power in Andhra Pradesh after winning the state legislative
assembly elections in November 1994.
The Akali Dal (Eternal Party) claims to represent India's Sikhs, who
are concentrated primarily in Punjab. It was first formed in the early
1920s to return control of gurdwaras (Sikh places of worship)
to the orthodox Sikh religious community. During the 1960s, the Akali
Dal played an important role in the struggle for the creation of Punjab
as a separate state with a Sikh majority. Even with the majority Sikh
population, the Akali Dal's political success has been limited by the
Congress's ability to win votes from the Sikh community. The Akali Dal
won nine of Punjab's thirteen parliamentary seats in the general
elections of 1977 and seven in 1984 but only one in the 1971 and 1980
elections. Similarly, the Akali Dal headed coalition state governments
in 1967 and 1977 and formed the state government in 1985, but it lost
state government elections to the Congress (R) in 1972, and to Congress
(I) in 1980 and in 1992. As the 1980s progressed, the Akali Dal became
increasingly factionalized. In 1989 three Akali Dal factions ran in the
elections, winning a total of seven seats. The Akali Dal factions
boycotted parliamentary and state legislative elections that were held
in February 1992. As a result, voter turnout dropped to 21.6 percent,
and the Congress (I) won twelve of Punjab's thirteen seats in Parliament
and a majority of seats in the legislative assembly (see
Twentieth-Century Developments, ch. 3).
The National Conference, based in Jammu and Kashmir, is a regional
party, which, despite its overwhelmingly Muslim following, refused to
support the All-India Muslim League (Muslim League--see Glossary) during
the independence movement; instead it allied itself with the Indian
National Congress. The National Conference was closely identified with
its leader, Sheikh Mohammed Abdullah, a personal friend of Nehru, and,
after Abdullah's death in 1982, with his son, Farooq Abdullah.
Friendship, however, did not prevent Nehru from imprisoning Sheikh
Abdullah when he became concerned that the "Lion of Kashmir"
was disposed to demand independence for his state. Ultimately, Sheikh
Abdullah struck a deal with Indira Gandhi, and in 1975 he became chief
minister of Jammu and Kashmir. The National Conference remained Jammu
and Kashmir's dominant party through the 1980s and maintained control
over the state government for most of the period. In parliamentary
elections, it won one of Kashmir's six parliamentary seats in 1967, none
in 1971, two in 1977, and three in 1980, 1984, and 1989. However,
popular support for the National Conference was badly eroded by
allegations of electoral fraud in the 1987 state elections--which were
won by the National Conference in alliance with the Congress (I)--and
the widespread corruption of the subsequent state government under the
leadership of Farooq Abdullah. There was little popular sympathy for
Farooq Abdullah and the National Conference even after the government
was dissolved and President's Rule declared in 1990. Jammu and Kashmir
remained under President's Rule through 1995, and the absence of
elections makes it difficult to ascertain the extent of the National
Conference's popular support. Nevertheless, it appears that Farooq and
the National Conference remain discredited.
During the late 1980s, the AGP rose to power in Assam on the crest of
Assamese nationalism. Immigration to Assam--primarily by Muslim Bengalis
from neighboring Bangladesh--had aroused concern that the Assamese would
become a minority in their own state. By 1979 attention was focused on
the controversial issue of determining how many immigrants would be
allowed on the state's list of eligible voters. The Congress (I), which
gained a substantial share of the immigrants' votes, took a more
expansive view of who should be included while the Assamese nationalist
organizations demanded a more restrictive position. An attempt to hold
state elections in February 1983, and in effect to force the Assamese
nationalists to accept the status quo, resulted in a breakdown of law
and order and the deaths of more than 3,000 people. The subsequent
formation of a Congress (I) government led by Hiteshwar Saikia was
widely viewed in Assam as illegitimate, and it was dissolved as part of
the terms of the Assam Accord that was signed between Rajiv Gandhi and
Assamese nationalists on August 15, 1985. The Assam Accord also included
a compromise on the voter eligibility issue, settled the issue of the
citizenship status of immigrants, and stipulated that new elections were
to be held in December. The AGP was formed by Assamese student leaders
after the signing of the accord, and the new party won the December 1985
elections with 35 percent of the vote and sixty-four of 108 seats in the
state legislature.
The victory of the AGP did not end the controversy over Assamese
nationalism. The AGP was unable to implement the accord's provisions for
disenfranchising and expelling illegal aliens, in part because
Parliament passed legislation making it more difficult to prove illegal
alien status. The AGP's failure to implement the accord along with the
general ineffectiveness with which it operated the state government
undercut its popular support, and in November 1990 it was dismissed and
President's Rule declared. As the AGP floundered, other nationalist
groups of agitators flourished. The United Liberation Front of Assam
(ULFA) became the primary torchbearer of militant Assamese nationalism
while the All Bodo Students' Union (ABSU) and Bodo People's Action
Committee (BPAC) led an agitation for a separate homeland for the
central plain tribal people of Assam (often called Bodos). By 1990 ULFA
militants ran virtually a parallel government in the state, extorting
huge sums from businesses in Assam, especially the Assamese tea
industry. The ULFA was ultimately subdued through a shrewd combination
of ruthless military repression and generous terms of surrender for many
of its leaders. The ABSU/BPAC-led mass agitation lasted from March 1987
until February 1993 when the ABSU signed an accord with the state
government that had been under the Congress (I) control since 1991. The
accord provided for the creation of a Bodoland Autonomous Council with
jurisdiction over an area of 5,186 square kilometers and 2.1 million
people within Assam. Nevertheless, Bodo agitation continued in the
mid-1990s as a result of the demands of many Bodo leaders, who insisted
that more territory be included under the Bodoland Autonomous Council.
India - Caste-Based Parties
One irony of Indian politics is that its modern secular democracy has
enhanced rather than reduced the political salience of traditional forms
of social identity such as caste. Part of the explanation for this
development is that India's political parties have found the caste-based
selection of candidates and appeals to the caste-based interests of the
Indian electorate to be an effective way to win popular support. More
fundamental has been the economic development and social mobility of
those groups officially designated as Backward Classes and Scheduled
Castes. Accounting for 52 and 15 percent of the population,
respectively, the Backward Classes and Scheduled Castes, or Dalits as
they prefer to be called, constitute a diverse range of middle, lower,
and outcaste groups who have come to wield substantial power in most
states. Indeed, one of the dramas of modern Indian politics has been the
Backward Classes and Dalits' jettisoning of their political
subordination to upper castes and their assertion of their own
interests.
The Backward Classes are such a substantial constituency that almost
all parties vie for their support. For instance, the Congress (I) in
Maharashtra has long relied on Backward Classes' backing for its
political success. The 1990s have seen a growing number of cases where
parties, relying primarily on Backward Classes' support, often in
alliance with Dalits and Muslims, catapult to power in India's states.
Janata Dal governments in Bihar and Karnataka are excellent examples of
this strategy. An especially important development is the success of the
Samajwadi Party, which under the leadership of Mulayam Singh Yadav won
the 1993 assembly elections in India's most populous state, Uttar
Pradesh, relying almost exclusively on Backward Classes and Muslim
support in a coalition with the Dalit-supported BSP.
The growing support of the BSP also reflects the importance of
caste-based politics and the assertiveness of the Dalits in particular.
The BSP was founded by Kanshi Ram on April 13, 1984, the birthday of
B.R. Ambedkar. Born as a Dalit in Punjab, Kanshi Ram resigned from his
position as a government employee in 1964 and, after working in various
political positions, founded the All-India Backward, Scheduled Caste,
Scheduled Tribe, Other Backward Classes, and Minority Communities
Employees Federation (BAMCEF) in 1978. Although both the BAMCEF and BSP
pursue strategies of building support among Backward Classes, Scheduled
Tribes, and Muslims as well as Dalits, Kanshi Ram has been most
successful in building support among the Dalit Chamar (Leatherworker)
caste in North India. In the November 1993 Uttar Pradesh state
elections, Ram's BSP achieved the best showing of any Dalit-based party
by winning sixty-seven seats. At the same time, the BSP increased its
representation in the Madhya Pradesh state legislature from two to
twelve seats. On June 1, 1995, the BSP withdrew from the state
government of Uttar Pradesh and, with the support of the BJP, formed a
new government, making its leader, Mayawati, the first Dalit ever to
become a chief minister of Uttar Pradesh. The alliance, however, was
seen by observers as doomed because of political differences.
India - Punjab and Jammu and Kashmir
Conflicts in Punjab and Jammu and Kashmir are each the result of
centralized power operating in a predominantly heterogeneous society.
Although tensions in the two states have important historical roots,
they have been fueled by controversy over the policies of India's
central government. Opposition is built upon the feeling that political
power in New Delhi is inaccessible and unresponsive to local needs.
Furthermore, in each case, the Congress (I) leadership has attempted to
intervene in the conflicts to advance its partisan interests only to
have its intervention backfire and aggravate regional tensions.
The confrontation in Punjab began in 1973 when the Akali Dal issued
the Anandpur Sahib Resolution calling for the establishment of a
"Sikh Autonomous Region" with its own constitution. It also
called for the transfer of Chandigarh, a union territory, to Punjab as
the state's capital--promised by the central government in 1970--and
demanded that the central government establish a more favorable
allocation of river waters used for irrigation. A particular concern was
the shared distribution of water from the Beas and Sutlej rivers with
neighboring Haryana (see Rivers, ch. 2). The Akali Dal further demanded
changes involving greater symbolic recognition of Sikhism. These demands
included the recognition of Amritsar, the site of the Sikhs' Golden
Temple, as a holy city; exemption from antihijacking regulations to
enable Sikhs flying on Indian airlines to wear their kirpan
(ceremonial saber); and the passage of the All-India Gurdwara Act to
place the management of all gurdwaras in the country under a
single administration (see Early History and Tenets, ch. 3).
Akali Dal members were engaged in a heated competition with the
Congress (I) over control of the Punjab assembly. It was in this context
that the Congress (I) found it advantageous to encourage Sikh
fundamentalism. Giani Zail Singh, who was the Congress (I) chief
minister in Punjab from 1972 to 1977 and minister of home affairs in the
central government from 1980 to 1982, developed links with the fiery
Sikh militant Sant Jarnail Singh Bhindranwale. By encouraging
Bhindranwale, the Congress (I) hoped to reap advantage from sowing
division in the already fractious Akali Dal. However, what may have been
good for the interests of the Congress (I) turned out to be bad for the
country. By the spring of 1984, Bhindranwale and his followers had taken
over the Akal Takht (Throne of the Eternal God) shrine facing the Golden
Temple and transformed it into a headquarters and armory for Sikh
militants. Indira Gandhi sent in the army, which, during a bloody
three-day siege, almost destroyed the Akal Takht, did some damage to the
Golden Temple, and killed Bhindranwale and hundreds of his followers
(see Insurgent Movements and External Subversion, ch. 10). The army's
action generated widespread resentment among India's Sikhs. The
subsequent assassination of Indira Gandhi by Sikh members of her
bodyguard on October 31, 1984, unleashed a wave of riots throughout
India in which more than 2,700 Sikhs were killed.
Rajiv Gandhi attempted to put an end to the crisis by signing an
agreement with Akali Dal moderate Harchand Singh Longowal in August
1985. The Gandhi-Longowal Accord acquiesced to many Akali Dal demands
and called for elections to put an end to central government control
over the state government through President's Rule, which had been in
effect since October 1983. Although the accord was criticized by Sikh
activists as being a sellout, it apparently had widespread support, as
evidenced by the public's defiance of the militants' call for a boycott
of the ensuing elections and the mandate given to Akali Dal moderates to
form a new government. Public support for the Akali Dal government,
however, was soon undermined by Rajiv Gandhi's failure to fulfill his
commitments, such as the transfer of Chandigarh to Punjab, as enunciated
in the Gandhi-Longowal Accord. With the failure to implement the accord,
the popularity of the Akali Dal state government led by Surjit Singh
Barnala declined, and its internal divisions grew. As a result, its
efforts to combat the militants' increasing violence became ineffective.
In May 1987, the Punjab assembly was dissolved and replaced with
President's Rule.
The violence of Sikh militants spread throughout Punjab during the
1980s. In many cases, activist groups became undisciplined or were taken
over by criminals. Armed robbery, extortion, and murder became a way of
life. Police actions also became more repressive. The residents of
Punjab were caught in a vise of indiscriminate militant and police
violence. After an unprecedented five years of President's Rule, the
central government gambled by holding elections for Parliament and the
state legislative assembly in February 1992. Most Akali Dal groups and
militants called for a boycott of the poll, and the election turnout was
a record low of 20 percent. Not surprisingly, the Congress (I) emerged
victorious, winning twelve of thirteen seats in Parliament and control
over the state government. After the elections, the police and
paramilitary forces under the leadership of K.P.S. Gill scored a series
of successes in infiltrating activist groups and capturing or killing
their members. Popular participation in the conventional political
process increased; voter turnout for municipal elections in September
1992 and gram panchayats in January 1993 exceeded 70 percent.
Although violence diminished during 1993 and 1994, the sources of many
of the tensions remained, and resentments among the Sikhs continue to
simmer in the mid-1990s.
Ethnic and regional tensions also raged out of control in the
strategically sensitive Jammu and Kashmir. The conflict assumes
considerable symbolic as well as strategic importance because, as
India's only Muslim-majority state, Jammu and Kashmir validates India's
national identity as a religiously and culturally diverse society held
together by a common history and cultural heritage. The roots of the
Kashmir conflict extend at least as far back as 1947 when Maharaja Hari
Singh, the princely state's Hindu ruler, decided to cede his domain with
its predominantly Muslim population to the Indian Union at a time when
Kashmir was under attack by a Muslim paramilitary force supported by
Pakistan. Tensions persisted through the mid-1980s. The National
Conference, led by Sheikh Abdullah until his death in 1983, first
supported the accession to India and its provisions under Article 370 of
the constitution for special autonomy, but later made demands for
greater autonomy as popular resentment against India's central
government began to spread. The status of Kashmir was the cause of two
wars between India and Pakistan, in 1947 and 1965, and was an issue in
the third war, in 1971 (see The Experience of Wars, ch. 10).
The Kashmir crisis of the 1990s is reflective of trends occurring
throughout the Indian polity: the increasing intervention of the central
government in local affairs, the resort to coercion to resolve social
conflict and maintain social order, and the increasing political
assertiveness of the Indian public. The National Conference government,
which had been elected in 1983 under the leadership of Farooq Abdullah,
son of Sheikh Abdullah, was brought down in 1984 after leaders of the
Congress (I) supported Ghulam Mohammad Shah's split of the National
Conference and formation of a separate government. The Congress (I)
switched its support back to Farooq in 1986, and the National Conference
under Farooq's leadership participated in the 1987 state elections in
alliance with the Congress (I). The alliance served to discredit Farooq
and the National Conference in the eyes of many Kashmiris, and the
coalition faced stiff competition from an alliance of Muslim activists
under the banner of the Muslim United Front. The National
Conference-Congress (I) coalition won the election, but only after
creating a popular perception of widespread election rigging. Farooq's
government proved to be inept and corrupt, further alienating the
Kashmiri public. The activists, feeling that they had been electorally
defrauded, incited an increasing number of demonstrations, strikes,
bombings, and assassinations.
The problem reached a climax in December 1989 when militants took as
hostage the daughter of Mufti Mohammed Sayeed, the minister of home
affairs of the newly formed National Front government. When the
militants exchanged their hostage for the release of five jailed
militant leaders, a jubilant public showed its support for the militants
with massive demonstrations in Srinagar, the capital. It became obvious
to all that Farooq's government had lost control over the state, and
President's Rule was declared. Insurgency broke out as fighting spread
between the Kashmiri militants and paramilitary forces. Reports by human
rights groups left little doubt that each side had perpetrated gross
atrocities and that victims included large numbers of innocent
civilians. The issue was further complicated by charges that the
insurgents had received sanctuary and support from Pakistan and from
movements like the Ekta Yatra (Unity Pilgrimage--a BJP political
pilgrimage from the southern tip of India to Srinagar from December 1991
to January 1992).
The conflict raged through 1994 as the government sent in
paramilitary and army troops in an effort to break the back of the
resistance and convince the Kashmiri public of the futility of the
struggle. By then the militants had fragmented into more than 100
groups. The Jammu and Kashmir Liberation Front, which demands
independence from both India and Pakistan, had the widest support, but a
number of heavily armed groups, the most prominent being the Hezb-ul
Mujahideen, which favored union with Pakistan, also had support. Events
offered a glimmer of hope that the crisis might be resolved through
negotiation. Earlier, in November 1993, the government had successfully
negotiated the settlement of a crisis at the Hazratbal--a Srinagar
mosque, which is one of the holiest Muslim shrines in India because it
is believed to house a hair of the Prophet Muhammad. The government
negotiated the settlement with the All-Party Hurriyat Conference by
agreeing to the departure of the occupying militant forces. In April
1994, the leaders of the conference further raised hopes by coming to
New Delhi to discuss ways of resolving the conflict with the leaders of
non-Muslim communities in Kashmir. The government responded by releasing
more moderate activist leaders from prison and beginning preparations
for elections. But with tension growing and the destruction in May 1995
by fire of a Sufi mausoleum and mosque in the town of Charar
Sharif--each side blamed the other for the conflagration--the central
government postponed plans for elections. This event posed new
impediments to resolving the conflict.
India - Hindu-Muslim Tensions
The kindling of Hindu-Muslim tensions during the 1990s was neither a
reawakening of ancient hatreds nor a consequence of religious
fundamentalism. Rather it occurred because of the interaction between
the various socioeconomic developments in India during the 1980s and
1990s and the strategies and tactics of India's politicians.
Rapid urbanization has uprooted individuals from their previous
occupations and communities and placed many in competition for new
livelihoods. Newcomers who succeed frequently arouse resentment, and
many riots have targeted successful Muslim merchants, business owners,
and Muslim returnees from the Persian Gulf states, where they often earn
incomes many times higher than they would have earned in India.
High-caste Hindus, fearing the loss of their social prestige, have
provided an important social base for Hindu militancy. Hard-pressed
members of these high-caste groups have been an especially receptive
constituency for appeals to curtail the "special privileges of
pampered minorities." In addition, the economy was unable to
provide jobs for all who wanted to enter the labor market, and the 1980s
and early 1990s saw an increase in the ranks of the unemployed. Some of
the unemployed have become involved in gangs whose strong-arm tactics
are used by politicians wishing to intimidate or incite communal
tensions. Other unemployed youths join militant religious organizations
like the Bajrang Dal (Party of the Adamani [Diamond]-Bodied, a reference
to Bajrang, a Hindu god) and Shiv Sena. The militant groups provide
security for temples and members of their religion but are also sources
of communal violence.
Changes in the nature of India's political process also have
contributed to the rise of religious tensions. Analysts from a variety
of perspectives have commented on the increasing willingness of India's
politicians to exploit religious and ethnic tensions for short-term
political gain, regardless of their longer-term social consequences.
Political scientist Rajni Kothari, for example, charges that there has
been a general decline in the morality of Indian politicians. He alleges
that politicians play a "numbers game," in which they appeal
to chauvinistic caste and religious sentiments to win elections, despite
the longer-term social tensions that their campaigns create. The support
of the Congress for Article 370 in the constitution, which provides a
special status for the Muslim majority state of Jammu and Kashmir, and
the measures taken to provide India's Muslim community with distinctive
rights have contributed to the popular resonance of the BJP's charges
that the Congress (I) stands for minority appeasement and
"pseudo-secularism." The violence of religious militants in
Punjab and Jammu and Kashmir has also contributed to sentiment among the
Hindu majority that religious minorities employ aggressive tactics to
win special concessions from the government.
The 1985 Shah Bano controversy put state-religion relations in the
forefront of the political agenda. Shah Bano was a
seventy-three-year-old Muslim woman from Madhya Pradesh who filed for
alimony after being divorced according to Muslim law by her husband
after forty-three years of marriage. The Supreme Court ruled in Shah
Bano's favor, creating outrage among sectors of the Muslim community who
felt that the sharia (Islamic law), which does not provide for alimony,
had been slighted. In apparent capitulation to this important political
constituency, Rajiv Gandhi pushed the Muslim Women (Protection of Rights
on Divorce) Bill, which removed Muslim divorce cases from India's civil
law and recognized the jurisdiction of sharia. The legislation, in turn,
enraged large sectors of Hindus, whose personal conduct is judged under
India's secular civil code.
Shortly thereafter, in a ploy that Rajiv Gandhi may have misguidedly
conceived to placate Hindu militants, the courts ruled that the doors of
the Babri Masjid should be opened to Hindu worshipers. The VHP was
joined by the BJP in a campaign to reclaim the disputed birthplace of
Ram. In 1989 the VHP launched a campaign encouraging Hindu devotees from
across India each to bring a brick from their villages to Ayodhya.
Outbreaks of violence between Hindus and Muslims spread as the campaign
progressed, and the BJP successfully prevailed upon the VHP to withdraw
the campaign before the 1989 elections. Tensions heated up again in the
summer of 1990 when BJP leader Advani embarked on a 10,000-kilometer
tour of the country in a Toyota van decorated to resemble the
mythological chariot of Ram. Advani's arrest did not prevent clashes at
Ayodhya between paramilitary forces and Hindu activists; the clashes
sparked a wave of communal violence and left more than 300 dead.
The Ramjanmabhumi Temple mobilization appeared to pay substantial
dividends in terms of the BJP's remarkable growth of support in North
India in the 1991 elections, and the VHP and BJP kept the issue alive
despite the fact that their actions put tremendous pressure on the newly
elected BJP state government in Uttar Pradesh. Its July 1992 kar
sewa (mass mobilization force work service) to build the temple
ended peacefully only through last-minute negotiations with Prime
Minister Rao; Rao had been promised by BJP leader L.K. Advani that the
December 6, 1992, kar sewa would also be peaceful. Despite
Advani's promise, thousands of Hindu activists broke through a police
cordon and destroyed the Babri Masjid (see Public Worship, ch. 3). This
event and the subsequent riots throughout the country left no doubt that
tensions between Hindus and Muslims had reached a high pitch.
During the following week, riots spread throughout the countryside,
killing some 1,700 people. Riots broke out again in Bombay from January
9 through January 11, killing 500 more people. In March 1993, the Bombay
Stock Exchange and other prominent places in the city were shaken, and
some 200 people were killed by bombs that the central government alleges
were placed by members of India's criminal underworld at the behest of
Pakistan's intelligence service. The manipulation of India's religious
tensions by militants, criminals, and politicians highlighted the extent
to which religious sentiments in India had become an object of
exploitation. Religious tensions eased somewhat and incidents of
communal violence declined during the remainder of 1993 and through
1994, but the persistence of the social conditions that gave birth to
violence and the continued opportunism of India's politicians suggest
that the relative peace may be only an interlude.
India - Corruption
Corruption not only has become a pervasive aspect of Indian politics
but also has become an increasingly important factor in Indian
elections. The extensive role of the Indian state in providing services
and promoting economic development has always created the opportunity
for using public resources for private benefit. As government regulation
of business was extended in the 1960s and corporate donations were
banned in 1969, trading economic favors for under-the-table
contributions to political parties became an increasingly widespread
political practice. During the 1980s and 1990s, corruption became
associated with the occupants of the highest echelons of India's
political system. Rajiv Gandhi's government was rocked by scandals, as
was the government of P.V. Narasimha Rao. Politicians have become so
closely identified with corruption in the public eye that a Times of
India poll of 1,554 adults in six metropolitan cities found that 98
percent of the public is convinced that politicians and ministers are
corrupt, with 85 percent observing that corruption is on the increase.
The prominence of political corruption in the 1990s is hardly unique
to India. Other countries also have experienced corruption that has
rocked their political systems. What is remarkable about India is the
persistent anti-incumbent sentiment among its electorate. Since Indira's
victory in her 1971 "garibi hatao " election, only
one ruling party has been reelected to power in the central government.
In an important sense, the exception proves the rule because the
Congress (I) won reelection in 1984 in no small measure because the
electorate saw in Rajiv Gandhi a "Mr. Clean" who would lead a
new generation of politicians in cleansing the political system.
Anti-incumbent sentiment is just as strong at the state level, where the
ruling parties of all political persuasions in India's major states lost
eleven of thirteen legislative assembly elections held from 1991 through
spring 1995.
India - The Media - Satellite TV, DirecTV, Dish Network
The Press
Compared with many other developing countries, the Indian press has
flourished since independence and exercises a large degree of
independence. British colonialism allowed for the development of a
tradition of freedom of the press, and many of India's great
English-language newspapers and some of its Indian-language press were
begun during the nineteenth century. As India became independent,
ownership of India's leading English-language newspapers was transferred
from British to Indian business groups, and the fact that most
English-language newspapers have the backing of large business houses
has contributed to their independence from the government. The press has
experienced impressive growth since independence. In 1950 there were 214
daily newspapers, with forty-four in English and the rest in Indian
languages. By 1990 the number of daily newspapers had grown to 2,856,
with 209 in English and 2,647 in indigenous languages. The expansion of
literacy and the spread of consumerism during the 1980s fueled the rapid
growth of news weeklies and other periodicals. By 1993 India had 35,595
newspapers--of which 3,805 were dailies--and other periodicals. Although
the majority of publications are in indigenous languages, the
English-language press, which has widespread appeal to the expanding
middle class, has a wide multicity circulation throughout India.
There are four major publishing groups in India, each of which
controls national and regional English-language and vernacular
publications. They are the Times of India Group, the Indian Express
Group, the Hindustan Times Group, and the Anandabazar Patrika Group. The
Times of India is India's largest English-language daily, with
a circulation of 656,000 published in six cities. The Indian Express
, with a daily circulation of 519,000, is published in seventeen cities.
There also are seven other daily newspapers with circulations of between
134,000 and 477,000, all in English and all competitive with one
another. Indian-language newspapers also enjoy large circulations but
usually on a statewide or citywide basis. For example, the
Malayalam-language daily Malayala Manorama circulates 673,000
copies in Kerala; the Hindi-language Dainik Jagran circulates
widely in Uttar Pradesh and New Delhi, with 580,000 copies per day; Punjab
Kesari , also published in Hindi and available throughout Punjab
and New Delhi, has a daily circulation of 562,000; and the Anandabazar
Patrika , published in Calcutta in Bengali, has a daily circulation
of 435,000. There are also numerous smaller publications throughout the
nation. The combined circulation of India's newspapers and periodicals
is in the order of 60 million, published daily in more than ninety
languages.
India has more than forty domestic news agencies. The Express News
Service, the Press Trust of India, and the United News of India are
among the major news agencies. They are headquartered in Delhi, Bombay,
and New Delhi, respectively, and employ foreign correspondents.
Although freedom of the press in India is the legal norm--it is
constitutionally guaranteed--the scope of this freedom has often been
contested by the government. Rigid press censorship was imposed during
the Emergency starting in 1975 but quickly retracted in 1977. The
government has continued, however, to exercise more indirect controls.
Government advertising accounts for as much as 50 percent of all
advertisements in Indian newspapers, providing a monetary incentive to
limit harsh criticism of the administration. Until 1992, when government
regulation of access to newsprint was liberalized, controls on the
distribution of newsprint could also be used to reward favored
publications and threaten those that fell into disfavor. In 1988, at a
time when the Indian press was publishing investigative reports about
corruption and abuse of power in government, Parliament passed a tough
defamation bill that mandated prison sentences for offending
journalists. Vociferous protests from journalists and opposition party
leaders ultimately forced the government to withdraw the bill. Since the
late 1980s, the independence of India's press has been bolstered by the
liberalization of government economic policy and the increase of
private-sector advertising provided by the growth of India's private
sector and the spread of consumerism.
Broadcast Media
The national television (Doordarshan) and radio (All India Radio, or
Akashwani) networks are state-owned and managed by the Ministry of
Information and Broadcasting. Their news reporting customarily presents
the government's point of view. For example, coverage of the 1989
election campaign blatantly favored the government of Rajiv Gandhi, and
autonomy of the electronic media became a political issue. V.P. Singh's
National Front government sponsored the Prasar Bharati (Indian
Broadcasting) Act, which Parliament considered in 1990, to provide
greater autonomy to Doordarshan and All India Radio. The changes that
resulted were limited. The bill provided for the establishment of an
autonomous corporation to run Doordarshan and All India Radio. The
corporation was to operate under a board of governors to be in charge of
appointments and policy and a broadcasting council to respond to
complaints. However, the legislation required that the corporation
prepare and submit its budget within the framework of the central budget
and stipulated that the personnel of the new broadcasting corporation be
career civil servants to facilitate continued government control. In the
early 1990s, increasing competition from television broadcasts
transmitted via satellite appeared the most effective manner of limiting
the progovernment bias of the government-controlled electronic media.
Since the 1980s, India has experienced a rapid proliferation of
television broadcasting that has helped shape popular culture and the
course of politics. Although the first television program was broadcast
in 1959, the expansion of television did not begin in earnest until the
extremely popular telecast of the Ninth Asian Games, which were held in
New Delhi in 1982. Realizing the popular appeal and consequent influence
of television broadcasting, the government undertook an expansion that
by 1990 was planned to provide television access to 90 percent of the
population. In 1993, about 169 million people were estimated to have
watched Indian television each week, and, by 1994, it was reported that
there were some 47 million households with televisions. There also is a
growing selection of satellite transmission and cable services available.
Television programming was initially kept tightly under the control
of the government, which embarked on a self-conscious effort to
construct and propagate a cultural idea of the Indian nation. This goal
is especially clear in the broadcasts of such megaseries as the Hindu
epics Ramayana and Mahabharata . In addition to the
effort at nation-building, the politicians of India's ruling party have
not hesitated to use television to build political support. In fact, the
political abuse of Indian television led to demands to increase the
autonomy of Doordarshan; these demands ultimately resulted in support
for the Prasar Bharati Act.
Satellite TV
The 1990s have brought a radical transformation of television in
India. Transnational satellite broadcasting made its debut in January
1991, when owners of satellite dishes--initially mostly at major
hotels--began receiving Cable News Network (CNN) coverage of the Persian
Gulf War. Three months later, Star TV began broadcasting via satellite
tv.
Its fare initially included serials such as "The Bold and the
Beautiful" and MTV programs. Satellite broadcasting spread rapidly
through India's cities as local entrepreneurs erected dishes to receive
signals and transmitted them through local cable systems. After its
October 1992 launch, Zee TV offered stiff competition to Star TV.
However, the future of Star TV was bolstered by billionaire Rupert
Murdock, who acquired the network for US$525 million in July 1993. CNN
International, part of the Turner Broadcasting System, was slated to
start broadcasting entertainment programs, including top Hollywood
films, in 1995. See <"http://www.satisfied-mind.com/directv/">www.satisfied-mind.com/directv/
for information about Satellite TV, DirecTV and Dish Network.
Competition from the satellite stations brought radical change to
Doordarshan by cutting its audience and threatening its advertising
revenues at a time when the government was pressuring it to pay for
expenditures from internal revenues. In response, Doordarshan decided in
1993 to start five new channels in addition to its original National
Channel. Programming was radically transformed, and controversial news
shows, soap operas, and coverage of high-fashion events proliferated. Of
the new Doordarshan channels, however, only the Metro Channel, which
carries MTV music videos and other popular shows, has survived in the
face of the new trend for talk programs that engage in a potpourri of
racy topics.
India - The Rise of Civil Society
Political participation in India has been transformed in many ways
since the 1960s. New social groups have entered the political arena and
begun to use their political resources to shape the political process.
Scheduled Castes and Scheduled Tribes, previously excluded from politics
because of their position at the bottom of India's social hierarchy,
have begun to take full advantage of the opportunities presented by
India's democracy. Women and environmentalists constitute new political
categories that transcend traditional distinctions. The spread of social
movements and voluntary organizations has shown that despite the
difficulties of India's political parties and state institutions,
India's democratic tendency continues to thrive.
An important aspect of the rise of civil society is the proliferation
of voluntary or nongovernmental organizations. Estimates of their number
ranged from 50,000 to 100,000 in 1993. To some extent, the rise of
voluntary organizations has been sponsored by the Indian state. For
instance, the central government's Seventh Five-Year Plan of fiscal
years (FY--see Glossary) 1985-89 recognized the contributions of
voluntary organizations in accelerating development and substantially
increased their funding. A 1987 survey of 1,273 voluntary agencies
reported that 47 percent received some form of funding from the central
government. Voluntary organizations also have thrived on foreign
donations, which in 1991-92 contributed more than US$400 million to some
15,000 organizations. Some nongovernmental organizations cooperate with
the central government in a manner that augments its capacity to
implement public policy, such as poverty alleviation, for example, in a
decentralized manner. Other nongovernmental organizations also serve as
watchdogs, attempting to pressure government agencies to uphold the
spirit of the state's laws and implement policies in accord with their
stated objectives. Nongovernmental organizations also endeavor to raise
the political consciousness of various social groups, encouraging them
to demand their rights and challenge social inequities. Finally, some
social groups serve as innovators, experimenting with new approaches to
solving social problems.
Beginning in the 1970s, activists began to form broad-based social
movements, which proved powerful advocates for interests that they
perceived as neglected by the state and political parties. Perhaps the
most powerful has been the farmers' movement, which has organized
hundreds of thousands of demonstrators in New Delhi and has pressured
the government for higher prices on agricultural commodities and more
investment in rural areas. Members of Scheduled Castes led by the Dalit
Panthers have moved to rearticulate the identity of former Untouchables.
Women from an array of diverse organizations now interact in conferences
and exchange ideas in order to define and promote women's issues.
Simultaneously, an environmental movement has developed that has
attempted to compel the government to be more responsive to
environmental concerns and has attempted to redefine the concept of
"development" to include respect for indigenous cultures and
environmental sustainability.
With its highly competitive elections, relatively independent
judiciary, boisterous media, and thriving civil society, India continues
to possess one of the most democratic political systems of all
developing countries. Nevertheless, Indian democracy is under stress.
Political power within the Indian state has become increasingly
centralized at a time when India's civil society has become mobilized
along lines that reflect the country's remarkable social diversity. The
country's political parties, which might aggregate the country's diverse
social interests in a way that would ensure the responsiveness of state
authority, are in crisis. The Congress (I) has been in a state of
decline, as reflected in the erosion of its traditional coalition of
support and the implication of Congress (I) governments in a series of
scandals. The party has failed to generate an enlightened leadership
that might rejuvenate it and replace the increasingly discredited
Nehruvian socialism with a novel programmatic appeal. The Congress (I)'s
split in May 1995 added a new impediment to efforts to reinvigorate the
party.
The BJP, although it has a stronger party organization, in 1995 had
yet to find a way to transcend the limits of its militant Hindu
nationalism and fashion a program that would appeal to diverse social
groups and enable it to build a majority coalition in India. The Janata
Dal continued to suffer from lack of leadership, inadequate resources,
and incessant factionalism. As its bases of power shrink, it stood in
danger of being reduced to a party with only a few regional strongholds.
As regional groupings and members of the lower echelons of India's caste
system become more assertive, regional and caste parties may play a more
prominent role in India's political system. At this point, however, it
is difficult to envision how they might stabilize India's political
system.
The unresponsiveness of India's political parties and government has
encouraged the Indian public to mobilize through nongovernmental
organizations and social movements. The consequent development of
India's civil society has made Indians less confident of the
transformative power of the state and more confident of the power of the
individual and local community. This development is shifting a larger
share of the initiative for resolving India's social problems from the
state to society. Fashioning party and state institutions that will
accommodate the diverse interests that are now mobilized in Indian
society is the major challenge confronting the Indian polity in the
1990s.
India - Foreign Relations
INDIA'S FOREIGN RELATIONS reflect a traditional policy of
nonalignment (see Glossary), the exigencies of domestic economic reform
and development, and the changing post-Cold War international
environment. India's relations with the world have evolved considerably
since the British colonial period (1757-1947), when a foreign power
monopolized external relations and defense relations. On independence in
1947, few Indians had experience in making or conducting foreign policy.
However, the country's oldest political party, the Indian National
Congress (the Congress--see Glossary), had established a small foreign
department in 1925 to make overseas contacts and to publicize its
freedom struggle. From the late 1920s on, Jawaharlal Nehru, who had the
most long-standing interest in world affairs among independence leaders,
formulated the Congress stance on international issues. As a member of
the interim government in 1946, Nehru articulated India's approach to
the world.
During Nehru's tenure as prime minister (1947-64), he achieved a
domestic consensus on the definition of Indian national interests and
foreign policy goals--building a unified and integrated nation-state
based on secular, democratic principles; defending Indian territory and
protecting its security interests; guaranteeing India's independence
internationally through nonalignment; and promoting national economic
development unencumbered by overreliance on any country or group of
countries. These objectives were closely related to the determinants of
India's foreign relations: the historical legacy of South Asia; India's
geopolitical position and security requirements; and India's economic
needs as a large developing nation. From 1947 until the late 1980s, New
Delhi's foreign policy goals enabled it to achieve some successes in
carving out an independent international role. Regionally, India was the
predominant power because of its size, its population (the world's
second-largest after China), and its growing military strength. However,
relations with its neighbors, Pakistan in particular, were often tense
and fraught with conflict. In addition, globally India's nonaligned
stance was not a viable substitute for the political and economic role
it wished to play.
India's international influence varied over the years after
independence. Indian prestige and moral authority were high in the 1950s
and facilitated the acquisition of developmental assistance from both
East and West. Although the prestige stemmed from India's nonaligned
stance, the nation was unable to prevent Cold War politics from becoming
intertwined with interstate relations in South Asia. In the 1960s and
1970s, New Delhi's international position among developed and developing
countries faded in the course of wars with China and Pakistan, disputes
with other countries in South Asia, and India's attempt to balance
Pakistan's support from the United States and China by signing the
Treaty of Peace, Friendship, and Cooperation with the Soviet Union in
August 1971. Although India obtained substantial Soviet military and
economic aid, which helped to strengthen the nation, India's influence
was undercut regionally and internationally by the perception that its
friendship with the Soviet Union prevented a more forthright
condemnation of the Soviet presence in Afghanistan. In the 1980s, New
Delhi improved relations with the United States, other developed
countries, and China while continuing close ties with the Soviet Union.
Relations with its South Asian neighbors, especially Pakistan, Sri
Lanka, and Nepal, occupied much of the energies of the Ministry of
External Affairs.
In the 1990s, India's economic problems and the demise of the bipolar
world political system have forced New Delhi to reassess its foreign
policy and to adjust its foreign relations. Previous policies proved
inadequate to cope with the serious domestic and international problems
facing India. The end of the Cold War gutted the core meaning of
nonalignment and left Indian foreign policy without significant
direction. The hard, pragmatic considerations of the early 1990s were
still viewed within the nonaligned framework of the past, but the
disintegration of the Soviet Union removed much of India's international
leverage, for which relations with Russia and the other post-Soviet
states could not compensate.
Pragmatic security, economic considerations, and domestic political
influences have reinforced New Delhi's reliance on the United States and
other developed countries; caused New Delhi to abandon its anti-Israeli
policy in the Middle East; and resulted in the courtship of the Central
Asian republics and the newly industrializing economies of East and
Southeast Asia. Although India shares the concerns of Russia, China, and
many members of the Nonaligned Movement (see Glossary) about the
preeminent position of the United States and other developed countries,
different national interests and perceptions make it improbable that
India can turn cooperation with these countries to its advantage on most
international issues. Furthermore, although Cold War politics have
ceased to be a factor in South Asia, the most intractable problems in
India's relations with Pakistan--conflict over Kashmir, support for
separatists, and nuclear and ballistic missile programs--still face the
two countries.
Role of the Prime Minister
Nehru set the pattern for the formation of Indian foreign policy: a
strong personal role for the prime minister but a weak institutional
structure. Nehru served concurrently as prime minister and minister of
external affairs; he made all major foreign policy decisions himself
after consulting with his advisers and then entrusted the conduct of
international affairs to senior members of the Indian Foreign Service.
His successors continued to exercise considerable control over India's
international dealings, although they generally appointed separate
ministers of external affairs.
India's second prime minister, Lal Bahadur Shastri (1964-66),
expanded the Office of Prime Minister (sometimes called the Prime
Minister's Secretariat) and enlarged its powers (see The Executive, ch.
8). By the 1970s, the Office of the Prime Minister had become the de
facto coordinator and supraministry of the Indian government. The
enhanced role of the office strengthened the prime minister's control
over foreign policy making at the expense of the Ministry of External
Affairs. Advisers in the office provided channels of information and
policy recommendations in addition to those offered by the Ministry of
External Affairs. A subordinate part of the office--the Research and
Analysis Wing--functioned in ways that significantly expanded the
information available to the prime minister and his advisers. The
Research and Analysis Wing gathered intelligence, provided intelligence
analysis to the Office of the Prime Minister, and conducted covert
operations abroad.
The prime minister's control and reliance on personal advisers in the
Office of the Prime Minister was particularly strong under the tenures
of Indira Gandhi (1966-77 and 1980-84) and her son, Rajiv (1984-89), who
succeeded her, and weaker during the periods of coalition governments
under Morarji Desai (1977-79), Viswanath Pratap (V.P.) Singh (1989-90),
Chandra Shekhar (1990-91), and P.V. Narasimha Rao (starting in June
1991). Although observers find it difficult to determine whether the
locus of decision-making authority on any particular issue lies with the
Ministry of External Affairs, the Council of Ministers, the Office of
the Prime Minister, or the prime minister himself, nevertheless in the
1990s India's prime ministers retain their dominance in the conduct of
foreign relations.
Ministry of External Affairs
The Ministry of External Affairs is the governmental body most
concerned with foreign affairs, with responsibility for some aspects of
foreign policy making, actual implementation of policy, and daily
conduct of international relations. The ministry's duties include
providing timely information and analysis to the prime minister and
minister of external affairs, recommending specific measures when
necessary, planning policy for the future, and maintaining
communications with foreign missions in New Delhi. In 1994 the ministry
administered 149 diplomatic missions abroad, which were staffed largely
by members of the Indian Foreign Service. The ministry is headed by the
minister of external affairs, who holds cabinet rank and is assisted by
a deputy minister and a foreign secretary, and secretaries of state from
the Indian Foreign Service.
In 1994 the total cadre strength of the Indian Foreign Service
numbered 3,490, of which some 1,890 held posts abroad and 1,600 served
at the Ministry of External Affairs headquarters in New Delhi. Members
of the Indian Foreign Service are recruited through annual written and
oral competitive examinations and come from a great variety of regional,
economic, and social backgrounds. The Foreign Service Training Institute
provides a wide range of courses for foreign service officers, including
a basic professional course, a comprehensive course in diplomacy and
international relations for foreign service recruits, a refresher course
for commercial representatives, and foreign language training.
The Ministry of External Affairs has thirteen territorial divisions,
each covering a large area of the world, such as Eastern Europe and the
post-Soviet states, or smaller areas on India's periphery, such as
Afghanistan, Iran, and Pakistan. The ministry also has functional
divisions dealing with external publicity, protocol, consular affairs,
Indians abroad, the United Nations (UN) and other international
organizations, and international conferences. Two of the eighteen
specialized divisions and units of the ministry are of special note. The
Policy Planning and Research Division conducts research and prepares
briefs and background papers for top policy makers and ministry
officials. The briefs cover wide-ranging issues relating to India's
foreign policy and role in the changing international environment, and
background papers provide information on issues concerning international
developments. The Economic Division has the important task of handling
foreign economic relations. This division augments its activities to
reflect changes in the government's economic policy and the
international economic environment (see Liberalization in the Early
1990s, ch. 6). In 1990 the division established the Economic
Coordination Unit to assess the impact on India of the Persian Gulf
crisis arising from Iraq's invasion of Kuwait, changes in Eastern Europe
and the Soviet Union, and formation of a single market in the European
Economic Community (after 1993 the European Union), as well as to
promote foreign investment. The Economic Division also runs India's
foreign aid programs, including the Indian Technical and Economic
Cooperation Programme, the Special Commonwealth African Assistance
Programme, and aid to individual developing countries in South Asia and
elsewhere. The ministry runs the Indian Council for Cultural Relations,
which arranges exhibits, visits, and cultural exchanges with other
countries and oversees the activities of foreign cultural centers in
India.
The Ministry of External Affairs had a budget of Rs8.8 billion (for
value of the rupee--see Glossary) for fiscal year (FY--see Glossary)
1994. The largest single expense was the maintenance of missions abroad:
Rs3.8 billion, or close to 44 percent of the ministry's expenditures.
Foreign aid totaled Rs1.3 billion, or 15.1 percent of the ministry's
expenditures. The single largest recipient--as in most previous
years--was Bhutan (Rs690 million), whose government operations and
development are heavily subsidized by India.
Other Government Organizations
Besides the Office of the Prime Minister and the Ministry of External
Affairs, there are other government agencies that have foreign
policy-making roles. In theory, the ministers of defence, commerce, and
finance provide input to foreign policy decisions discussed in cabinet
meetings, but their influence in practical terms is overshadowed by the
predominant position of the prime minister and his advisers. The armed
forces are removed from policy making and have influence only through
the minister of defence, to whom they are subordinate (see Organization
and Equipment of the Armed Forces, ch. 10).
Only a limited role in foreign policy making is provided for India's
bicameral Parliament (see The Legislature, ch. 8). Negotiated treaties
and international agreements become legally binding on the state but are
not part of domestic law unless passed by an act of Parliament, which
also has no say in the appointment of diplomats and other government
representatives dealing with foreign affairs. For the most part, because
of the widespread domestic support for India's foreign policy,
Parliament has endorsed government actions or sought information. The
most important official link between Parliament and the executive in the
mid-1990s is the Committee on External Affairs of the Lok Sabha (House
of the People), the lower chamber of Parliament. The committee meets
regularly and draws its membership from many parties. Usually it has
served either as a forum for government briefings or as a deliberative
body.
The Role of Political and Interest Groups
Institutional connections between public opinion and foreign policy
making are tenuous in the mid-1990s, as they have been since
independence. Although international issues receive considerable
attention in the media and in academic circles, the views expressed by
journalists and scholars in these publications have little impact on
foreign policy making. Interest groups concerned with foreign relations
exist inside and outside Parliament but are less organized or articulate
than in most other democracies. These organizations include such
business groups as the Federation of Indian Chambers of Commerce
International; religious groups, especially among Muslims; and various
friendship or cultural societies promoting closer ties with specific
countries. Among the latter are informal groups known as the
"Russian" and "American" lobbies.
Opposition political parties often have more effectively articulated
differing views regarding foreign policy, but even these views had
little impact on policy making until the 1990s. Other than the Congress
(I)--(I for Indira), only the communist parties, the Janata Party, and
the Jana Sangh and one of its successors, the Bharatiya Janata Party
(BJP--Indian People's Party), developed coherent platforms on foreign
policy (see Political Parties, ch. 8). After the mid-1950s, the
communist parties were broadly supportive of Indian foreign policy. At
the beginning of Janata Party rule (1977-79), Prime Minister Desai
promised to return to "genuine nonalignment." However,
security considerations forced Desai and his minister of external
affairs, Jana Sangh stalwart Atal Behari Vajpayee, to adhere to the
foreign policy path carved out by the Congress (I)--nonalignment with a
pro-Soviet orientation. BJP foreign policy positions differed most
strongly from those of the Congress (I). The BJP criticized nonalignment
and advocated a more vigorous use of India's power to defend national
interests from erosion at the hands of Pakistan and China. The BJP also
favored the overt acquisition of nuclear weapons. By the early 1990s,
the rising political fortunes of the BJP had an impact on the conduct of
foreign policy, forcing the coalition government of V.P. Singh, which
depended on BJP support, to take a hard line in the Kashmir crisis in
1990. Pressure from the Congress (I) also had an impact on India's
response to the Persian Gulf crisis (see Middle East; Central Asia, this
ch.).
Foreign Relations with ...
<>Pakistan
<>Bangladesh
<>Sri Lanka
<>Nepal
<>Bhutan
<>Maldives
<>China
<>Southeast Asia
<>Middle East
<>Central Asia
<>Russia
<>United States
<>Britain, Australia,
Canada, Western Europe, and Japan
<>United Nations
India - Pakistan
Relations with Pakistan have demanded a high proportion of India's
international energies and undoubtedly will continue to do so. India and
Pakistan have divergent national ideologies and have been unable to
establish a mutually acceptable power equation in South Asia. The
national ideologies of pluralism, democracy, and secularism for India
and of Islam for Pakistan grew out of the preindependence struggle
between the Congress and the All-India Muslim League (Muslim League--see
Glossary), and in the early 1990s the line between domestic and foreign
politics in India's relations with Pakistan remained blurred. Because
great-power competition--between the United States and the Soviet Union
and between the Soviet Union and China--became intertwined with the
conflicts between India and Pakistan, India was unable to attain its
goal of insulating South Asia from global rivalries. This superpower
involvement enabled Pakistan to use external force in the face of
India's superior endowments of population and resources.
The most difficult problem in relations between India and Pakistan
since partition in August 1947 has been their dispute over Kashmir.
Pakistan's leaders did not accept the legality of the Instrument of
Accession of Kashmir to India, and undeclared war broke out in October
1947 (see The Experience of Wars, ch. 10). It was the first of three
conflicts between the two countries. Pakistan's representatives ever
since have argued that the people of Kashmir should be allowed to
exercise their right to self-determination through a plebiscite, as
promised by Nehru and required by UN Security Council resolutions in
1948 and 1949. The inconclusive fighting led to a UN-arranged cease-fire
starting on January 1, 1949. On July 18, 1949, the two sides signed the
Karachi Agreement establishing a cease-fire line that was to be
supervised by the UN. The demarcation left Srinagar and almost 139,000
square kilometers under Indian control and 83,807 square kilometers
under Pakistani control. Of these two areas, China occupied 37,555
square kilometers in India's Ladakh District (part of which is known as
Aksai Chin) in 1962 and Pakistan ceded, in effect, 5,180 square
kilometers in the Karakoram area to China when the two countries
demarcated their common border in 1961-65, leaving India with 101,387
square kilometers and Pakistan with 78,387 square kilometers. Starting
in January 1949, and still in place in 1995, the UN Military Observer
Group in India and Pakistan was tasked with supervising the cease-fire
in Kashmir. The group comprises thirty-eight observers--from Belgium,
Chile, Denmark, Finland, Italy, Norway, Sweden, and Uruguay--who rotate
their headquarters every six months between Srinagar (summer) and
Rawalpindi, Pakistan (winter).
In 1952 the elected and overwhelmingly Muslim Constituent Assembly of
Jammu and Kashmir, led by the popular Sheikh Mohammed Abdullah, voted in
favor of confirming accession to India. Thereafter, India regarded this
vote as an adequate expression of popular will and demurred on holding a
plebiscite. After 1953 Jammu and Kashmir was identified as standing for
the secular, pluralistic, and democratic principles of the Indian
polity. Nehru refused to discuss the subject bilaterally until 1963,
when India, under pressure from the United States and Britain, engaged
in six rounds of secret talks with Pakistan on "Kashmir and other
related issues." These negotiations failed, as did the 1964 attempt
at mediation made by Abdullah, who recently had been released from a
long detention by the Indian government because of his objections to
Indian control.
Armed infiltrators from Pakistan crossed the cease-fire line, and the
number of skirmishes between Indian and Pakistani troops increased in
the summer of 1965. Starting on August 5, 1965, India alleged, Pakistani
forces began to infiltrate the Indian-controlled portion of Jammu and
Kashmir. India made a countermove in late August, and by September 1,
1965, the second conflict had fully erupted as Pakistan launched an
attack across the international line of control in southwest Jammu and
Kashmir. Indian forces retaliated on September 6 in Pakistan's Punjab
Province and prevailed over Pakistan's apparent superiority in tanks and
aircraft. A cease-fire called by the UN Security Council on September 23
was observed by both sides. At Tashkent, Uzbekistan, in January 1966,
the belligerents agreed to restore the status quo ante and to resolve
outstanding issues by negotiation.
The third war between India and Pakistan, in December 1971, centered
in the east over the secession of East Pakistan (which became
Bangladesh), but it also included engagements in Kashmir and elsewhere
on the India-West Pakistan front. India's military victory was complete.
The independence of Bangladesh was widely interpreted in India--but not
in Pakistan--as an ideological victory disproving the "Two Nations
Theory" pushed by the Muslim League and that led to partition in
1947. At Shimla (Simla), Himachal Pradesh, on July 2, 1972, Indira
Gandhi and Pakistan's President Zulfikar Ali Bhutto signed the Simla
Accord by which India would return all personnel and captured territory
in the west and the two countries would "settle their differences
by peaceful means through bilateral negotiations." External bodies,
including the UN, were excluded from the process. The fighting had
resulted in the capture of each other's territory at various points
along the cease-fire line, but the Simla Accord defined a new line of
control that deviated in only minor ways from the 1949 cease-fire line.
The two sides agreed not to alter the actual line of control
unilaterally and promised to respect it "without prejudice to the
recognized position of either side." Both sides further undertook
to "refrain from the threat or use of force in violation of the
line."
During the late 1970s and early 1980s, Jammu and Kashmir prospered
under a virtually autonomous government led first by Sheikh Abdullah and
then by his son Farooq Abdullah. In the summer of 1984, differences
between Srinagar and New Delhi led to the dismissal of Farooq's
government by highly questionable means. Kashmir once again became an
irritant in bilateral relations. Indian diplomats consistently accused
Pakistan of trying to "internationalize" the Kashmir dispute
in violation of the Simla Accord.
In the mid- to late 1980s, the political situation in Kashmir became
increasingly unstable. In March 1986, New Delhi invoked President's Rule
to remove Farooq's successor, Ghulam Mohammed Shah, as chief minister,
and replace his rule with that of Governor Jagmohan, who had been
appointed by the central government in 1984. In state elections held in
1987, Farooq's political party, the National Conference, forged an
alliance with Rajiv Gandhi's Congress (I), which won a majority in the
state elections. Farooq's government failed to deal with Kashmir's
economic problems and the endemic corruption of its public institutions,
providing fertile ground for militant Kashmiris who demanded either
independence or association with Pakistan.
A rising spiral of unrest, demonstrations, armed attacks by Kashmiri
separatists, and armed suppression by Indian security forces started in
1988 and was still occurring in the mid-1990s. New Delhi charged
Islamabad (Pakistan's capital) with assisting insurgents in Jammu and
Kashmir, and Prime Minister V.P. Singh warned that India should be
psychologically prepared for war. In Pakistan Prime Minister Benazir
Bhutto stated that Pakistan was willing to fight a "thousand-year
war" for control of Kashmir. Under pressure from the United States,
the Soviet Union, and China to avoid a military conflict and solve their
dispute under the terms of the Simla Accord, India and Pakistan backed
off in May 1990 and engaged in a series of talks on confidence-building
measures for the rest of the year. Tensions reached new heights in the
early and mid-1990s with increasing internal unrest in Jammu and
Kashmir, charges of human rights abuses, and repeated clashes between
Indian paramilitary forces and Kashmiri militants, allegedly armed with
Pakistani-supplied weapons (see Political Issues, ch. 8; Insurgent
Movements and External Subversion, ch. 10).
A concurrent irritant related to the Kashmir dispute was the
confrontation over the Siachen Glacier near the Karakoram Pass, which is
located in northeast Jammu and Kashmir. In 1984, Indian officials,
citing Pakistan's "cartographic aggression" extending the line
of control northeast toward the Karakoram Pass, contended that Pakistan
intended to occupy the Siachen Glacier in order to stage an attack into
Indian-controlled Kashmir. After New Delhi airlifted troops into the
western parts of the Saltoro Mountains, Islamabad deployed troops
opposite them. Both sides maintained 5,000 troops in temperatures
averaging -40�C. The estimated cost for India was about 10 percent of
the annual defense budget for FY 1992. After several skirmishes between
the opposing troops, negotiations to resolve this confrontation began
with five rounds of talks between 1986 and 1989. After a three-year
hiatus because of tensions caused by the other Kashmir conflict, a sixth
round of talks was held in November 1992. Some progress was made on the
details of an agreement. In March 1994, Indian diplomats garnered enough
support at the UN Human Rights Commission to force Pakistan to withdraw
a resolution charging India with human rights violations in Jammu and
Kashmir. The two sides were encouraged to resolve their dispute through
bilateral talks.
After the Soviet Union invaded Afghanistan in December 1979 and
Indira Gandhi returned to power in 1980, she quickly dispatched a
special emissary to assure Pakistani president General Mohammad Zia ul
Haq that he could remove as many divisions as he wished from the Indian
border without fear of any advantage being taken by India and suggested
talks on reduction of force levels. Indian officials worked hard to
prevent Zia from using the Afghan crisis as an opportunity to alter the
regional balance of power by acquiring advanced weapons from the United
States. In addition, Indira Gandhi attempted to avoid antagonizing the
Soviet Union, democratic elements in Pakistan, and the substantial
anti-Pakistan lobby within India. These largely secret efforts
culminated in the visit of Minister of External Affairs P.V. Narasimha
Rao to Pakistan in June 1981, during which time he declared publicly
that India was "unequivocally committed to respect Pakistan's
national unity, territorial integrity, and sovereign equality" as
well as its right to obtain arms for self-defense.
Despite the setback suffered when the United States and Pakistan
announced a new security and military assistance program, regular
meetings took place between high Indian and Pakistani officials. These
meetings were institutionalized in late 1982 in the Indo-Pakistan Joint
Commission, which included subcommissions for trade, economics,
information, and travel. Indira Gandhi also received Zia on November 1,
1982, in New Delhi, and during their meeting they authorized their
foreign ministers and foreign secretaries to proceed with talks leading
to the establishment of the South Asian Association for Regional
Cooperation (SAARC--see Glossary).
In the mid- and late 1980s, India-Pakistan relations settled into a
pattern of ups and downs. Despite the signing of an economic and trade
agreement, little progress was made in concluding a comprehensive,
long-term economic agreement to have nondiscriminatory bilateral trade.
In addition, New Delhi charged Islamabad with arming and training Sikh
terrorists in Punjab. The government's 1984 White Paper on the
Punjab Agitation stated that India's strength, unity, and
secularism were targets of attack. The December 1985 visit of Zia to
India, during which both sides agreed not to attack each other's nuclear
facilities, ushered in a brief phase of cordiality, in which another
agreement expanding trade was signed. The cordiality evaporated in early
1986, with further Indian unhappiness over Pakistan's alleged
interference in Punjab and the bungled Pakistani handling of the
terrorist seizure of a Pan American airliner in which many Indians died.
For its part, Pakistan was disturbed by anti-Muslim riots in India, and
Zia accused India of assisting the political campaign of Benazir Bhutto.
Between November 1986 and February 1987, first India, then Pakistan,
conducted provocative military maneuvers along their border that raised
tensions considerably. India's "Operation Brass Tacks" took
place in Rajasthan, across from Pakistan's troubled Sindh Province, and
Pakistan's maneuvers were located close to India's state of Punjab. The
crisis atmosphere was heightened when Pakistan's premier nuclear
scientist Abdul Qadir Khan revealed in a March 1987 interview that
Pakistan had manufactured a nuclear bomb. Although Khan later retracted
his statement, India stated that the disclosure was "forcing us to
review our option." The tensions created by the military exercises
and the nuclear issue were defused following talks at the foreign
secretary level in New Delhi (January 31-February 4) and Islamabad
(February 27-March 2), during which the two sides agreed to a phased
troop withdrawal to peacetime positions.
The sudden death of Zia in an air crash in August 1988 and the
assumption of the prime ministership by Benazir Bhutto in December 1988
after democratic elections provided the two countries with an unexpected
opportunity to improve relations. Rajiv Gandhi's attendance at the SAARC
summit in Islamabad in December 1988 permitted the two prime ministers
to establish a personal rapport and to sign three bilateral agreements,
including one proscribing attacks on each other's nuclear facilities.
Despite the personal sympathy between the two leaders and Bhutto's
initial emphasis on the 1972 Simla Accord as the basis for warmer
bilateral ties, domestic political pressures, particularly relating to
unrest in Sindh, Punjab, and Kashmir effectively destroyed the chances
for improved relations in 1989 and 1990. For her part, Bhutto backed
away from her comments on the Simla Accord by continuing to press the
Kashmir issue internationally, and Indian public opinion forced Rajiv
Gandhi and his successor, V.P. Singh, to take a hard line on events
relating to Kashmir.
In the early 1990s, Indian-Pakistani relations remained troubled
despite bilateral efforts and changes in the international environment.
High-level dialogue on a range of bilateral issues took place between
foreign ministers and prime ministers at the UN and at other
international meetings. However, discussions over confidence-building
measures, begun in the summer of 1990 as a response to the Kashmir
confrontation, were canceled in June 1992 following mutual expulsions of
diplomats for alleged espionage activities. In June 1991, Pakistani
prime minister Mian Nawaz Sharif proposed talks by India, Pakistan, the
United States, the Soviet Union, and China to consider making South Asia
a nuclear-free zone, but the minority governments of Chandra Shekhar and
subsequently that of Narasimha Rao declined to participate.
Nevertheless, negotiations concerning the Siachen Glacier resumed in
November 1992 after a hiatus of three years. By the mid-1990s, little
had occurred to improve bilateral relations as unrest in Jammu and
Kashmir accelerated and domestic politics in both nations were
unsettled.
India - Bangladesh
Although India played a major role in the establishment of an
independent Bangladesh on April 17, 1971, New Delhi's relations with
Dhaka, the capital of Bangladesh, were neither close nor free from
dispute (see The Rise of Indira Gandhi, ch. 1). In 1975 Bangladesh began
to move away from the linguistic nationalism that had marked its
liberation struggle and linked it to India's West Bengal state. Instead,
Dhaka stressed Islam as the binding force in Bangladeshi nationalism.
The new emphasis on Islam, combined with Bangladeshi concern over
India's military buildup and bilateral disputes over riparian borders,
shared water resources, and illegal immigration of Bangladeshis into
West Bengal, made for fluctuations in India-Bangladesh relations.
Relations are generally good, nevertheless; the two countries have
maintained a dialogue on a variety of issues and initiated a modest
program of joint economic cooperation. In 1977 New Delhi and Dhaka
signed an agreement--that is renewed annually--on sharing the waters of
the Ganga (Ganges) River during the dry season, but the two sides made
little progress in achieving a permanent solution to their other
problems. The main item of contention is the Farakka Barrage, where the
Ganga divides into two branches and India has built a feeder canal that
controls the flow by rechanneling water on the Indian side of the river.
The two nations were still at odds, despite high-level talks, in the
mid-1990s.
In the mid- and late 1980s, India's plan to erect a fence to prevent
cross-border migration from Bangladesh and Bangladesh's desire that
Chakma insurgents not receive Indian covert assistance and refuge in
India were major irritants in bilateral relations. As agreed eighteen
years earlier, in June 1992 India granted a perpetual lease to
Bangladesh for the narrow, 1.5-hectare Tin Bigha corridor in the Ganga's
delta that had long separated an enclave of Bangladeshis from their
homeland. The two countries signed new agreements to enhance economic
cooperation. Bangladesh also received Indian developmental assistance,
but that aid was minor compared with the amounts India granted to Nepal,
Bhutan, Sri Lanka, and Maldives. The year 1991 also witnessed the
first-ever visit of an Indian army chief of staff to Dhaka.
India - Sri Lanka
The two major factors influencing India's relations with Sri Lanka
have been security and the shared ethnicity of Tamils living in southern
India and in northern and eastern Sri Lanka. Before 1980 common security
perceptions and New Delhi's reluctance to intervene in internal affairs
in Sri Lanka's capital of Colombo made for relatively close ties between
the two countries' governments. Beginning in the mid-1950s, and
coinciding with the withdrawal of Britain's military presence in the
Indian Ocean, India and Sri Lanka increasingly came to share regional
security interests. In the 1970s, New Delhi and Colombo enjoyed close
ties on the strength of the relationship between Indira Gandhi and Sri
Lanka's prime minister, Mrs. Sirimavo Ratwatte Dias (S.R.D.)
Bandaranaike. India fully approved Sri Lanka's desire to replace the
British security umbrella with an Indian one, and both sides pursued a
policy of nonalignment and cooperated to minimize Western influence in
the Indian Ocean.
In the 1980s, ethnic conflict between Sri Lankan Sinhalese in the
south and Sri Lankan Tamils in the north escalated, and Tamil
separatists established bases and received funding, weapons, and,
reportedly, training in India. The clandestine assistance came from
private sources and, according to some observers, the state government
of Tamil Nadu, and was tolerated by the central government until 1987.
Anti-Tamil violence in Colombo in July 1983 prompted India to intervene
in the Tamil-Sinhalese conflict, but mediatory efforts failed to prevent
the deterioration of the situation. In May 1987, after the Sri Lankan
government attempted to regain control of the Jaffna region, in the
extreme northern area of the island, by means of an economic blockade
and military action, India supplied food and medicine by air and sea to
the region. On July 29, 1987, Indian prime minister Rajiv Gandhi and Sri
Lankan president Junius Richard (J.R.) Jayawardene signed an accord
designed to settle the conflict by sending the Indian Peace Keeping
Force (IPKF) to establish order and disarm Tamil separatists, to
establish new administrative bodies and hold elections to accommodate
Tamil demands for autonomy, and to repatriate Tamil refugees in India
and Sri Lanka. The accord also forbade the military use of Sri Lankan
ports or broadcasting facilities by outside powers. The Liberation
Tigers of Tamil Eelam (LTTE), the most militant separatist group,
refused to disarm, and Indian troops sustained heavy casualties while
failing to destroy the LTTE. In June 1989, newly elected Sri Lankan
president Ranasinghe Premadasa demanded the withdrawal of the IPKF.
Despite the tensions between the two countries created by this request,
New Delhi completed the withdrawal in March 1990 (see Peacekeeping
Operations, ch. 10).
Bilateral relations improved somewhat in the early 1990s, as the
government attempted to expand economic, scientific, and cultural
cooperation. India continued to take an interest in the status of Sri
Lankan Tamils, but without the direct intervention that characterized
the 1980s. The May 1991 assassination of Rajiv Gandhi, allegedly by the
LTTE, forced New Delhi to crack down on the LTTE presence in Tamil Nadu
and to institute naval patrols in the Palk Strait to interdict LTTE
movements to India. In January 1992, repatriation of Tamil refugees to
Sri Lanka commenced and was still underway in 1994.
India - Nepal
Relations between India and Nepal are close yet fraught with
difficulties stemming from geography, economics, the problems inherent
in big power-small power relations, and common ethnic and linguistic
identities that overlap the two countries' borders. In 1950 New Delhi
and Kathmandu initiated their intertwined relationship with the Treaty
of Peace and Friendship and accompanying letters that defined security
relations between the two countries, and an agreement governing both
bilateral trade and trade transiting Indian soil. The 1950 treaty and
letters stated that "neither government shall tolerate any threat
to the security of the other by a foreign aggressor" and obligated
both sides "to inform each other of any serious friction or
misunderstanding with any neighboring state likely to cause any breach
in the friendly relations subsisting between the two governments."
These accords cemented a "special relationship" between India
and Nepal that granted Nepal preferential economic treatment and
provided Nepalese in India the same economic and educational
opportunities as Indian citizens.
In the 1950s, Nepal welcomed close relations with India, but as the
number of Nepalese living and working in India increased and the
involvement of India in Nepal's economy deepened in the 1960s and after,
so too did Nepalese discomfort with the special relationship. Tensions
came to a head in the mid-1970s, when Nepal pressed for substantial
amendments in its favor in the trade and transit treaty and openly
criticized India's 1975 annexation of Sikkim as an Indian state. In 1975
King Birendra Bir Bikram Shah Dev proposed that Nepal be recognized
internationally as a zone of peace; he received support from China and
Pakistan. In New Delhi's view, if the king's proposal did not contradict
the 1950 treaty and was merely an extension of nonalignment, it was
unnecessary; if it was a repudiation of the special relationship, it
represented a possible threat to India's security and could not be
endorsed. In 1984 Nepal repeated the proposal, but there was no reaction
from India. Nepal continually promoted the proposal in international
forums, with Chinese support; by 1990 it had won the support of 112
countries.
In 1978 India agreed to separate trade and transit treaties,
satisfying a long-term Nepalese demand. In 1988, when the two treaties
were up for renewal, Nepal's refusal to accommodate India's wishes on
the transit treaty caused India to call for a single trade and transit
treaty. Thereafter, Nepal took a hard-line position that led to a
serious crisis in India-Nepal relations. After two extensions, the two
treaties expired on March 23, 1989, resulting in a virtual Indian
economic blockade of Nepal that lasted until late April 1990. Although
economic issues were a major factor in the two countries' confrontation,
Indian dissatisfaction with Nepal's 1988 acquisition of Chinese weaponry
played an important role. New Delhi perceived the arms purchase as an
indication of Kathmandu's intent to build a military relationship with
Beijing, in violation of the 1950 treaty and letters exchanged in 1959
and 1965, which included Nepal in India's security zone and precluded
arms purchases without India's approval. India linked security with
economic relations and insisted on reviewing India-Nepal relations as a
whole. Nepal had to back down after worsening economic conditions led to
a change in Nepal's political system, in which the king was forced to
institute a parliamentary democracy. The new government sought quick
restoration of amicable relations with India.
The special security relationship between New Delhi and Kathmandu was
reestablished during the June 1990 New Delhi meeting of Nepal's prime
minister Krishna Prasad Bhattarai and Indian prime minister V.P. Singh.
During the December 1991 visit to India by Nepalese prime minister
Girijad Prasad Koirala, the two countries signed new, separate trade and
transit treaties and other economic agreements designed to accord Nepal
additional economic benefits.
Indian-Nepali relations appeared to be undergoing still more
reassessment when Nepal's prime minister Man Mohan Adhikary visited New
Delhi in April 1995 and insisted on a major review of the 1950 peace and
friendship treaty. In the face of benign statements by his Indian hosts
relating to the treaty, Adhikary sought greater economic independence
for his landlocked nation while simultaneously striving to improve ties
with China.
India - Bhutan
Despite the long and substantial involvement of India in Bhutan's
economic, educational, and military affairs, and India's advisory role
in foreign affairs embodied in the August 8, 1949, Treaty of Friendship
Between the Government of India and the Government of Bhutan, Thimphu's
autonomy has been fully respected by New Delhi. Bhutan's geographic
isolation, its distinctive Buddhist culture, and its deliberate
restriction on the number and kind of foreigners admitted have helped to
protect its separate identity. Furthermore, Bhutan's relationship with
China, unlike Nepal's, has not become an issue in relations with India.
Bhutanese subjects have the same access to economic and educational
opportunities as Indian citizens, and Indian citizens have the right to
carry on trade in Bhutan, with some restrictions that protect Bhutanese
industries. India also provides Bhutan with developmental assistance and
cooperation in infrastructure, telecommunications, industry, energy,
medicine, and animal husbandry. Since joining the UN in 1971, Bhutan has
increasingly established its international status in a concerted effort
to avoid the fate of Sikkim's absorption into India following the
reduction of Sikkim's indigenous people to minority status.
India - Maldives
India and Maldives have enjoyed close and friendly relations since
Maldives became independent in 1965. Disputes between the two countries
have been few, and both sides amicably settled their maritime boundary
in 1976. In November 1988, at the behest of the Maldivian government,
Indian paratroopers and naval forces crushed a coup attempt by
mercenaries. India's action, viewed by some critics as an indication of
Indian ambitions to be a regional police officer, were regarded by the
United States, the Soviet Union, Britain, Nepal, and Bangladesh as
legitimate assistance to a friendly government and in keeping with
India's strategic role in South Asia. In the 1980s and 1990s, Indian and
Maldivian leaders maintained regular consultations at the highest
levels. New Delhi also has provided developmental assistance to Male
(Maldives' capital) and has participated in bilateral cooperation
programs in infrastructure development, health and welfare, civil
aviation, telecommunications, and labor resources development.
India - China
Although India and China had relatively little political contact
before the 1950s, both countries have had extensive cultural contact
since the first century A.D., especially with the transmission of
Buddhism from India to China (see Buddhism, ch. 3). Although Nehru based
his vision of "resurgent Asia" on friendship between the two
largest states of Asia, the two countries had a conflict of interest in
Tibet (which later became China's Xizang Autonomous Region), a
geographical and political buffer zone where India had inherited special
privileges from the British colonial government. At the end of its civil
war in 1949, China wanted to reassert control over Tibet and to
"liberate" the Tibetan people from Lamaism (Tibetan Buddhism)
and feudalism, which it did by force of arms in 1950. To avoid
antagonizing China, Nehru informed Chinese leaders that India had
neither political nor territorial ambitions, nor did it seek special
privileges in Tibet, but that traditional trading rights must continue.
With Indian support, Tibetan delegates signed an agreement in May 1951
recognizing Chinese sovereignty and control but guaranteeing that the
existing political and social system in Tibet would continue. Direct
negotiations between India and China commenced in an atmosphere improved
by India's mediatory efforts in ending the Korean War (1950-53).
In April 1954, India and China signed an eight-year agreement on
Tibet that set forth the basis of their relationship in the form of the
Panch Shila. Although critics called the Panch Shila naive, Nehru
calculated that in the absence of either the wherewithal or a policy for
defense of the Himalayan region, India's best guarantee of security was
to establish a psychological buffer zone in place of the lost physical
buffer of Tibet. Thus the catch phrase of India's diplomacy with China
in the 1950s was Hindi-Chini bhai-bhai (Hindi for "India
and China are brothers"). Up to 1959, despite border skirmishes and
discrepancies between Indian and Chinese maps, Chinese leaders amicably
had assured India that there was no territorial contro-versy on the
border.
When an Indian reconnaissance party discovered a completed Chinese
road running through the Aksai Chin region of the Ladakh District of
Jammu and Kashmir, border clashes and Indian protests became more
frequent and serious. In January 1959, Chinese premier Zhou Enlai wrote
to Nehru, rejecting Nehru's contention that the border was based on
treaty and custom and pointing out that no government in China had
accepted as legal the McMahon Line, which in the 1914 Simla Convention
defined the eastern section of the border between India and Tibet. The
Dalai Lama--spiritual and temporal head of the Tibetan people--sought
sanctuary in Dharmsala, Himachal Pradesh, in March 1959, and thousands
of Tibetan refugees settled in northwestern India, particularly in
Himachal Pradesh. China accused India of expansionism and imperialism in
Tibet and throughout the Himalayan region. China claimed 104,000 square
kilometers of territory over which India's maps showed clear
sovereignty, and demanded "rectification" of the entire
border.
Zhou proposed that China relinquish its claim to most of India's
northeast in exchange for India's abandonment of its claim to Aksai
Chin. The Indian government, constrained by domestic public opinion,
rejected the idea of a settlement based on uncompensated loss of
territory as being humiliating and unequal.
Chinese forces attacked India on October 20, 1962. Having pushed the
unprepared, ill-equipped, and inadequately led Indian forces to within
forty-eight kilometers of the Assam plains in the northeast and having
occupied strategic points in Ladakh, China declared a unilateral
cease-fire on November 21 and withdrew twenty kilometers behind its new
line of control (see The Experience of Wars, ch. 10).
Relations with China worsened during the rest of the 1960s and the
early 1970s as Chinese-Pakistani relations improved and Chinese-Soviet
relations worsened. China backed Pakistan in its 1965 war with India.
Between 1967 and 1971, an all-weather road was built across territory
claimed by India, linking China's Xinjiang Uygur Autonomous Region with
Pakistan; India could do no more than protest. China continued an active
propaganda campaign against India and supplied ideological, financial,
and other assistance to dissident groups, especially to tribes in
northeastern India. China accused India of assisting the Khampa rebels
in Tibet. Diplomatic contact between the two governments was minimal
although not formally severed. The flow of cultural and other exchanges
that had marked the 1950s ceased entirely. In August 1971, India signed
its Treaty of Peace, Friendship, and Cooperation with the Soviet Union,
and the United States and China sided with Pakistan in its December 1971
war with India. By this time, Beijing was seated at the UN, where its
representatives denounced India as being a "tool of Soviet
expansionism."
India and China renewed efforts to improve relations after the Soviet
Union invaded Afghanistan in December 1979. China modified its
pro-Pakistan stand on Kashmir and appeared willing to remain silent on
India's absorption of Sikkim and its special advisory relationship with
Bhutan. China's leaders agreed to discuss the boundary issue--India's
priority--as the first step to a broadening of relations. The two
countries hosted each others' news agencies, and Kailash (Kangrinbog�
Feng) and Mansarowar Lake (Mapam Yumco Lake) in Tibet--the mythological
home of the Hindu pantheon--were opened to annual pilgrimages from
India. In 1981 Chinese minister of foreign affairs Huang Hua was invited
to India, where he made complimentary remarks about India's role in
South Asia. Chinese premier Zhao Ziyang concurrently toured Pakistan,
Nepal, and Bangladesh.
After the Huang visit, India and China held eight rounds of border
negotiations between December 1981 and November 1987. These talks
initially raised hopes that progress could be made on the border issue.
However, in 1985 China stiffened its position on the border and insisted
on mutual concessions without defining the exact terms of its
"package proposal" or where the actual line of control lay. In
1986 and 1987, the negotiations achieved nothing, given the charges
exchanged between the two countries of military encroachment in the
Sumdorung Chu valley of the Tawang tract on the eastern sector of the
border. China's construction of a military post and helicopter pad in
the area in 1986 and India's grant of statehood to Arunachal Pradesh
(formerly the North-East Frontier Agency) in February 1987 caused both
sides to deploy new troops to the area, raising tensions and fears of a
new border war. China relayed warnings that it would "teach India a
lesson" if it did not cease "nibbling" at Chinese
territory. By the summer of 1987, however, both sides had backed away
from conflict and denied that military clashes had taken place.
A warming trend in relations was facilitated by Rajiv Gandhi's visit
to China in December 1988. The two sides issued a joint communiqu� that
stressed the need to restore friendly relations on the basis of the
Panch Shila and noted the importance of the first visit by an Indian
prime minister to China since Nehru's 1954 visit. India and China agreed
to broaden bilateral ties in various areas, working to achieve a
"fair and reasonable settlement while seeking a mutually acceptable
solution" to the border dispute. The communiqu� also expressed
China's concern about agitation by Tibetan separatists in India and
reiterated China's position that Tibet was an integral part of China and
that anti-China political activities by expatriate Tibetans was not to
be tolerated. Rajiv Gandhi signed bilateral agreements on science and
technology cooperation, on civil aviation to establish direct air links,
and on cultural exchanges. The two sides also agreed to hold annual
diplomatic consultations between foreign ministers, and to set up a
joint ministerial committee on economic and scientific cooperation and a
joint working group on the boundary issue. The latter group was to be
led by the Indian foreign secretary and the Chinese vice minister of
foreign affairs.
As the mid-1990s approached, slow but steady improvement in relations
with China was visible. Top-level dialogue continued with the December
1991 visit of Chinese premier Li Peng to India and the May 1992 visit to
China of Indian president Ramaswami Venkataraman. Six rounds of talks of
the Indian-Chinese Joint Working Group on the Border Issue were held
between December 1988 and June 1993. Progress was also made in reducing
tensions on the border via confidence-building measures, including
mutual troop reductions, regular meetings of local military commanders,
and advance notification of military exercises. Border trade resumed in
July 1992 after a hiatus of more than thirty years, consulates reopened
in Bombay (or Mumbai in the Marathi language) and Shanghai in December
1992, and, in June 1993, the two sides agreed to open an additional
border trading post. During Sharad Pawar's July 1992 visit to Beijing,
the first ever by an Indian minister of defence, the two defense
establishments agreed to develop academic, military, scientific, and
technological exchanges and to schedule an Indian port call by a Chinese
naval vessel.
Substantial movement in relations continued in 1993. The sixth- round
joint working group talks were held in June in New Delhi but resulted in
only minor developments. However, as the year progressed the
long-standing border dispute was eased as a result of bilateral pledges
to reduce troop levels and to respect the cease-fire line along the
India-China border. Prime Minister Narasimha Rao and Chinese premier Li
Peng signed the border agreement and three other agreements (on
cross-border trade, and on increased cooperation on the environment and
in radio and television broadcasting) during the former's visit to
Beijing in September. A senior-level Chinese military delegation made a
six-day goodwill visit to India in December 1993 aimed at
"fostering confidence-building measures between the defense forces
of the two countries." The visit, however, came at a time when
press reports revealed that, as a result of improved relations between
China and Burma, China was exporting greater amounts of military mat�riel
to Burma's army, navy, and air force and sending an increasing number of
technicians to Burma. Of concern to Indian security officials was the
presence of Chinese radar technicians in Burma's Coco Islands, which
border India's Union Territory of the Andaman and Nicobar Islands.
Nevertheless, movement continued in 1994 on troop reductions along the
Himalayan frontier. Moreover, in January 1994 Beijing announced that it
not only favored a negotiated solution on Kashmir, but also opposed any
form of independence for the region.
Talks were held in New Delhi in February 1994 aimed at confirming
established "confidence-building measures" and discussing
clarification of the "line of actual control," reduction of
armed forces along the line, and prior information about forthcoming
military exercises. China's hope for settlement of the boundary issue
was reiterated.
The 1993 Chinese military visit to India was reciprocated by Indian
army chief of staff General B.C. Joshi. During talks in Beijing in July
1994, the two sides agreed that border problems should be resolved
peacefully through "mutual understanding and concessions." The
border issue was raised in September 1994 when Chinese minister of
national defense Chi Haotian visited New Delhi for extensive talks with
high-level Indian trade and defense officials. Further talks in New
Delhi in March 1995 by the India-China Expert Group led to an agreement
to set up two additional points of contact along the 4,000-kilometer
border to facilitate meetings between military personnel. The two sides
also were reported as "seriously engaged" in defining the
McMahon Line and the line of actual control vis-�-vis military
exercises and prevention of air intrusion. Talks in Beijing in July 1995
aimed at better border security and combating cross-border crimes and in
New Delhi in August 1995 on additional troop withdrawals from the border
made further progress in reducing tensions.
Possibly indicative of the further relaxation of India-China
relations--at least there was little notice taken in Beijing--was the
April 1995 announcement, after a year of consultation, of the opening of
the <"http://worldfacts.us/Taiwan-Taipei.htm"> Taipei Economic and Cultural Center in New Delhi. The center serves
as the representative office of Taiwan and is the counterpart of the
India-Taipei Association in Taiwan; both institutions have the goal of
improving relations between the two sides, which have been strained
since New Delhi's recognition of Beijing in 1950.
Source: U.S. Library of Congress